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Table of Contents
Cover .............................................................................................................................................................................................................. 1
I. Introduction to Physiology: The Cell & General Physiology ......................................................................... 2
1. Functional Organization of the Human Body & Control of the 'Internal Environment' .................................... 2
Cells as the Living Units of the Body ....................................................................................................................................... 3
Extracellular Fluid-The 'Internal Environment' ....................................................................................................................... 4
'Homeostatic' Mechanisms of the Major Functional Systems ........................................................................................... 5
9 Control Systems of the Body .....................................................................................................................................................Summary-Automaticity of the Body ...................................................................................................................................... 14
2. The Cell & Its Functions .......................................................................................................................................................... 15
Organization of the Cell ............................................................................................................................................................ 16
Physical Structure of the Cell .................................................................................................................................................. 18
Comparison of the Animal Cell with Precellular Forms of Life ....................................................................................... 28
Functional Systems of the Cell ............................................................................................................................................... 30
Locomotion of Cells ................................................................................................................................................................... 40
3. Genetic Control of Protein Synthesis, Cell Function & Cell Reproduction ........................................................ 45
Genes in the Cell Nucleus ....................................................................................................................................................... 46
The DNA Code in the Cell Nucleus Is Transferred to an RNA Code in ........................................................................ 52
Synthesis of Other Substances in the Cell .......................................................................................................................... 61
Control of Gene Function & Biochemical Activity in Cells ............................................................................................... 62
The DNA-Genetic System Also Controls Cell Reproduction ........................................................................................... 66
Cell Differentiation ..................................................................................................................................................................... 70
Apoptosis-Programmed Cell Death ....................................................................................................................................... 71
Cancer .......................................................................................................................................................................................... 72
II. Membrane Physiology, Nerve & Muscle ................................................................................................................... 75
4. Transport of Substances Through Cell Membranes .................................................................................................... 75
The Lipid Barrier of the Cell Membrane & Cell Membrane Transport Proteins .......................................................... 76
Diffusion ....................................................................................................................................................................................... 79
'Active Transport' of Substances Through Membranes .................................................................................................... 92
5. Membrane Potentials & Action Potentials ....................................................................................................................... 99
Basic Physics of Membrane Potentials ............................................................................................................................. 100
Measuring the Membrane Potential ................................................................................................................................... 103
Resting Membrane Potential of Nerves ............................................................................................................................. 105
Nerve Action Potential ........................................................................................................................................................... 109
Roles of Other Ions During the Action Potential .............................................................................................................. 116
Propagation of the Action Potential .................................................................................................................................... 118
Re-establishing Sodium & Potassium Ionic Gradients After Action Potentials Are Completed-Importan ....... 120
Plateau in Some Action Potentials ..................................................................................................................................... 122
Rhythmicity of Some Excitable Tissues-Repetitive Discharge .................................................................................... 123
Special Characteristics of Signal Transmission in Nerve Trunks ............................................................................... 125
Excitation-The Process of Eliciting the Action Potential ............................................................................................... 128
Recording Membrane Potentials & Action Potentials .................................................................................................... 131
6. Contraction of Skeletal Muscle ......................................................................................................................................... 133
Physiologic Anatomy of Skeletal Muscle .......................................................................................................................... 134
General Mechanism of Muscle Contraction ..................................................................................................................... 138
Molecular Mechanism of Muscle Contraction .................................................................................................................. 140
Energetics of Muscle Contraction ....................................................................................................................................... 148
Characteristics of Whole Muscle Contraction ................................................................................................................. 150
7. Excitation of Skeletal Muscle: Neuromuscular Transmission & Excitation-Contraction Coupling ....... 159
Transmission of Impulses from Nerve Endings to Skeletal Muscle Fibers: The Neuromuscular Junction ..... 160
Molecular Biology of Acetylcholine Formation & Release ............................................................................................ 166
Drugs That Enhance or Block Transmission at the Neuromuscular Junction ......................................................... 167
Myasthenia Gravis Causes Muscle Paralysis .................................................................................................................. 168
Muscle Action Potential ......................................................................................................................................................... 169
Excitation-Contraction Coupling ......................................................................................................................................... 171
8. Excitation & Contraction of Smooth Muscle ................................................................................................................ 175
Contraction of Smooth Muscle ............................................................................................................................................ 176
Nervous & Hormonal Control of Smooth Muscle Contraction ..................................................................................... 183
III. The Heart ...................................................................................................................................................................................... 191
9. Cardiac Muscle; The Heart as a Pump & Function of the Heart Valves ......................................................... 191
Physiology of Cardiac Muscle ............................................................................................................................................. 192
Cardiac Cycle ........................................................................................................................................................................... 199
Relationship of the Heart Sounds to Heart Pumping ..................................................................................................... 204
Work Output of the Heart ...................................................................................................................................................... 205
Chemical Energy Required for Cardiac Contraction: Oxygen Utilization by the Heart ......................................... 209
Regulation of Heart Pumping .............................................................................................................................................. 210
10. Rhythmical Excitation of the Heart ............................................................................................................................... 217
Specialized Excitatory & Conductive System of the Heart ........................................................................................... 218
Control of Excitation & Conduction in the Heart ............................................................................................................. 225
11. The Normal Electrocardiogram ....................................................................................................................................... 228
Characteristics of the Normal Electrocardiogram .......................................................................................................... 229
Methods for Recording Electrocardiograms .................................................................................................................... 233
Flow of Current Around the Heart during the Cardiac Cycle ....................................................................................... 234
Electrocardiographic Leads .................................................................................................................................................. 236
12. Electrocardiographic Interpretation of Cardiac Muscle ....................................................................................... 241
Principles of Vectorial Analysis of Electrocardiograms ................................................................................................. 242
Vectorial Analysis of the Normal Electrocardiogram ..................................................................................................... 249
Mean Electrical Axis of the Ventricular QRS & Its Significance .................................................................................. 255
Conditions That Cause Abnormal Voltages of the QRS Complex .............................................................................. 261
Prolonged & Bizarre Patterns of the QRS Complex ...................................................................................................... 263
Current of Injury ...................................................................................................................................................................... 264
Abnormalities in the T Wave ................................................................................................................................................ 271
13. Cardiac Arrhythmias & Their Electrocardiographic Interpretation ................................................................... 273
Abnormal Sinus Rhythms ..................................................................................................................................................... 274
Abnormal Rhythms That Result from Block of Heart Signals Within ....................................................................... 276
Premature Contractions ........................................................................................................................................................ 280
Paroxysmal Tachycardia ....................................................................................................................................................... 285
Ventricular Fibrillation ............................................................................................................................................................ 287
Atrial Fibrillation ...................................................................................................................................................................... 292
Atrial Flutter .............................................................................................................................................................................. 294
Cardiac Arrest .......................................................................................................................................................................... 295
IV. The Circulation ......................................................................................................................................................................... 296
14. Overview of the Circulation; Biophysics of Pressure, Flow & Resistance ................................................... 296
Physical Characteristics of the Circulation ....................................................................................................................... 297
Basic Principles of Circulatory Function ........................................................................................................................... 300
Interrelationships of Pressure, Flow & Resistance ......................................................................................................... 302
15. Vascular Distensibility & Functions of the Arterial & Venous Systems .......................................................... 315
Vascular Distensibility ............................................................................................................................................................ 316
Arterial Pressure Pulsations ................................................................................................................................................. 319
Veins & Their Functions ........................................................................................................................................................ 326
16. The Microcirculation & Lymphatic System: Capillary Flu .................................................................................... 335
Structure of the Microcirculation & Capillary System .................................................................................................... 336
Flow of Blood in the Capillaries-Vasomotion ................................................................................................................... 340
Exchange of Water, Nutrients & Other Substances Between the Blood & Interstitial Fluid ................................. 341
Interstitium & Interstitial Fluid .............................................................................................................................................. 344
Fluid Filtration Across Capillaries Is Determined by Hydrostatic ............................................................................... 346
Lymphatic System .................................................................................................................................................................. 354
17. Local & Humoral Control of Tissue Blood Flow ....................................................................................................... 360
Local Control of Blood Flow in Response to Tissue Needs ......................................................................................... 361
Mechanisms of Blood Flow Control ................................................................................................................................... 362
Humoral Control of the Circulation ..................................................................................................................................... 375
18. Nervous Regulation of the Circulation & Rapid Control of Arterial Pressure ............................................. 378
Nervous Regulation of the Circulation ............................................................................................................................... 379
Role of the Nervous System in Rapid Control of Arterial Pressure ............................................................................ 386
Special Features of Nervous Control of Arterial Pressure ............................................................................................ 395
19. Role of the Kidneys in Long-Term Control of Arterial P ....................................................................................... 398
Renal-Body Fluid System for Arterial Pressure Control ................................................................................................ 399
The Renin-Angiotensin System: Its Role in Arterial Pressure Control ...................................................................... 413
Summary of the Integrated, Multifaceted System for Arterial Pressure Regulation .............................................. 424
20. Cardiac Output, Venous Return & Their Regulation .............................................................................................. 427
Normal Values for Cardiac Output at Rest & During Activity ....................................................................................... 428
Control of Cardiac Output by Venous Return-Role of the Frank-Starling Mechanism of the Heart .................. 429
Pathologically High or Low Cardiac Outputs ................................................................................................................... 435
Methods for Measuring Cardiac Output ............................................................................................................................ 450
21. Muscle Blood Flow & Cardiac Output During Exercise; th ................................................................................. 454
Blood Flow Regulation in Skeletal Muscle at Rest & During Exercise ...................................................................... 455
Coronary Circulation .............................................................................................................................................................. 460
22. Cardiac Failure ...................................................................................................................................................................... 473
Circulatory Dynamics in Cardiac Failure .......................................................................................................................... 474
Unilateral Left Heart Failure ................................................................................................................................................. 480
Low-Output Cardiac Failure-Cardiogenic Shock ............................................................................................................ 481
Edema in Patients with Cardiac Failure ............................................................................................................................ 482
Cardiac Reserve ...................................................................................................................................................................... 485
23. Heart Valves & Heart Sounds; Valvular & Congenital Heart Defects ............................................................ 492
Heart Sounds ........................................................................................................................................................................... 493
Abnormal Circulatory Dynamics in Valvular Heart Disease ......................................................................................... 499
Abnormal Circulatory Dynamics in Congenital Heart Defects .................................................................................... 501
Use of Extracorporeal Circulation During Cardiac Surgery ......................................................................................... 506
Hypertrophy of the Heart in Valvular & Congenital Heart Disease ............................................................................. 507
24. Circulatory Shock & Its Treatment ................................................................................................................................ 509
Physiologic Causes of Shock .............................................................................................................................................. 510
Shock Caused by Hypovolemia-Hemorrhagic Shock .................................................................................................... 512
Neurogenic Shock-Increased Vascular Capacity ............................................................................................................ 522
Anaphylactic Shock & Histamine Shock ........................................................................................................................... 523
Septic Shock ............................................................................................................................................................................ 524
Physiology of Treatment in Shock ...................................................................................................................................... 525
Circulatory Arrest .................................................................................................................................................................... 527
V. The Body Fluids & Kidneys ............................................................................................................................................. 529
25. The Body Fluid Compartments: Extracellular & Intracellular Fluids; Edema ............................................. 529
Fluid Intake & Output Are Balanced During Steady-State Conditions ...................................................................... 530
Body Fluid Compartments .................................................................................................................................................... 532
Extracellular Fluid Compartment ........................................................................................................................................ 534
Blood Volume ........................................................................................................................................................................... 535
Constituents of Extracellular & Intracellular Fluids ........................................................................................................ 536
Measurement of Fluid Volumes in the Different Body Fluid Compartments-the Indicator-Dilution Principle .. 537
Determination of Volumes of Specific Body Fluid Compartments ............................................................................. 541
Regulation of Fluid Exchange & Osmotic Equilibrium Between Intracellular & Extracellular Fluid ................... 543
Basic Principles of Osmosis & Osmotic Pressure ......................................................................................................... 544
Osmotic Equilibrium Is Maintained Between Intracellular & Extracellular Fluids ................................................... 546
Volume & Osmolality of Extracellular & Intracellular Fluids in Abnormal States ................................................... 548
Glucose & Other Solutions Administered for Nutritive Purposes ............................................................................... 551
Clinical Abnormalities of Fluid Volume Regulation: Hyponatremia & Hypernatremia ........................................... 552
Edema: Excess Fluid in the Tissues .................................................................................................................................. 556
Fluids in the 'Potential Spaces' of the Body ..................................................................................................................... 562
26. Urine Formation by the Kidneys: I. Glomerular Filtration, Renal Blood Flow & Their Control ............ 564
Multiple Functions of the Kidneys ....................................................................................................................................... 565
Physiologic Anatomy of the Kidneys .................................................................................................................................. 568
Micturition ................................................................................................................................................................................. 573
Physiologic Anatomy of the Bladder .................................................................................................................................. 574
Transport of Urine from the Kidney Through the Ureters & into the Bladder .......................................................... 577
Filling of the Bladder & Bladder Wall Tone; the Cystometrogram .............................................................................. 578
Micturition Reflex .................................................................................................................................................................... 579
Abnormalities of Micturition .................................................................................................................................................. 581
Urine Formation Results from Glomerular Filtration, Tubular Reabsorption & Tubular Secretion .................... 582
Glomerular Filtration-the First Step in Urine Formation ............................................................................................... 585
Determinants of the GFR ...................................................................................................................................................... 589
Renal Blood Flow .................................................................................................................................................................... 594
Physiologic Control of Glomerular Filtration & Renal Blood Flow ............................................................................. 597
Autoregulation of GFR & Renal Blood Flow .................................................................................................................... 599
27. Urine Formation by the Kidneys: II. Tubular Reabsorption & Secretion ....................................................... 605
Renal Tubular Reabsorption & Secretion ......................................................................................................................... 606
Tubular Reabsorption Includes Passive & Active Mechanisms .................................................................................. 607
Reabsorption & Secretion Along Different Parts of the Nephron ................................................................................ 617
Regulation of Tubular Reabsorption .................................................................................................................................. 629
Use of Clearance Methods to Quantify Kidney Function .............................................................................................. 638
28. Urine Concentration & Dilution; Regulation of Extracel ....................................................................................... 646
Kidneys Excrete Excess Water by Forming Dilute Urine .............................................................................................. 647
Kidneys Conserve Water by Excreting Concentrated Urine ........................................................................................ 651
Quantifying Renal Urine Concentration & Dilution: 'Free Water' & Osmolar Clearances .................................... 663
Disorders of Urinary Concentrating Ability ....................................................................................................................... 664
Control of Extracellular Fluid Osmolarity & Sodium Concentration ........................................................................... 665
Osmoreceptor-ADH Feedback System ............................................................................................................................. 666
Importance of Thirst in Controlling Extracellular Fluid Osmolarity & Sodium Concentration ............................. 670
Salt-Appetite Mechanism for Controlling Extracellular Fluid Sodium Concentration & Volume ......................... 675
29. Renal Regulation of Potassium, Calcium, Phosphate & Ma ............................................................................. 677
Regulation of Extracellular Fluid Potassium Concentration & Potassium Excretion ............................................. 678
Control of Renal Calcium Excretion & Extracellular Calcium Ion Concentration ................................................... 692
Control of Renal Magnesium Excretion & Extracellular Magnesium Ion Concentration ....................................... 696
Integration of Renal Mechanisms for Control of Extracellular Fluid .......................................................................... 697
Importance of Pressure Natriuresis & Pressure Diuresis in Maintaining Body Sodium & Fluid Balan ............. 699
Distribution of Extracellular Fluid Between the Interstitial Spaces & Vascular System ........................................ 703
Nervous & Hormonal Factors Increase the Effectiveness of Renal-Body Fluid Feedback Control ................... 705
Integrated Responses to Changes in Sodium Intake .................................................................................................... 709
Conditions That Cause Large Increases in Blood Volume & Extracellular Fluid Volume ..................................... 710
Conditions That Cause Large Increases in Extracellular Fluid Volume but with Normal Blood Volume .......... 711
30. Acid-Base Regulation .......................................................................................................................................................... 713
H+ Concentration Is Precisely Regulated ......................................................................................................................... 714
Acids & Bases-Their Definitions & Meanings .................................................................................................................. 715
Defending Against Changes in H+ Concentration: Buffers, Lungs & Kidneys ........................................................ 717
Buffering of H+ in the Body Fluids ...................................................................................................................................... 718
Bicarbonate Buffer System ................................................................................................................................................... 719
Phosphate Buffer System ..................................................................................................................................................... 723
Proteins Are Important Intracellular Buffers ..................................................................................................................... 724
Respiratory Regulation of Acid-Base Balance ................................................................................................................. 725
Renal Control of Acid-Base Balance .................................................................................................................................. 729
Secretion of H+ & Reabsorption of by the Renal Tubules ............................................................................................ 730
Combination of Excess H+ with Phosphate & Ammonia Buffers in the .................................................................... 735
Quantifying Renal Acid-Base Excretion ............................................................................................................................ 740
Renal Correction of Acidosis-Increased Excretion of H+ & Addition of to the Extracellular Fluid ...................... 743
Renal Correction of Alkalosis-Decreased Tubular Secretion of H+ & Increased Excretion of Bicarbonate ..... 745
Clinical Causes of Acid-Base Disorders ............................................................................................................................ 747
Treatment of Acidosis or Alkalosis ..................................................................................................................................... 750
Clinical Measurements & Analysis of Acid-Base Disorders ......................................................................................... 751
31. Diuretics, Kidney Diseases ............................................................................................................................................... 756
Diuretics & Their Mechanisms of Action ........................................................................................................................... 757
Kidney Diseases ...................................................................................................................................................................... 761
Acute Renal Failure ................................................................................................................................................................ 762
Chronic Renal Failure: An Irreversible Decrease in the Number of Functional Nephrons ................................... 765
Specific Tubular Disorders ................................................................................................................................................... 778
Treatment of Renal Failure by Transplantation or by Dialysis with an Artificial Kidney ....................................... 780
VI. Blood Cells, Immunity & Blood Coagulation .................................................................................................... 784
32. Red Blood Cells, Anemia & Polycythemia ................................................................................................................. 784
Red Blood Cells ....................................................................................................................................................................... 785
Anemias .................................................................................................................................................................................... 796
Polycythemia ............................................................................................................................................................................ 798
33. Resistance of the Body to Infection: I. Leukocytes, Gr ........................................................................................ 800
Leukocytes ................................................................................................................................................................................ 801
Neutrophils & Macrophages Defend Against Infections ................................................................................................ 804
Monocyte-Macrophage Cell System .................................................................................................................................. 807
Inflammation: Role of Neutrophils & Macrophages ........................................................................................................ 811
Eosinophils ............................................................................................................................................................................... 815
Basophils .................................................................................................................................................................................. 816
Leukopenia ............................................................................................................................................................................... 817
Leukemias ................................................................................................................................................................................ 818
34. Resistance of the Body to Infection: II. Immunity & Allergy Innate Immunity ............................................ 820
Acquired Immunity ................................................................................................................................................................. 821
Allergy & Hypersensitivity ..................................................................................................................................................... 837
35. Blood Types; Transfusion; Tissue & Organ Transplantation .............................................................................. 840
Antigenicity Causes Immune Reactions of Blood .......................................................................................................... 841
O-A-B Blood Types ................................................................................................................................................................. 842
Rh Blood Types ....................................................................................................................................................................... 845
Transplantation of Tissues & Organs ................................................................................................................................ 848
36. Hemostasis & Blood Coagulation .................................................................................................................................. 850
Events in Hemostasis ............................................................................................................................................................ 851
Vascular Constriction ............................................................................................................................................................. 852
Mechanism of Blood Coagulation ....................................................................................................................................... 855
Conditions That Cause Excessive Bleeding in Humans ............................................................................................... 863
Thromboembolic Conditions in the Human Being .......................................................................................................... 865
Anticoagulants for Clinical Use ........................................................................................................................................... 866
Blood Coagulation Tests ....................................................................................................................................................... 868
VII. Respiration ................................................................................................................................................................................ 871
37. Pulmonary Ventilation ......................................................................................................................................................... 871
Mechanics of Pulmonary Ventilation .................................................................................................................................. 872
Pulmonary Volumes & Capacities ...................................................................................................................................... 879
Minute Respiratory Volume Equals Respiratory Rate Times Tidal Volume ............................................................. 883
Alveolar Ventilation ................................................................................................................................................................. 884
Functions of the Respiratory Passageways ..................................................................................................................... 886
38. Pulmonary Circulation, Pulmonary Edema, Pleural Fluid .................................................................................. 891
Physiologic Anatomy of the Pulmonary Circulatory System ....................................................................................... 892
Pressures in the Pulmonary System .................................................................................................................................. 893
Blood Volume of the Lungs .................................................................................................................................................. 895
Blood Flow Through the Lungs & Its Distribution ........................................................................................................... 896
Effect of Hydrostatic Pressure Gradients in the Lungs on Regional Pulmonary Blood Flow .............................. 897
Pulmonary Capillary Dynamics ........................................................................................................................................... 901
Fluid in the Pleural Cavity ..................................................................................................................................................... 906
39. Physical Principles of Gas Exchange; Diffusion of Oxyg ................................................................................... 908
Physics of Gas Diffusion & Gas Partial Pressures ........................................................................................................ 909
Compositions of Alveolar Air & Atmospheric Air Are Different ..................................................................................... 913
Diffusion of Gases Through the Respiratory Membrane .............................................................................................. 918
Effect of the Ventilation-Perfusion Ratio on Alveolar Gas Concentration ................................................................. 924
40. Transport of Oxygen & Carbon Dioxide in Blood & Tissue Fluids ................................................................... 928
Transport of Oxygen from the Lungs to the Body Tissues ........................................................................................... 929
Transport of Carbon Dioxide in the Blood ........................................................................................................................ 944
Respiratory Exchange Ratio ................................................................................................................................................ 949
41. Regulation of Respiration .................................................................................................................................................. 950
Respiratory Center .................................................................................................................................................................. 951
Chemical Control of Respiration ......................................................................................................................................... 954
Peripheral Chemoreceptor System for Control of Respiratory Activ ......................................................................... 957
Regulation of Respiration During Exercise ....................................................................................................................... 962
Other Factors That Affect Respiration ............................................................................................................................... 966
42. Respiratory Insufficiency-Pathophysiology, Diagnosis, Oxygen Therapy .................................................... 970
Useful Methods for Studying Respiratory Abnormalities .............................................................................................. 971
Pathophysiology of Specific Pulmonary Abnormalities ................................................................................................. 975
Hypoxia & Oxygen Therapy .................................................................................................................................................. 981
Hypercapnia-Excess Carbon Dioxide in the Body Fluids ............................................................................................. 984
Artificial Respiration ............................................................................................................................................................... 985
VIII. Aviation, Space & Deep-Sea Diving Physiology ....................................................................................... 987
43. Aviation, High Altitude & Space Physiology .............................................................................................................. 987
Effects of Low Oxygen Pressure on the Body ................................................................................................................. 988
Effects of Acceleratory Forces on the Body in Aviation & Space Physiology .......................................................... 995
'Artificial Climate' in the Sealed Spacecraft ..................................................................................................................... 999
Weightlessness in Space ................................................................................................................................................... 1000
44. Physiology of Deep-Sea Diving & Other Hyperbaric Conditions .................................................................. 1002
Effect of High Partial Pressures of Individual Gases on the Body .......................................................................... 1003
Scuba Diving ......................................................................................................................................................................... 1010
Special Physiologic Problems in Submarines .............................................................................................................. 1012
Hyperbaric Oxygen Therapy ............................................................................................................................................. 1013
IX. The Nervous System: A. General Principles & Sensory Physiology ........................................ 1014
45. Organization of the Nervous System, Basic Functions of Synapses & Neurotransmitters ............... 1014
General Design of the Nervous System ......................................................................................................................... 1015
Major Levels of Central Nervous System Function ..................................................................................................... 1020
Comparison of the Nervous System with a Computer ............................................................................................... 1021
Central Nervous System Synapses ................................................................................................................................ 1022
Some Special Characteristics of Synaptic Transmission .......................................................................................... 1040
46. Sensory Receptors, Neuronal Circuits for Processing Information ............................................................. 1043
Types of Sensory Receptors & the Stimuli They Detect ............................................................................................ 1044
Transduction of Sensory Stimuli into Nerve Impulses ............................................................................................... 1047
Nerve Fibers That Transmit Different Types of Signals & Their Physiologic Classification .............................. 1052
Transmission of Signals of Different Intensity in Nerve Tracts-Spatial & Temporal Summation .................... 1054
Transmission & Processing of Signals in Neuronal Pools ........................................................................................ 1056
Instability & Stability of Neuronal Circuits ..................................................................................................................... 1065
47. Somatic Sensations: I. General Organization, the Tactile & Position Senses ........................................ 1068
Classification of Somatic Senses .................................................................................................................................... 1069
Detection & Transmission of Tactile Sensations .......................................................................................................... 1070
Sensory Pathways for Transmitting Somatic Signals into the Central Nervous System .................................. 1073
Transmission in the Dorsal Column-Medial Lemniscal System .............................................................................. 1074
Transmission of Less Critical Sensory Signals in the Anterolateral Pathway ...................................................... 1088
Some Special Aspects of Somatosensory Function ................................................................................................... 1090
48. Somatic Sensations: II. Pain, Headache & Thermal Sensations .................................................................. 1092
Types of Pain & Their Qualities-Fast Pain & Slow Pain ............................................................................................ 1093
Pain Receptors & Their Stimulation ................................................................................................................................ 1094
Dual Pathways for Transmission of Pain Signals into the Central Nervous System ......................................... 1096
Pain Suppression System in the Brain & Spinal Cord ................................................................................................ 1100
Referred Pain ........................................................................................................................................................................ 1103
Visceral Pain .......................................................................................................................................................................... 1104
Some Clinical Abnormalities of Pain & Other Somatic Sensations ........................................................................ 1108
Headache ................................................................................................................................................................................ 1110
Thermal Sensations ............................................................................................................................................................. 1113
X. The Nervous System: B. The Special Senses .............................................................................................. 1116
49. The Eye: I. Optics of Vision ........................................................................................................................................... 1116
Physical Principles of Optics ............................................................................................................................................. 1117
Optics of the Eye .................................................................................................................................................................. 1125
Ophthalmoscope .................................................................................................................................................................. 1136
Fluid System of the Eye-Intraocular Fluid ..................................................................................................................... 1138
50. The Eye: II. Receptor & Neural Function of the Retina ..................................................................................... 1143
Anatomy & Function of the Structural Elements of the Retina ................................................................................. 1144
Photochemistry of Vision ................................................................................................................................................... 1149
Color Vision ........................................................................................................................................................................... 1157
Neural Function of the Retina ........................................................................................................................................... 1159
51. The Eye: III. Central Neurophysiology of Vision ................................................................................................... 1167
Visual Pathways ................................................................................................................................................................... 1168
Organization & Function of the Visual Cortex ............................................................................................................... 1170
Neuronal Patterns of Stimulation During Analysis of the Visual Image ................................................................. 1175
Fields of Vision; Perimetry ................................................................................................................................................. 1177
Eye Movements & Their Control ....................................................................................................................................... 1179
Autonomic Control of Accommodation & Pupillary Aperture .................................................................................... 1185
52. The Sense of Hearing ...................................................................................................................................................... 1189
Tympanic Membrane & the Ossicular System ............................................................................................................. 1190
Cochlea ................................................................................................................................................................................... 1193
Central Auditory Mechanisms ........................................................................................................................................... 1203
Hearing Abnormalities ........................................................................................................................................................ 1208
53. The Chemical Senses-Taste & Smell ....................................................................................................................... 1212
Sense of Taste ...................................................................................................................................................................... 1213
Sense of Smell ..................................................................................................................................................................... 1219
XI. The Nervous System: C. Motor & Integrative Neurophysiology ................................................... 1226
54. Motor Functions of the Spinal Cord; the Cord Reflexes ................................................................................... 1226
Organization of the Spinal Cord for Motor Functions ................................................................................................. 1227
Muscle Sensory Receptors-Muscle Spindles & Golgi Tendon Organs & Their Roles in Muscle Control ...... 1231
Flexor Reflex & the Withdrawal Reflexes ....................................................................................................................... 1240
Crossed Extensor Reflex .................................................................................................................................................... 1243
Reciprocal Inhibition & Reciprocal Innervation ............................................................................................................ 1244
Reflexes of Posture & Locomotion .................................................................................................................................. 1245
Scratch Reflex ...................................................................................................................................................................... 1247
Spinal Cord Reflexes That Cause Muscle Spasm ....................................................................................................... 1248
Autonomic Reflexes in the Spinal Cord ......................................................................................................................... 1249
Spinal Cord Transection & Spinal Shock ....................................................................................................................... 1250
55. Cortical & Brain Stem Control of Motor Function ................................................................................................ 1252
Motor Cortex & Corticospinal Tract ................................................................................................................................. 1253
Role of the Brain Stem in Controlling Motor Function ................................................................................................ 1264
Vestibular Sensations & Maintenance of Equilibrium ................................................................................................. 1267
Functions of Brain Stem Nuclei in Controlling Subconscious, Stereotyped Movements .................................. 1275
56. Contributions of the Cerebellum & Basal Ganglia to Overall Motor Control ........................................... 1276
Cerebellum & Its Motor Functions ................................................................................................................................... 1277
Basal Ganglia-Their Motor Functions ............................................................................................................................. 1293
Integration of the Many Parts of the Total Motor Control System ........................................................................... 1302
57. Cerebral Cortex, Intellectual Functions of the Brain, Learning & Memory ............................................... 1305
Physiologic Anatomy of the Cerebral Cortex ................................................................................................................ 1306
Functions of Specific Cortical Areas ............................................................................................................................... 1309
Function of the Brain in Communication-Language Input & Language Output ................................................... 1318
Function of the Corpus Callosum & Anterior Commissure to Transf ..................................................................... 1320
Thoughts, Consciousness & Memory ............................................................................................................................. 1322
58. Behavioral & Motivational Mechanisms of the Brain-The Limbic System & the Hypothalamus .... 1329
Activating-Driving Systems of the Brain ........................................................................................................................ 1330
Limbic System ...................................................................................................................................................................... 1335
Functional Anatomy of the Limbic System; Key Position of the Hypothalamus .................................................. 1336
Hypothalamus, a Major Control Headquarters for the Limbic System .................................................................. 1339
Specific Functions of Other Parts of the Limbic System ........................................................................................... 1345
59. States of Brain Activity-Sleep, Brain Waves, Epilepsy, Psychoses ............................................................. 1349
Sleep ....................................................................................................................................................................................... 1350
Epilepsy .................................................................................................................................................................................. 1356
Psychotic Behavior & Dementia-Roles of Specific Neurotransmitter Systems ................................................... 1360
Schizophrenia-Possible Exaggerated Function of Part of the Dopamine System .............................................. 1361
60. The Autonomic Nervous System & the Adrenal Medulla ................................................................................. 1364
General Organization of the Autonomic Nervous System ......................................................................................... 1365
Basic Characteristics of Sympathetic & Parasympathetic Function ....................................................................... 1370
Autonomic Reflexes ............................................................................................................................................................ 1379
Stimulation of Discrete Organs in Some Instances & Mass Stimula ..................................................................... 1380
Pharmacology of the Autonomic Nervous System ...................................................................................................... 1383
61. Cerebral Blood Flow, Cerebrospinal Fluid & Brain Metabolism .................................................................... 1386
Cerebral Blood Flow ............................................................................................................................................................ 1387
Cerebrospinal Fluid System .............................................................................................................................................. 1394
Brain Metabolism ................................................................................................................................................................. 1400
XII. Gastrointestinal Physiology ...................................................................................................................................... 1402
62. General Principles of Gastrointestinal Function-Motility, Nervous Control & Blood Circulation ..... 1402
General Principles of Gastrointestinal Motility ............................................................................................................. 1403
Neural Control of Gastrointestinal Function-Enteric Nervous System ................................................................... 1407
Functional Types of Movements in the Gastrointestinal Tract ................................................................................. 1412
Gastrointestinal Blood Flow-'Splanchnic Circulation' ................................................................................................. 1414
63. Propulsion & Mixing of Food in the Alimentary Tract ......................................................................................... 1419
Ingestion of Food ................................................................................................................................................................. 1420
Motor Functions of the Stomach ...................................................................................................................................... 1424
Movements of the Small Intestine ................................................................................................................................... 1428
Movements of the Colon .................................................................................................................................................... 1431
Other Autonomic Reflexes That Affect Bowel Activity ................................................................................................ 1435
64. Secretory Functions of the Alimentary Tract ......................................................................................................... 1436
General Principles of Alimentary Tract Secretion ........................................................................................................ 1437
Secretion of Saliva .............................................................................................................................................................. 1441
Esophageal Secretion ......................................................................................................................................................... 1445
Gastric Secretion ................................................................................................................................................................. 1446
Pancreatic Secretion ........................................................................................................................................................... 1453
Secretion of Bile by the Liver; Functions of the Biliary Tree ..................................................................................... 1459
Secretions of the Small Intestine ..................................................................................................................................... 1464
Secretion of Mucus by the Large Intestine .................................................................................................................... 1467
65. Digestion & Absorption in the Gastrointestinal Tract .......................................................................................... 1469
Digestion of the Various Foods by Hydrolysis .............................................................................................................. 1470
Basic Principles of Gastrointestinal Absorption ........................................................................................................... 1477
Absorption in the Small Intestine ..................................................................................................................................... 1480
Absorption in the Large Intestine: Formation of Feces .............................................................................................. 1485
66. Physiology of Gastrointestinal Disorders ................................................................................................................ 1487
Disorders of Swallowing & of the Esophagus ............................................................................................................... 1488
Disorders of the Stomach .................................................................................................................................................. 1489
Disorders of the Small Intestine ....................................................................................................................................... 1492
Disorders of the Large Intestine ....................................................................................................................................... 1494
General Disorders of the Gastrointestinal Tract .......................................................................................................... 1496
XIII. Metabolism & Temperature Regulation ......................................................................................................... 1501
67. Metabolism of Carbohydrates & Formation of Adenosine Triphosphate ................................................... 1501
Central Role of Glucose in Carbohydrate Metabolism ............................................................................................... 1504
Transport of Glucose Through the Cell Membrane ..................................................................................................... 1505
Glycogen Is Stored in Liver & Muscle ............................................................................................................................ 1506
Release of Energy from Glucose by the Glycolytic Pathway ................................................................................... 1508
Release of Energy from Glucose by the Pentose Phosphate Pathway ................................................................. 1516
Formation of Carbohydrates from Proteins & Fats-'Gluconeogenesis' .................................................................. 1518
Blood Glucose ...................................................................................................................................................................... 1519
68. Lipid Metabolism ................................................................................................................................................................ 1520
Transport of Lipids in the Body Fluids ............................................................................................................................ 1521
Fat Deposits .......................................................................................................................................................................... 1525
Use of Triglycerides for Energy: Formation of Adenosine Triphosphate ............................................................... 1526
Regulation of Energy Release from Triglycerides ....................................................................................................... 1532
Phospholipids & Cholesterol ............................................................................................................................................. 1534
Atherosclerosis ..................................................................................................................................................................... 1537
69. Protein Metabolism ........................................................................................................................................................... 1541
Basic Properties ................................................................................................................................................................... 1542
Transport & Storage of Amino Acids ............................................................................................................................... 1543
Functional Roles of the Plasma Proteins ...................................................................................................................... 1546
Hormonal Regulation of Protein Metabolism ................................................................................................................ 1551
70. The Liver as an Organ ..................................................................................................................................................... 1553
Physiologic Anatomy of the Liver .................................................................................................................................... 1554
Hepatic Vascular & Lymph Systems ............................................................................................................................... 1555
Metabolic Functions of the Liver ...................................................................................................................................... 1558
Measurement of Bilirubin in the Bile as a Clinical Diagnostic Tool ......................................................................... 1561
71. Dietary Balances; Regulation of Feeding; Obesity & Starvation; Vitamins & Minerals ...................... 1565
Energy Intake & Output Are Balanced Under Steady-State Conditions ................................................................ 1566
Dietary Balances .................................................................................................................................................................. 1567
Regulation of Food Intake & Energy Storage ............................................................................................................... 1570
Obesity ................................................................................................................................................................................... 1576
Inanition, Anorexia & Cachexia ........................................................................................................................................ 1579
Starvation ............................................................................................................................................................................... 1580
Vitamins ................................................................................................................................................................................. 1582
Mineral Metabolism ............................................................................................................................................................. 1588
72. Energetics & Metabolic Rate ........................................................................................................................................ 1591
Adenosine Triphosphate Functions as an 'Energy Currency' in Metabolism ........................................................ 1592
Control of Energy Release in the Cell ............................................................................................................................ 1596
Metabolic Rate ...................................................................................................................................................................... 1598
Energy Metabolism-Factors That Influence Energy Output ...................................................................................... 1600
73. Body Temperature Regulation & Fever .................................................................................................................... 1606
Normal Body Temperatures .............................................................................................................................................. 1607
Body Temperature Is Controlled by Balancing Heat Production & Heat Loss ..................................................... 1608
Regulation of Body Temperature-Role of the Hypothalamus ................................................................................... 1615
Abnormalities of Body Temperature Regulation .......................................................................................................... 1623
XIV. Endocrinology & Reproduction ............................................................................................................................. 1628
74. Introduction to Endocrinology ....................................................................................................................................... 1628
Coordination of Body Functions by Chemical Messengers ...................................................................................... 1629
Chemical Structure & Synthesis of Hormones ............................................................................................................. 1630
Hormone Secretion, Transport & Clearance from the Blood .................................................................................... 1634
Mechanisms of Action of Hormones ............................................................................................................................... 1638
Measurement of Hormone Concentrations in the Blood ............................................................................................ 1646
75. Pituitary Hormones & Their Control by the Hypothalamus .............................................................................. 1650
Pituitary Gland & Its Relation to the Hypothalamus ................................................................................................... 1651
Hypothalamus Controls Pituitary Secretion .................................................................................................................. 1656
Physiological Functions of Growth Hormone ............................................................................................................... 1659
Posterior Pituitary Gland & Its Relation to the Hypothalamus ................................................................................. 1669
76. Thyroid Metabolic Hormones ....................................................................................................................................... 1673
Synthesis & Secretion of the Thyroid Metabolic Hormones ...................................................................................... 1674
Physiological Functions of the Thyroid Hormones ...................................................................................................... 1680
Regulation of Thyroid Hormone Secretion .................................................................................................................... 1686
Diseases of the Thyroid ...................................................................................................................................................... 1689
77. Adrenocortical Hormones ............................................................................................................................................... 1696
Synthesis & Secretion of Adrenocortical Hormones ................................................................................................... 1697
Functions of the Mineralocorticoids-Aldosterone ........................................................................................................ 1701
Functions of the Glucocorticoids ..................................................................................................................................... 1707
Adrenal Androgens .............................................................................................................................................................. 1718
Abnormalities of Adrenocortical Secretion .................................................................................................................... 1719
78. Insulin, Glucagon & Diabetes Mellitus ...................................................................................................................... 1724
Insulin & Its Metabolic Effects .......................................................................................................................................... 1725
Glucagon & Its Functions .................................................................................................................................................. 1740
Somatostatin Inhibits Glucagon & Insulin Secretion .................................................................................................. 1743
Summary of Blood Glucose Regulation ......................................................................................................................... 1744
Diabetes Mellitus .................................................................................................................................................................. 1746
79. Parathyroid Hormone, Calcitonin, Calcium & Phosphate Metabolism, Vitamin D, Bone & Teeth . 1755
Overview of Calcium & Phosphate Regulation in the Extracellular Fluid & Plasma .......................................... 1756
Bone & Its Relation to Extracellular Calcium & Phosphate ...................................................................................... 1761
Vitamin D ............................................................................................................................................................................... 1767
Parathyroid Hormone ......................................................................................................................................................... 1771
Calcitonin ............................................................................................................................................................................... 1778
Summary of Control of Calcium Ion Concentration .................................................................................................... 1779
Pathophysiology of Parathyroid Hormone, Vitamin D & Bone Disease ................................................................ 1780
Physiology of the Teeth ...................................................................................................................................................... 1784
80. Reproductive & Hormonal Functions of the Male ............................................................................................... 1789
Physiologic Anatomy of the Male Sexual Organs ....................................................................................................... 1790
Spermatogenesis ................................................................................................................................................................. 1791
Male Sexual Act .................................................................................................................................................................... 1800
Testosterone & Other Male Sex Hormones ................................................................................................................... 1802
Abnormalities of Male Sexual Function .......................................................................................................................... 1811
Erectile Dysfunction in the Male ....................................................................................................................................... 1813
Pineal Gland-Its Function in Controlling Seasonal Fertility in Some Animals ..................................................... 1814
81. Female Physiology Before Pregnancy & Female Hormones ......................................................................... 1816
Physiologic Anatomy of the Female Sexual Organs .................................................................................................. 1817
Female Hormonal System ................................................................................................................................................. 1818
Monthly Ovarian Cycle; Function of the Gonadotropic Hormones ......................................................................... 1821
Functions of the Ovarian Hormones-Estradiol & Progesterone ............................................................................... 1827
Regulation of the Female Monthly Rhythm-Interplay Between the O .................................................................... 1834
Abnormalities of Secretion by the Ovaries .................................................................................................................... 1840
Female Sexual Act ............................................................................................................................................................... 1841
Female Fertility ..................................................................................................................................................................... 1843
82. Pregnancy & Lactation .................................................................................................................................................... 1847
Maturation & Fertilization of the Ovum .......................................................................................................................... 1848
Early Nutrition of the Embryo ........................................................................................................................................... 1852
Function of the Placenta .................................................................................................................................................... 1853
Hormonal Factors in Pregnancy ...................................................................................................................................... 1858
Response of the Mother's Body to Pregnancy ............................................................................................................. 1862
Parturition .............................................................................................................................................................................. 1866
Lactation ................................................................................................................................................................................ 1870
83. Fetal & Neonatal Physiology ........................................................................................................................................ 1875
Growth & Functional Development of the Fetus .......................................................................................................... 1876
Development of the Organ Systems ............................................................................................................................... 1877
Adjustments of the Infant to Extrauterine Life .............................................................................................................. 1881
Special Functional Problems in the Neonate ................................................................................................................ 1887
Special Problems of Prematurity ..................................................................................................................................... 1893
Growth & Development of the Child ............................................................................................................................... 1895
XV. Sports Physiology ............................................................................................................................................................. 1898
84. Sports Physiology .............................................................................................................................................................. 1898
Muscles in Exercise ............................................................................................................................................................. 1899
Respiration in Exercise ....................................................................................................................................................... 1909
Cardiovascular System in Exercise ................................................................................................................................ 1913
Body Heat in Exercise ........................................................................................................................................................ 1917
Body Fluids & Salt in Exercise ......................................................................................................................................... 1918
Drugs & Athletes .................................................................................................................................................................. 1919
Body Fitness Prolongs Life ............................................................................................................................................... 1920
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UNIT I Introduction to Physiology: The Cell and General Physiology
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1 Functional Organization of the Human Body and Control of the "Internal Environment"
The goal of physiology is to explain the physical and chemical factors that are responsible for the
origin, development, and progression of life. Each type of life, from the simple virus to the largest tree
or the complicated human being, has its own functional characteristics. Therefore, the vast field of
physiology can be divided into viral physiology, bacterial physiology, cellular physiology, plant
physiology, human physiology, and many more subdivisions.
Human Physiology
In human physiology, we attempt to explain the specific characteristics and mechanisms of the human
body that make it a living being. The very fact that we remain alive is the result of complex control
systems, for hunger makes us seek food and fear makes us seek refuge. Sensations of cold make us
look for warmth. Other forces cause us to seek fellowship and to reproduce. Thus, the human being is,
in many ways, like an automaton, and the fact that we are sensing, feeling, and knowledgeable beings
is part of this automatic sequence of life; these special attributes allow us to exist under widely varying
conditions.
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Cells as the Living Units of the Body
The basic living unit of the body is the cell. Each organ is an aggregate of many different cells held
together by intercellular supporting structures.
Each type of cell is specially adapted to perform one or a few particular functions. For instance, the red
blood cells, numbering 25 trillion in each human being, transport oxygen from the lungs to the tissues.
Although the red cells are the most abundant of any single type of cell in the body, there are about 75
trillion additional cells of other types that perform functions different from those of the red cell. The
entire body, then, contains about 100 trillion cells.
Although the many cells of the body often differ markedly from one another, all of them have certain
basic characteristics that are alike. For instance, in all cells, oxygen reacts with carbohydrate, fat, and
protein to release the energy required for cell function. Further, the general chemical mechanisms for
changing nutrients into energy are basically the same in all cells, and all cells deliver end products of
their chemical reactions into the surrounding fluids.
Almost all cells also have the ability to reproduce additional cells of their own kind. Fortunately, when
cells of a particular type are destroyed, the remaining cells of this type usually generate new cells until
the supply is replenished.
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Extracellular Fluid-The "Internal Environment"
About 60 percent of the adult human body is fluid, mainly a water solution of ions and other
substances. Although most of this fluid is inside the cells and is called intracellular fluid, about one
third is in the spaces outside the cells and is called extracellular fluid. This extracellular fluid is in
constant motion throughout the body. It is transported rapidly in the circulating blood and then mixed
between the blood and the tissue fluids by diffusion through the capillary walls.
In the extracellular fluid are the ions and nutrients needed by the cells to maintain cell life. Thus, all
cells live in essentially the same environment-the extracellular fluid. For this reason, the extracellular
fluid is also called the internal environment of the body, or the milieu intérieur, a term introduced more
than 100 years ago by the great 19th-century French physiologist Claude Bernard.
Cells are capable of living, growing, and performing their special functions as long as the proper
concentrations of oxygen, glucose, different ions, amino acids, fatty substances, and other constituents
are available in this internal environment.
Differences Between Extracellular and Intracellular Fluids
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The extracellular fluid contains large amounts of sodium, chloride, and bicarbonate ions plus nutrients
for the cells, such as oxygen, glucose, fatty acids, and amino acids. It also contains carbon dioxide
that is being transported from the cells to the lungs to be excreted, plus other cellular waste products
that are being transported to the kidneys for excretion.
The intracellular fluid differs significantly from the extracellular fluid; for example, it contains large
amounts of potassium, magnesium, and phosphate ions instead of the sodium and chloride ions found
in the extracellular fluid. Special mechanisms for transporting ions through the cell membranes maintain
the ion concentration differences between the extracellular and intracellular fluids. These transport
processes are discussed in Chapter 4.
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"Homeostatic" Mechanisms of the Major Functional Systems
Homeostasis
The term homeostasis is used by physiologists to mean maintenance of nearly constant conditions in
the internal environment. Essentially all organs and tissues of the body perform functions that help
maintain these relatively constant conditions. For instance, the lungs provide oxygen to the
extracellular fluid to replenish the oxygen used by the cells, the kidneys maintain constant ion
concentrations, and the gastrointestinal system provides nutrients.
A large segment of this text is concerned with the manner in which each organ or tissue contributes to
homeostasis. To begin this discussion, the different functional systems of the body and their
contributions to homeostasis are outlined in this chapter; then we briefly outline the basic theory of the
body's control systems that allow the functional systems to operate in support of one another.
Extracellular Fluid Transport and Mixing System-The Blood Circulatory System
Extracellular fluid is transported through all parts of the body in two stages. The first stage is movement
of blood through the body in the blood vessels, and the second is movement of fluid between the blood
capillaries and the intercellular spaces between the tissue cells.
Figure 1-1 shows the overall circulation of blood. All the blood in the circulation traverses the entire
circulatory circuit an average of once each minute when the body is at rest and as many as six times
each minute when a person is extremely active.
Figure 1-1 General organization of the circulatory system.
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Figure 1-2 Diffusion of fluid and dissolved constituents through the capillary walls and through the
interstitial spaces.
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As blood passes through the blood capillaries, continual exchange of extracellular fluid also occurs
between the plasma portion of the blood and the interstitial fluid that fills the intercellular spaces. This
process is shown in Figure 1-2. The walls of the capillaries are permeable to most molecules in the
plasma of the blood, with the exception of plasma protein molecules, which are too large to readily
pass through the capillaries. Therefore, large amounts of fluid and its dissolved constituents diffuse
back and forth between the blood and the tissue spaces, as shown by the arrows. This process of
diffusion is caused by kinetic motion of the molecules in both the plasma and the interstitial fluid. That
is, the fluid and dissolved molecules are continually moving and bouncing in all directions within the
plasma and the fluid in the intercellular spaces, as well as through the capillary pores. Few cells are
located more than 50 micrometers from a capillary, which ensures diffusion of almost any substance
from the capillary to the cell within a few seconds. Thus, the extracellular fluid everywhere in the bodyboth
that of the plasma and that of the interstitial fluid-is continually being mixed, thereby maintaining
homogeneity of the extracellular fluid throughout the body.
Origin of Nutrients in the Extracellular Fluid
Respiratory System
Figure 1-1 shows that each time the blood passes through the body, it also flows through the lungs.
The blood picks up oxygen in the alveoli, thus acquiring the oxygen needed by the cells. The
membrane between the alveoli and the lumen of the pulmonary capillaries, the alveolar membrane, is
only 0.4 to 2.0 micrometers thick, and oxygen rapidly diffuses by molecular motion through this
membrane into the blood.
Gastrointestinal Tract
A large portion of the blood pumped by the heart also passes through the walls of the gastrointestinal
tract. Here different dissolved nutrients, including carbohydrates, fatty acids, and amino acids, are
absorbed from the ingested food into the extracellular fluid of the blood.
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Liver and Other Organs That Perform Primarily Metabolic Functions
Not all substances absorbed from the gastrointestinal tract can be used in their absorbed form by the
cells. The liver changes the chemical compositions of many of these substances to more usable forms,
and other tissues of the body-fat cells, gastrointestinal mucosa, kidneys, and endocrine glands-help
modify the absorbed substances or store them until they are needed. The liver also eliminates certain
waste products produced in the body and toxic substances that are ingested.
Musculoskeletal System
How does the musculoskeletal system contribute to homeostasis? The answer is obvious and simple:
Were it not for the muscles, the body could not move to the appropriate place at the appropriate time to
obtain the foods required for nutrition. The musculoskeletal system also provides motility for protection
against adverse surroundings, without which the entire body, along with its homeostatic mechanisms,
could be destroyed instantaneously.
Removal of Metabolic End Products
Removal of Carbon Dioxide by the Lungs
At the same time that blood picks up oxygen in the lungs, carbon dioxide is released from the blood
into the lung alveoli; the respiratory movement of air into and out of the lungs carries the carbon
dioxide to the atmosphere. Carbon dioxide is the most abundant of all the end products of metabolism.
Kidneys
Passage of the blood through the kidneys removes from the plasma most of the other substances
besides carbon dioxide that are not needed by the cells. These substances include different end
products of cellular metabolism, such as urea and uric acid; they also include excesses of ions and
water from the food that might have accumulated in the extracellular fluid.
The kidneys perform their function by first filtering large quantities of plasma through the glomeruli into
the tubules and then reabsorbing into the blood those substances needed by the body, such as
glucose, amino acids, appropriate amounts of water, and many of the ions. Most of the other
substances that are not needed by the body, especially the metabolic end products such as urea, are
reabsorbed poorly and pass through the renal tubules into the urine.
Gastrointestinal Tract
Undigested material that enters the gastrointestinal tract and some waste products of metabolism are
eliminated in the feces.
Liver
Among the functions of the liver is the detoxification or removal of many drugs and chemicals that are
ingested. The liver secretes many of these wastes into the bile to be eventually eliminated in the feces.
Regulation of Body Functions
Nervous System
The nervous system is composed of three major parts: the sensory input portion, the central nervous
system (or integrative portion), and the motor output portion. Sensory receptors detect the state of the
body or the state of the surroundings. For instance, receptors in the skin apprise one whenever an
object touches the skin at any point. The eyes are sensory organs that give one a visual image of the
surrounding area. The ears are also sensory organs. The central nervous system is composed of the
brain and spinal cord. The brain can store information, generate thoughts, create ambition, and
determine reactions that the body performs in response to the sensations. Appropriate signals are then
transmitted through the motor output portion of the nervous system to carry out one's desires.
An important segment of the nervous system is called the autonomic system. It operates at a
subconscious level and controls many functions of the internal organs, including the level of pumping
activity by the heart, movements of the gastrointestinal tract, and secretion by many of the body's
glands.
Hormone Systems
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Located in the body are eight major endocrine glands that secrete chemical substances called
hormones. Hormones are transported in the extracellular fluid to all parts of the body to help regulate
cellular function. For instance, thyroid hormone increases the rates of most chemical reactions in all
cells, thus helping to set the tempo of bodily activity. Insulin controls glucose metabolism;
adrenocortical hormones control sodium ion, potassium ion, and protein metabolism; and parathyroid
hormone controls bone calcium and phosphate. Thus, the hormones provide a system for regulation
that complements the nervous system. The nervous system regulates many muscular and secretory
activities of the body, whereas the hormonal system regulates many metabolic functions.
Protection of the Body
Immune System
The immune system consists of the white blood cells, tissue cells derived from white blood cells, the
thymus, lymph nodes, and lymph vessels that protect the body from pathogens such as bacteria,
viruses, parasites, and fungi. The immune system provides a mechanism for the body to (1) distinguish
its own cells from foreign cells and substances and (2) destroy the invader by phagocytosis or by
producing sensitized lymphocytes or specialized proteins (e.g., antibodies) that either destroy or
neutralize the invader.
Integumentary System
The skin and its various appendages, including the hair, nails, glands, and other structures, cover,
cushion, and protect the deeper tissues and organs of the body and generally provide a boundary
between the body's internal environment and the outside world. The integumentary system is also
important for temperature regulation and excretion of wastes and it provides a sensory interface
between the body and the external environment. The skin generally comprises about 12 to 15 percent
of body weight.
Reproduction
Sometimes reproduction is not considered a homeostatic function. It does, however, help maintain
homeostasis by generating new beings to take the place of those that are dying. This may sound like a
permissive usage of the term homeostasis, but it illustrates that, in the final analysis, essentially all
body structures are organized such that they help maintain the automaticity and continuity of life.
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Control Systems of the Body
The human body has thousands of control systems. The most intricate of these are the genetic control
systems that operate in all cells to help control intracellular function and extracellular functions. This
subject is discussed in Chapter 3.
Many other control systems operate within the organs to control functions of the individual parts of the
organs; others operate throughout the entire body to control the interrelations between the organs. For
instance, the respiratory system, operating in association with the nervous system, regulates the
concentration of carbon dioxide in the extracellular fluid. The liver and pancreas regulate the
concentration of glucose in the extracellular fluid, and the kidneys regulate concentrations of hydrogen,
sodium, potassium, phosphate, and other ions in the extracellular fluid.
Examples of Control Mechanisms
Regulation of Oxygen and Carbon Dioxide Concentrations in the Extracellular Fluid
Because oxygen is one of the major substances required for chemical reactions in the cells, the body
has a special control mechanism to maintain an almost exact and constant oxygen concentration in the
extracellular fluid. This mechanism depends principally on the chemical characteristics of hemoglobin,
which is present in all red blood cells. Hemoglobin combines with oxygen as the blood passes through
the lungs. Then, as the blood passes through the tissue capillaries, hemoglobin, because of its own
strong chemical affinity for oxygen, does not release oxygen into the tissue fluid if too much oxygen is
already there. But if the oxygen concentration in the tissue fluid is too low, sufficient oxygen is released
to re-establish an adequate concentration. Thus, regulation of oxygen concentration in the tissues is
vested principally in the chemical characteristics of hemoglobin itself. This regulation is called the
oxygen-buffering function of hemoglobin.
Carbon dioxide concentration in the extracellular fluid is regulated in a much different way. Carbon
dioxide is a major end product of the oxidative reactions in cells. If all the carbon dioxide formed in the
cells continued to accumulate in the tissue fluids, all energy-giving reactions of the cells would cease.
Fortunately, a higher than normal carbon dioxide concentration in the blood excites the respiratory
center, causing a person to breathe rapidly and deeply. This increases expiration of carbon dioxide
and, therefore, removes excess carbon dioxide from the blood and tissue fluids. This process continues
until the concentration returns to normal.
Regulation of Arterial Blood Pressure
Several systems contribute to the regulation of arterial blood pressure. One of these, the baroreceptor
system, is a simple and excellent example of a rapidly acting control mechanism. In the walls of the
bifurcation region of the carotid arteries in the neck, and also in the arch of the aorta in the thorax, are
many nerve receptors called baroreceptors, which are stimulated by stretch of the arterial wall. When
the arterial pressure rises too high, the baroreceptors send barrages of nerve impulses to the medulla
of the brain. Here these impulses inhibit the vasomotor center, which in turn decreases the number of
impulses transmitted from the vasomotor center through the sympathetic nervous system to the heart
and blood vessels. Lack of these impulses causes diminished pumping activity by the heart and also
dilation of the peripheral blood vessels, allowing increased blood flow through the vessels. Both of
these effects decrease the arterial pressure back toward normal.
Conversely, a decrease in arterial pressure below normal relaxes the stretch receptors, allowing the
vasomotor center to become more active than usual, thereby causing vasoconstriction and increased
heart pumping. The decrease in arterial pressure also raises arterial pressure back toward normal.
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Normal Ranges and Physical Characteristics of Important Extracellular Fluid Constituents
Table 1-1 lists some of the important constituents and physical characteristics of extracellular fluid,
along with their normal values, normal ranges, and maximum limits without causing death. Note the
narrowness of the normal range for each one. Values outside these ranges are usually caused by
illness.
Most important are the limits beyond which abnormalities can cause death. For example, an increase in
Guyton & Hall: Textbook of Medical Physiology, 12e [Vishal] Control Systems of the Body
9 / 1921
the body temperature of only 11°F (7°C) above normal can lead to a vicious cycle of increasing cellular
metabolism that destroys the cells. Note also the narrow range for acid-base balance in the body, with
a normal pH value of 7.4 and lethal values only about 0.5 on either side of normal. Another important
factor is the potassium ion concentration because whenever it decreases to less than one-third normal,
a person is likely to be paralyzed as a result of the nerves' inability to carry signals. Alternatively, if the
potassium ion concentration increases to two or more times normal, the heart muscle is likely to be
severely depressed. Also, when the calcium ion concentration falls below about one-half normal, a
person is likely to experience tetanic contraction of muscles throughout the body because of the
spontaneous generation of excess nerve impulses in the peripheral nerves. When the glucose
concentration falls below one-half normal, a person frequently develops extreme mental irritability and
sometimes even convulsions.
These examples should give one an appreciation for the extreme value and even the necessity of the
vast numbers of control systems that keep the body operating in health; in the absence of any one of
these controls, serious body malfunction or death can result.
Characteristics of Control Systems
The aforementioned examples of homeostatic control mechanisms are only a few of the many
thousands in the body, all of which have certain characteristics in common as explained in this section.
Table 1-1. Important Constituents and Physical Characteristics of Extracellular
Fluid
Normal
Value
Normal
Range
Approximate Short-Term Nonlethal
Limit Unit
Oxygen 40 35-45 10-1000 mm Hg
Carbon dioxide 40 35-45 5-80 mm Hg
Sodium ion 142 138-146 115-175 mmol/L
Potassium ion 4.2 3.8-5.0 1.5-9.0 mmol/L
Calcium ion 1.2 1.0-1.4 0.5-2.0 mmol/L
Chloride ion 108 103-112 70-130 mmol/L
Bicarbonate ion 28 24-32 8-45 mmol/L
Glucose 85 75-95 20-1500 mg/dl
Body
temperature
98.4 (37.0) 98-98.8
(37.0)
65-110 (18.3-43.3) °F (°C)
Acid-base 7.4 7.3-7.5 6.9-8.0 pH
Negative Feedback Nature of Most Control Systems
Most control systems of the body act by negative feedback, which can best be explained by reviewing
some of the homeostatic control systems mentioned previously. In the regulation of carbon dioxide
concentration, a high concentration of carbon dioxide in the extracellular fluid increases pulmonary
ventilation. This, in turn, decreases the extracellular fluid carbon dioxide concentration because the
lungs expire greater amounts of carbon dioxide from the body. In other words, the high concentration of
carbon dioxide initiates events that decrease the concentration toward normal, which is negative to the
initiating stimulus. Conversely, if the carbon dioxide concentration falls too low, this causes feedback to
increase the concentration. This response is also negative to the initiating stimulus.
In the arterial pressure-regulating mechanisms, a high pressure causes a series of reactions that
promote a lowered pressure, or a low pressure causes a series of reactions that promote an elevated
pressure. In both instances, these effects are negative with respect to the initiating stimulus.
Therefore, in general, if some factor becomes excessive or deficient, a control system initiates negative
feedback, which consists of a series of changes that return the factor toward a certain mean value,
thus maintaining homeostasis.
"Gain" of a Control System
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The degree of effectiveness with which a control system maintains constant conditions is determined
by the gain of the negative feedback. For instance, let us assume that a large volume of blood is
transfused into a person whose baroreceptor pressure control system is not functioning, and the
arterial pressure rises from the normal level of 100 mm Hg up to 175 mm Hg. Then, let us assume that
the same volume of blood is injected into the same person when the baroreceptor system is
functioning, and this time the pressure increases only 25 mm Hg. Thus, the feedback control system
has caused a "correction" of -50 mm Hg-that is, from 175 mm Hg to 125 mm Hg. There remains an
increase in pressure of +25 mm Hg, called the "error," which means that the control system is not 100
percent effective in preventing change. The gain of the system is then calculated by the following
formula:
Thus, in the baroreceptor system example, the correction is -50 mm Hg and the error persisting is +25
mm Hg. Therefore, the gain of the person's baroreceptor system for control of arterial pressure is -50
divided by +25, or -2. That is, a disturbance that increases or decreases the arterial pressure does so
only one-third as much as would occur if this control system were not present.
The gains of some other physiologic control systems are much greater than that of the baroreceptor
system. For instance, the gain of the system controlling internal body temperature when a person is
exposed to moderately cold weather is about -33. Therefore, one can see that the temperature control
system is much more effective than the baroreceptor pressure control system.
Positive Feedback Can Sometimes Cause Vicious Cycles and Death
One might ask the question, Why do most control systems of the body operate by negative feedback
rather than positive feedback? If one considers the nature of positive feedback, one immediately sees
that positive feedback does not lead to stability but to instability and, in some cases, can cause death.
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Figure 1-3 Recovery of heart pumping caused by negative feedback after 1 liter of blood is removed
from the circulation. Death is caused by positive feedback when 2 liters of blood are removed.
Figure 1-3 shows an example in which death can ensue from positive feedback. This figure depicts the
pumping effectiveness of the heart, showing that the heart of a healthy human being pumps about 5
liters of blood per minute. If the person is suddenly bled 2 liters, the amount of blood in the body is
decreased to such a low level that not enough blood is available for the heart to pump effectively. As a
result, the arterial pressure falls and the flow of blood to the heart muscle through the coronary vessels
diminishes. This results in weakening of the heart, further diminished pumping, a further decrease in
coronary blood flow, and still more weakness of the heart; the cycle repeats itself again and again until
death occurs. Note that each cycle in the feedback results in further weakening of the heart. In other
words, the initiating stimulus causes more of the same, which is positive feedback.
Positive feedback is better known as a "vicious cycle," but a mild degree of positive feedback can be
overcome by the negative feedback control mechanisms of the body and the vicious cycle fails to
develop. For instance, if the person in the aforementioned example were bled only 1 liter instead of 2
liters, the normal negative feedback mechanisms for controlling cardiac output and arterial pressure
would overbalance the positive feedback and the person would recover, as shown by the dashed curve
of Figure 1-3.
Positive Feedback Can Sometimes Be Useful
In some instances, the body uses positive feedback to its advantage. Blood clotting is an example of a
valuable use of positive feedback. When a blood vessel is ruptured and a clot begins to form, multiple
enzymes called clotting factors are activated within the clot itself. Some of these enzymes act on other
unactivated enzymes of the immediately adjacent blood, thus causing more blood clotting. This process
continues until the hole in the vessel is plugged and bleeding no longer occurs. On occasion, this
mechanism can get out of hand and cause the formation of unwanted clots. In fact, this is what initiates
most acute heart attacks, which are caused by a clot beginning on the inside surface of an
atherosclerotic plaque in a coronary artery and then growing until the artery is blocked.
Childbirth is another instance in which positive feedback plays a valuable role. When uterine
contractions become strong enough for the baby's head to begin pushing through the cervix, stretch of
the cervix sends signals through the uterine muscle back to the body of the uterus, causing even more
powerful contractions. Thus, the uterine contractions stretch the cervix and the cervical stretch causes
stronger contractions. When this process becomes powerful enough, the baby is born. If it is not
powerful enough, the contractions usually die out and a few days pass before they begin again.
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Another important use of positive feedback is for the generation of nerve signals. That is, when the
membrane of a nerve fiber is stimulated, this causes slight leakage of sodium ions through sodium
channels in the nerve membrane to the fiber's interior. The sodium ions entering the fiber then change
the membrane potential, which in turn causes more opening of channels, more change of potential, still
more opening of channels, and so forth. Thus, a slight leak becomes an explosion of sodium entering
the interior of the nerve fiber, which creates the nerve action potential. This action potential in turn
causes electrical current to flow along both the outside and the inside of the fiber and initiates
additional action potentials. This process continues again and again until the nerve signal goes all the
way to the end of the fiber.
In each case in which positive feedback is useful, the positive feedback itself is part of an overall
negative feedback process. For example, in the case of blood clotting, the positive feedback clotting
process is a negative feedback process for maintenance of normal blood volume. Also, the positive
feedback that causes nerve signals allows the nerves to participate in thousands of negative feedback
nervous control systems.
More Complex Types of Control Systems-Adaptive Control
Later in this text, when we study the nervous system, we shall see that this system contains great
numbers of interconnected control mechanisms. Some are simple feedback systems similar to those
already discussed. Many are not. For instance, some movements of the body occur so rapidly that
there is not enough time for nerve signals to travel from the peripheral parts of the body all the way to
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the brain and then back to the periphery again to control the movement. Therefore, the brain uses a
principle called feed-forward control to cause required muscle contractions. That is, sensory nerve
signals from the moving parts apprise the brain whether the movement is performed correctly. If not, the
brain corrects the feed-forward signals that it sends to the muscles the next time the movement is
required. Then, if still further correction is necessary, this will be done again for subsequent
movements. This is called adaptive control. Adaptive control, in a sense, is delayed negative feedback.
Thus, one can see how complex the feedback control systems of the body can be. A person's life
depends on all of them. Therefore, a major share of this text is devoted to discussing these life-giving
mechanisms.
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Summary-Automaticity of the Body
The purpose of this chapter has been to point out, first, the overall organization of the body and,
second, the means by which the different parts of the body operate in harmony. To summarize, the
body is actually a social order of about 100 trillion cells organized into different functional structures,
some of which are called organs. Each functional structure contributes its share to the maintenance of
homeostatic conditions in the extracellular fluid, which is called the internal environment. As long as
normal conditions are maintained in this internal environment, the cells of the body continue to live and
function properly. Each cell benefits from homeostasis, and in turn, each cell contributes its share
toward the maintenance of homeostasis. This reciprocal interplay provides continuous automaticity of
the body until one or more functional systems lose their ability to contribute their share of function.
When this happens, all the cells of the body suffer. Extreme dysfunction leads to death; moderate
dysfunction leads to sickness.
Bibliography
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Bernard C: Lectures on the Phenomena of Life Common to Animals and Plants , Springfield, IL,
1974, Charles C Thomas.
Cannon WB: The Wisdom of the Body , New York, 1932, WW Norton.
Chien S: Mechanotransduction and endothelial cell homeostasis: the wisdom of the cell, Am J
Physiol Heart Circ Physiol 292:H1209, 2007.
Csete ME, Doyle JC: Reverse engineering of biological complexity, Science 295:1664, 2002.
Danzler WH, editor: Handbook of Physiology, Sec 13: Comparative Physiology , Bethesda, 1997,
American Physiological Society.
DiBona GF: Physiology in perspective: the wisdom of the body. Neural control of the kidney, Am J
Physiol Regul Integr Comp Physiol 289:R633, 2005.
Dickinson MH, Farley CT, Full RJ, et al: How animals move: an integrative view, Science 288:100,
2000.
Garland T Jr, Carter PA: Evolutionary physiology, Annu Rev Physiol 56:579, 1994.
Gao Q, Horvath TL: Neuronal control of energy homeostasis, FEBS Lett 582:132, 2008.
Guyton AC: Arterial Pressure and Hypertension, Philadelphia, 1980, WB Saunders.
Guyton AC, Jones CE, Coleman TG: Cardiac Output and Its Regulation, Philadelphia, 1973, WB
Saunders.
Guyton AC, Taylor AE, Granger HJ: Dynamics and Control of the Body Fluids , Philadelphia, 1975,
WB Saunders.
Herman MA, Kahn BB: Glucose transport and sensing in the maintenance of glucose homeostasis
and metabolic harmony, J Clin Invest 116:1767, 2006.
Krahe R, Gabbiani F: Burst firing in sensory systems, Nat Rev Neurosci 5:13, 2004.
Orgel LE: The origin of life on the earth, Sci Am 271:76, 1994.
Quarles LD: Endocrine functions of bone in mineral metabolism regulation, J Clin Invest 118:3820,
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Tjian R: Molecular machines that control genes, Sci Am 272:54, 1995.
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2 The Cell and Its Functions
Each of the 100 trillion cells in a human being is a living structure that can survive for months or many
years, provided its surrounding fluids contain appropriate nutrients. To understand the function of
organs and other structures of the body, it is essential that we first understand the basic organization of
the cell and the functions of its component parts.
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Organization of the Cell
A typical cell, as seen by the light microscope, is shown in Figure 2-1. Its two major parts are the
nucleus and the cytoplasm. The nucleus is separated from the cytoplasm by a nuclear membrane,
and the cytoplasm is separated from the surrounding fluids by a cell membrane, also called the plasma
membrane.
The different substances that make up the cell are collectively called protoplasm. Protoplasm is
composed mainly of five basic substances: water, electrolytes, proteins, lipids, and carbohydrates.
Water
The principal fluid medium of the cell is water, which is present in most cells, except for fat cells, in a
concentration of 70 to 85 percent. Many cellular chemicals are dissolved in the water. Others are
suspended in the water as solid particulates. Chemical reactions take place among the dissolved
chemicals or at the surfaces of the suspended particles or membranes.
Ions
Important ions in the cell include potassium, magnesium, phosphate, sulfate, bicarbonate, and smaller
quantities of sodium, chloride, and calcium. These are all discussed in more detail in Chapter 4, which
considers the interrelations between the intracellular and extracellular fluids.
The ions provide inorganic chemicals for cellular reactions. Also, they are necessary for operation of
some of the cellular control mechanisms. For instance, ions acting at the cell membrane are required
for transmission of electrochemical impulses in nerve and muscle fibers.
Proteins
After water, the most abundant substances in most cells are proteins, which normally constitute 10 to
20 percent of the cell mass. These can be divided into two types: structural proteins and functional
proteins.
Structural proteins are present in the cell mainly in the form of long filaments that are polymers of many
individual protein molecules. A prominent use of such intracellular filaments is to form microtubules that
provide the "cytoskeletons" of such cellular organelles as cilia, nerve axons, the mitotic spindles of
mitosing cells, and a tangled mass of thin filamentous tubules that hold the parts of the cytoplasm and
nucleoplasm together in their respective compartments. Extracellularly, fibrillar proteins are found
especially in the collagen and elastin fibers of connective tissue and in blood vessel walls, tendons,
ligaments, and so forth.
The functional proteins are an entirely different type of protein, usually composed of combinations of a
few molecules in tubular-globular form. These proteins are mainly the enzymes of the cell and, in
contrast to the fibrillar proteins, are often mobile in the cell fluid. Also, many of them are adherent to
membranous structures inside the cell. The enzymes come into direct contact with other substances in
the cell fluid and thereby catalyze specific intracellular chemical reactions. For instance, the chemical
reactions that split glucose into its component parts and then combine these with oxygen to form
carbon dioxide and water while simultaneously providing energy for cellular function are all catalyzed
by a series of protein enzymes.
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Figure 2-1 Structure of the cell as seen with the light microscope.
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Lipids
Lipids are several types of substances that are grouped together because of their common property of
being soluble in fat solvents. Especially important lipids are phospholipids and cholesterol, which
together constitute only about 2 percent of the total cell mass. The significance of phospholipids and
cholesterol is that they are mainly insoluble in water and, therefore, are used to form the cell membrane
and intracellular membrane barriers that separate the different cell compartments.
In addition to phospholipids and cholesterol, some cells contain large quantities of triglycerides, also
called neutral fat. In the fat cells, triglycerides often account for as much as 95 percent of the cell
mass. The fat stored in these cells represents the body's main storehouse of energy-giving nutrients
that can later be dissoluted and used to provide energy wherever in the body it is needed.
Carbohydrates
Carbohydrates have little structural function in the cell except as parts of glycoprotein molecules, but
they play a major role in nutrition of the cell. Most human cells do not maintain large stores of
carbohydrates; the amount usually averages about 1 percent of their total mass but increases to as
much as 3 percent in muscle cells and, occasionally, 6 percent in liver cells. However, carbohydrate in
the form of dissolved glucose is always present in the surrounding extracellular fluid so that it is readily
available to the cell. Also, a small amount of carbohydrate is stored in the cells in the form of glycogen,
which is an insoluble polymer of glucose that can be depolymerized and used rapidly to supply the
cells' energy needs.
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Physical Structure of the Cell
The cell is not merely a bag of fluid, enzymes, and chemicals; it also contains highly organized physical
structures, called intracellular organelles. The physical nature of each organelle is as important as the
cell's chemical constituents for cell function. For instance, without one of the organelles, the
mitochondria, more than 95 percent of the cell's energy release from nutrients would cease
immediately. The most important organelles and other structures of the cell are shown in Figure 2-2.
Figure 2-2 Reconstruction of a typical cell, showing the internal organelles in the cytoplasm and in the
nucleus.
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Membranous Structures of the Cell
Most organelles of the cell are covered by membranes composed primarily of lipids and proteins.
These membranes include the cell membrane, nuclear membrane, membrane of the endoplasmic
reticulum, and membranes of the mitochondria, lysosomes, and Golgi apparatus.
The lipids of the membranes provide a barrier that impedes the movement of water and water-soluble
substances from one cell compartment to another because water is not soluble in lipids. However,
protein molecules in the membrane often do penetrate all the way through the membrane, thus
providing specialized pathways, often organized into actual pores, for passage of specific substances
through the membrane. Also, many other membrane proteins are enzymes that catalyze a multitude of
different chemical reactions, discussed here and in subsequent chapters.
Cell Membrane
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The cell membrane (also called the plasma membrane), which envelops the cell, is a thin, pliable,
elastic structure only 7.5 to 10 nanometers thick. It is composed almost entirely of proteins and lipids.
The approximate composition is proteins, 55 percent; phospholipids, 25 percent; cholesterol, 13
percent; other lipids, 4 percent; and carbohydrates, 3 percent.
Lipid Barrier of the Cell Membrane Impedes Water Penetration
Figure 2-3 shows the structure of the cell membrane. Its basic structure is a lipid bilayer, which is a
thin, double-layered film of lipids-each layer only one molecule thick-that is continuous over the entire
cell surface. Interspersed in this lipid film are large globular protein molecules.
The basic lipid bilayer is composed of phospholipid molecules. One end of each phospholipid molecule
is soluble in water; that is, it is hydrophilic. The other end is soluble only in fats; that is, it is
hydrophobic. The phosphate end of the phospholipid is hydrophilic, and the fatty acid portion is
hydrophobic.
Because the hydrophobic portions of the phospholipid molecules are repelled by water but are mutually
attracted to one another, they have a natural tendency to attach to one another in the middle of the
membrane, as shown in Figure 2-3. The hydrophilic phosphate portions then constitute the two
surfaces of the complete cell membrane, in contact with intracellular water on the inside of the
membrane and extracellular water on the outside surface.
The lipid layer in the middle of the membrane is impermeable to the usual water-soluble substances,
such as ions, glucose, and urea. Conversely, fat-soluble substances, such as oxygen, carbon dioxide,
and alcohol, can penetrate this portion of the membrane with ease.
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The cholesterol molecules in the membrane are also lipid in nature because their steroid nucleus is
highly fat soluble. These molecules, in a sense, are dissolved in the bilayer of the membrane. They
mainly help determine the degree of permeability (or impermeability) of the bilayer to water-soluble
constituents of body fluids. Cholesterol controls much of the fluidity of the membrane as well.
Integral and Peripheral Cell Membrane Proteins
Figure 2-3 also shows globular masses floating in the lipid bilayer. These are membrane proteins, most
of which are glycoproteins. There are two types of cell membrane proteins: integral proteins that
protrude all the way through the membrane and peripheral proteins that are attached only to one
surface of the membrane and do not penetrate all the way through.
Many of the integral proteins provide structural channels (or pores) through which water molecules and
water-soluble substances, especially ions, can diffuse between the extracellular and intracellular fluids.
These protein channels also have selective properties that allow preferential diffusion of some
substances over others.
Other integral proteins act as carrier proteins for transporting substances that otherwise could not
penetrate the lipid bilayer. Sometimes these even transport substances in the direction opposite to their
electrochemical gradients for diffusion, which is called "active transport." Still others act as enzymes.
Integral membrane proteins can also serve as receptors for water-soluble chemicals, such as peptide
hormones, that do not easily penetrate the cell membrane. Interaction of cell membrane receptors with
specific ligands that bind to the receptor causes conformational changes in the receptor protein. This,
in turn, enzymatically activates the intracellular part of the protein or induces interactions between the
receptor and proteins in the cytoplasm that act as second messengers, thereby relaying the signal from
the extracellular part of the receptor to the interior of the cell. In this way, integral proteins spanning the
cell membrane provide a means of conveying information about the environment to the cell interior.
Peripheral protein molecules are often attached to the integral proteins. These peripheral proteins
function almost entirely as enzymes or as controllers of transport of substances through the cell
membrane "pores."
Membrane Carbohydrates-The Cell "Glycocalyx."
Membrane carbohydrates occur almost invariably in combination with proteins or lipids in the form of
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glycoproteins or glycolipids. In fact, most of the integral proteins are glycoproteins, and about one
tenth of the membrane lipid molecules are glycolipids. The "glyco" portions of these molecules almost
invariably protrude to the outside of the cell, dangling outward from the cell surface. Many other
carbohydrate compounds, called proteoglycans-which are mainly carbohydrate substances bound to
small protein cores-are loosely attached to the outer surface of the cell as well. Thus, the entire outside
surface of the cell often has a loose carbohydrate coat called the glycocalyx.
The carbohydrate moieties attached to the outer surface of the cell have several important functions:
(1) Many of them have a negative electrical charge, which gives most cells an overall negative surface
charge that repels other negative objects. (2) The glycocalyx of some cells attaches to the glycocalyx
of other cells, thus attaching cells to one another. (3) Many of the carbohydrates act as receptor
substances for binding hormones, such as insulin; when bound, this combination activates attached
internal proteins that, in turn, activate a cascade of intracellular enzymes. (4) Some carbohydrate
moieties enter into immune reactions, as discussed in Chapter 34.
Cytoplasm and Its Organelles
The cytoplasm is filled with both minute and large dispersed particles and organelles. The clear fluid
portion of the cytoplasm in which the particles are dispersed is called cytosol; this contains mainly
dissolved proteins, electrolytes, and glucose.
Dispersed in the cytoplasm are neutral fat globules, glycogen granules, ribosomes, secretory vesicles,
and five especially important organelles: the endoplasmic reticulum, the Golgi apparatus,
mitochondria, lysosomes, and peroxisomes.
Endoplasmic Reticulum
Figure 2-2 shows a network of tubular and flat vesicular structures in the cytoplasm; this is the
endoplasmic reticulum. The tubules and vesicles interconnect with one another. Also, their walls are
constructed of lipid bilayer membranes that contain large amounts of proteins, similar to the cell
membrane. The total surface area of this structure in some cells-the liver cells, for instance-can be as
much as 30 to 40 times the cell membrane area.
The detailed structure of a small portion of endoplasmic reticulum is shown in Figure 2-4. The space
inside the tubules and vesicles is filled with endoplasmic matrix, a watery medium that is different from
the fluid in the cytosol outside the endoplasmic reticulum. Electron micrographs show that the space
inside the endoplasmic reticulum is connected with the space between the two membrane surfaces of
the nuclear membrane.
Substances formed in some parts of the cell enter the space of the endoplasmic reticulum and are then
conducted to other parts of the cell. Also, the vast surface area of this reticulum and the multiple
enzyme systems attached to its membranes provide machinery for a major share of the metabolic
functions of the cell.
Ribosomes and the Granular Endoplasmic Reticulum
Attached to the outer surfaces of many parts of the endoplasmic reticulum are large numbers of minute
granular particles called ribosomes. Where these are present, the reticulum is called the granular
endoplasmic reticulum. The ribosomes are composed of a mixture of RNA and proteins, and they
function to synthesize new protein molecules in the cell, as discussed later in this chapter and in
Chapter 3.
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Figure 2-4 Structure of the endoplasmic reticulum. (Modified from DeRobertis EDP, Saez FA,
DeRobertis EMF: Cell Biology, 6th ed. Philadelphia: WB Saunders, 1975.)
Agranular Endoplasmic Reticulum
Part of the endoplasmic reticulum has no attached ribosomes. This part is called the agranular, or
smooth, endoplasmic reticulum. The agranular reticulum functions for the synthesis of lipid substances
and for other processes of the cells promoted by intrareticular enzymes.
Golgi Apparatus
The Golgi apparatus, shown in Figure 2-5, is closely related to the endoplasmic reticulum. It has
membranes similar to those of the agranular endoplasmic reticulum. It is usually composed of four or
more stacked layers of thin, flat, enclosed vesicles lying near one side of the nucleus. This apparatus
is prominent in secretory cells, where it is located on the side of the cell from which the secretory
substances are extruded.
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Figure 2-5 A typical Golgi apparatus and its relationship to the endoplasmic reticulum (ER) and the
nucleus.
The Golgi apparatus functions in association with the endoplasmic reticulum. As shown in Figure 2-5,
small "transport vesicles" (also called endoplasmic reticulum vesicles, or ER vesicles) continually pinch
off from the endoplasmic reticulum and shortly thereafter fuse with the Golgi apparatus. In this way,
substances entrapped in the ER vesicles are transported from the endoplasmic reticulum to the Golgi
apparatus. The transported substances are then processed in the Golgi apparatus to form lysosomes,
secretory vesicles, and other cytoplasmic components that are discussed later in the chapter.
Lysosomes
Lysosomes, shown in Figure 2-2, are vesicular organelles that form by breaking off from the Golgi
apparatus and then dispersing throughout the cytoplasm. The lysosomes provide an intracellular
digestive system that allows the cell to digest (1) damaged cellular structures, (2) food particles that
have been ingested by the cell, and (3) unwanted matter such as bacteria. The lysosome is quite
different in different cell types, but it is usually 250 to 750 nanometers in diameter. It is surrounded by a
typical lipid bilayer membrane and is filled with large numbers of small granules 5 to 8 nanometers in
diameter, which are protein aggregates of as many as 40 different hydrolase (digestive) enzymes. A
hydrolytic enzyme is capable of splitting an organic compound into two or more parts by combining
hydrogen from a water molecule with one part of the compound and combining the hydroxyl portion of
the water molecule with the other part of the compound. For instance, protein is hydrolyzed to form
amino acids, glycogen is hydrolyzed to form glucose, and lipids are hydrolyzed to form fatty acids and
glycerol.
Ordinarily, the membrane surrounding the lysosome prevents the enclosed hydrolytic enzymes from
coming in contact with other substances in the cell and, therefore, prevents their digestive actions.
However, some conditions of the cell break the membranes of some of the lysosomes, allowing release
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of the digestive enzymes. These enzymes then split the organic substances with which they come in
contact into small, highly diffusible substances such as amino acids and glucose. Some of the specific
functions of lysosomes are discussed later in the chapter.
Integration link: Lysosomal storage diseases
Taken from Rapid Review Histology & Cell Biology 2E
Peroxisomes
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Peroxisomes are similar physically to lysosomes, but they are different in two important ways. First,
they are believed to be formed by self-replication (or perhaps by budding off from the smooth
endoplasmic reticulum) rather than from the Golgi apparatus. Second, they contain oxidases rather
than hydrolases. Several of the oxidases are capable of combining oxygen with hydrogen ions derived
from different intracellular chemicals to form hydrogen peroxide (H2O2). Hydrogen peroxide is a highly
oxidizing substance and is used in association with catalase, another oxidase enzyme present in large
quantities in peroxisomes, to oxidize many substances that might otherwise be poisonous to the cell.
For instance, about half the alcohol a person drinks is detoxified by the peroxisomes of the liver cells in
this manner.
Secretory Vesicles
One of the important functions of many cells is secretion of special chemical substances. Almost all
such secretory substances are formed by the endoplasmic reticulum-Golgi apparatus system and are
then released from the Golgi apparatus into the cytoplasm in the form of storage vesicles called
secretory vesicles or secretory granules. Figure 2-6 shows typical secretory vesicles inside pancreatic
acinar cells; these vesicles store protein proenzymes (enzymes that are not yet activated). The
proenzymes are secreted later through the outer cell membrane into the pancreatic duct and thence
into the duodenum, where they become activated and perform digestive functions on the food in the
intestinal tract.
Mitochondria
The mitochondria, shown in Figures 2-2 and 2-7, are called the "powerhouses" of the cell. Without
them, cells would be unable to extract enough energy from the nutrients, and essentially all cellular
functions would cease.
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Figure 2-6 Secretory granules (secretory vesicles) in acinar cells of the pancreas.
Figure 2-7 Structure of a mitochondrion. (Modified from DeRobertis EDP, Saez FA, DeRobertis EMF:
Cell Biology, 6th ed. Philadelphia: WB Saunders, 1975.)
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Mitochondria are present in all areas of each cell's cytoplasm, but the total number per cell varies from
less than a hundred up to several thousand, depending on the amount of energy required by the cell.
Further, the mitochondria are concentrated in those portions of the cell that are responsible for the
major share of its energy metabolism. They are also variable in size and shape. Some are only a few
hundred nanometers in diameter and globular in shape, whereas others are elongated-as large as 1
micrometer in diameter and 7 micrometers long; still others are branching and filamentous.
The basic structure of the mitochondrion, shown in Figure 2-7, is composed mainly of two lipid bilayerprotein
membranes: an outer membrane and an inner membrane. Many infoldings of the inner
membrane form shelves onto which oxidative enzymes are attached. In addition, the inner cavity of the
mitochondrion is filled with a matrix that contains large quantities of dissolved enzymes that are
necessary for extracting energy from nutrients. These enzymes operate in association with the
oxidative enzymes on the shelves to cause oxidation of the nutrients, thereby forming carbon dioxide
and water and at the same time releasing energy. The liberated energy is used to synthesize a "highenergy"
substance called adenosine triphosphate (ATP). ATP is then transported out of the
mitochondrion, and it diffuses throughout the cell to release its own energy wherever it is needed for
performing cellular functions. The chemical details of ATP formation by the mitochondrion are given in
Chapter 67, but some of the basic functions of ATP in the cell are introduced later in this chapter.
Mitochondria are self-replicative, which means that one mitochondrion can form a second one, a third
one, and so on, whenever there is a need in the cell for increased amounts of ATP. Indeed, the
mitochondria contain DNA similar to that found in the cell nucleus. In Chapter 3 we will see that DNA is
the basic chemical of the nucleus that controls replication of the cell. The DNA of the mitochondrion
plays a similar role, controlling replication of the mitochondrion.
Cell Cytoskeleton-Filament and Tubular Structures
The fibrillar proteins of the cell are usually organized into filaments or tubules. These originate as
precursor protein molecules synthesized by ribosomes in the cytoplasm. The precursor molecules then
polymerize to form filaments. As an example, large numbers of actin filaments frequently occur in the
outer zone of the cytoplasm, called the ectoplasm, to form an elastic support for the cell membrane.
Also, in muscle cells, actin and myosin filaments are organized into a special contractile machine that is
the basis for muscle contraction, as discussed in detail in Chapter 6.
A special type of stiff filament composed of polymerized tubulin molecules is used in all cells to
construct strong tubular structures, the microtubules. Figure 2-8 shows typical microtubules that were
teased from the flagellum of a sperm.
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Figure 2-8 Microtubules teased from the flagellum of a sperm. (From Wolstenholme GEW, O'Connor M,
and the publisher, JA Churchill, 1967. Figure 4, page 314. Copyright the Novartis Foundation, formerly
the Ciba Foundation.)
Another example of microtubules is the tubular skeletal structure in the center of each cilium that
radiates upward from the cell cytoplasm to the tip of the cilium. This structure is discussed later in the
chapter and is illustrated in Figure 2-17. Also, both the centrioles and the mitotic spindle of the
mitosing cell are composed of stiff microtubules.
Thus, a primary function of microtubules is to act as a cytoskeleton, providing rigid physical structures
for certain parts of cells.
Nucleus
The nucleus is the control center of the cell. Briefly, the nucleus contains large quantities of DNA,
which are the genes. The genes determine the characteristics of the cell's proteins, including the
structural proteins, as well as the intracellular enzymes that control cytoplasmic and nuclear activities.
The genes also control and promote reproduction of the cell itself. The genes first reproduce to give
two identical sets of genes; then the cell splits by a special process called mitosis to form two daughter
cells, each of which receives one of the two sets of DNA genes. All these activities of the nucleus are
considered in detail in the next chapter.
Unfortunately, the appearance of the nucleus under the microscope does not provide many clues to the
mechanisms by which the nucleus performs its control activities. Figure 2-9 shows the light microscopic
appearance of the interphase nucleus (during the period between mitoses), revealing darkly staining
chromatin material throughout the nucleoplasm. During mitosis, the chromatin material organizes in the
form of highly structured chromosomes, which can then be easily identified using the light microscope,
as illustrated in the next chapter.
Nuclear Membrane
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Figure 2-9 Structure of the nucleus.
The nuclear membrane, also called the nuclear envelope, is actually two separate bilayer
membranes, one inside the other. The outer membrane is continuous with the endoplasmic reticulum of
the cell cytoplasm, and the space between the two nuclear membranes is also continuous with the
space inside the endoplasmic reticulum, as shown in Figure 2-9.
The nuclear membrane is penetrated by several thousand nuclear pores. Large complexes of protein
molecules are attached at the edges of the pores so that the central area of each pore is only about 9
nanometers in diameter. Even this size is large enough to allow molecules up to 44,000 molecular
weight to pass through with reasonable ease.
Nucleoli and Formation of Ribosomes
The nuclei of most cells contain one or more highly staining structures called nucleoli. The nucleolus,
unlike most other organelles discussed here, does not have a limiting membrane. Instead, it is simply
an accumulation of large amounts of RNA and proteins of the types found in ribosomes. The nucleolus
becomes considerably enlarged when the cell is actively synthesizing proteins.
Formation of the nucleoli (and of the ribosomes in the cytoplasm outside the nucleus) begins in the
nucleus. First, specific DNA genes in the chromosomes cause RNA to be synthesized. Some of this is
stored in the nucleoli, but most of it is transported outward through the nuclear pores into cytoplasm.
Here, it is used in conjunction with specific proteins to assemble "mature" ribosomes that play an
essential role in forming cytoplasmic proteins, as discussed more fully in Chapter 3.
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Comparison of the Animal Cell with Precellular Forms of Life
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Figure 2-10 Comparison of sizes of precellular organisms with that of the average cell in the human
body.
The cell is a complicated organism that required many hundreds of millions of years to develop after
the earliest form of life, an organism similar to the present-day virus, first appeared on earth. Figure 2-
10 shows the relative sizes of (1) the smallest known virus, (2) a large virus, (3) a rickettsia, (4) a
bacterium, and (5) a nucleated cell, demonstrating that the cell has a diameter about 1000 times that
of the smallest virus and, therefore, a volume about 1 billion times that of the smallest virus.
Correspondingly, the functions and anatomical organization of the cell are also far more complex than
those of the virus.
The essential life-giving constituent of the small virus is a nucleic acid embedded in a coat of protein.
This nucleic acid is composed of the same basic nucleic acid constituents (DNA or RNA) found in
mammalian cells, and it is capable of reproducing itself under appropriate conditions. Thus, the virus
propagates its lineage from generation to generation and is therefore a living structure in the same way
that the cell and the human being are living structures.
As life evolved, other chemicals besides nucleic acid and simple proteins became integral parts of the
organism, and specialized functions began to develop in different parts of the virus. A membrane
formed around the virus, and inside the membrane, a fluid matrix appeared. Specialized chemicals then
developed inside the fluid to perform special functions; many protein enzymes appeared that were
capable of catalyzing chemical reactions and, therefore, determining the organism's activities.
In still later stages of life, particularly in the rickettsial and bacterial stages, organelles developed inside
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the organism, representing physical structures of chemical aggregates that perform functions in a more
efficient manner than can be achieved by dispersed chemicals throughout the fluid matrix.
Finally, in the nucleated cell, still more complex organelles developed, the most important of which is
the nucleus itself. The nucleus distinguishes this type of cell from all lower forms of life; the nucleus
provides a control center for all cellular activities, and it provides for exact reproduction of new cells
generation after generation, each new cell having almost exactly the same structure as its progenitor.
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Functional Systems of the Cell
In the remainder of this chapter, we discuss several representative functional systems of the cell that
make it a living organism.
Ingestion by the Cell-Endocytosis
If a cell is to live and grow and reproduce, it must obtain nutrients and other substances from the
surrounding fluids. Most substances pass through the cell membrane by diffusion and active transport.
Diffusion involves simple movement through the membrane caused by the random motion of the
molecules of the substance; substances move either through cell membrane pores or, in the case of
lipid-soluble substances, through the lipid matrix of the membrane.
Active transport involves the actual carrying of a substance through the membrane by a physical
protein structure that penetrates all the way through the membrane. These active transport
mechanisms are so important to cell function that they are presented in detail in Chapter 4.
Very large particles enter the cell by a specialized function of the cell membrane called endocytosis.
The principal forms of endocytosis are pinocytosis and phagocytosis. Pinocytosis means ingestion of
minute particles that form vesicles of extracellular fluid and particulate constituents inside the cell
cytoplasm. Phagocytosis means ingestion of large particles, such as bacteria, whole cells, or portions
of degenerating tissue.
Pinocytosis
Pinocytosis occurs continually in the cell membranes of most cells, but it is especially rapid in some
cells. For instance, it occurs so rapidly in macrophages that about 3 percent of the total macrophage
membrane is engulfed in the form of vesicles each minute. Even so, the pinocytotic vesicles are so
small-usually only 100 to 200 nanometers in diameter-that most of them can be seen only with the
electron microscope.
Pinocytosis is the only means by which most large macromolecules, such as most protein molecules,
can enter cells. In fact, the rate at which pinocytotic vesicles form is usually enhanced when such
macromolecules attach to the cell membrane.
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Figure 2-11 Mechanism of pinocytosis.
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Figure 2-11 demonstrates the successive steps of pinocytosis, showing three molecules of protein
attaching to the membrane. These molecules usually attach to specialized protein receptors on the
surface of the membrane that are specific for the type of protein that is to be absorbed. The receptors
generally are concentrated in small pits on the outer surface of the cell membrane, called coated pits.
On the inside of the cell membrane beneath these pits is a latticework of fibrillar protein called clathrin,
as well as other proteins, perhaps including contractile filaments of actin and myosin. Once the protein
molecules have bound with the receptors, the surface properties of the local membrane change in such
a way that the entire pit invaginates inward and the fibrillar proteins surrounding the invaginating pit
cause its borders to close over the attached proteins, as well as over a small amount of extracellular
fluid. Immediately thereafter, the invaginated portion of the membrane breaks away from the surface of
the cell, forming a pinocytotic vesicle inside the cytoplasm of the cell.
What causes the cell membrane to go through the necessary contortions to form pinocytotic vesicles is
still unclear. This process requires energy from within the cell; this is supplied by ATP, a high-energy
substance discussed later in the chapter. Also, it requires the presence of calcium ions in the
extracellular fluid, which probably react with contractile protein filaments beneath the coated pits to
provide the force for pinching the vesicles away from the cell membrane.
Phagocytosis
Phagocytosis occurs in much the same way as pinocytosis, except that it involves large particles rather
than molecules. Only certain cells have the capability of phagocytosis, most notably the tissue
macrophages and some of the white blood cells.
Phagocytosis is initiated when a particle such as a bacterium, a dead cell, or tissue debris binds with
receptors on the surface of the phagocyte. In the case of bacteria, each bacterium is usually already
attached to a specific antibody, and it is the antibody that attaches to the phagocyte receptors,
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dragging the bacterium along with it. This intermediation of antibodies is called opsonization, which is
discussed in Chapters 33 and 34.
Phagocytosis occurs in the following steps:
1. The cell membrane receptors attach to the surface ligands of the particle.
2. The edges of the membrane around the points of attachment evaginate outward within a fraction
of a second to surround the entire particle; then, progressively more and more membrane
receptors attach to the particle ligands. All this occurs suddenly in a zipper-like manner to form a
closed phagocytic vesicle.
3. Actin and other contractile fibrils in the cytoplasm surround the phagocytic vesicle and contract
around its outer edge, pushing the vesicle to the interior.
4. The contractile proteins then pinch the stem of the vesicle so completely that the vesicle
separates from the cell membrane, leaving the vesicle in the cell interior in the same way that
pinocytotic vesicles are formed.
Digestion of Pinocytotic and Phagocytic Foreign Substances Inside the Cell-Function of the Lysosomes
Almost immediately after a pinocytotic or phagocytic vesicle appears inside a cell, one or more
lysosomes become attached to the vesicle and empty their acid hydrolases to the inside of the vesicle,
as shown in Figure 2-12. Thus, a digestive vesicle is formed inside the cell cytoplasm in which the
vesicular hydrolases begin hydrolyzing the proteins, carbohydrates, lipids, and other substances in the
vesicle. The products of digestion are small molecules of amino acids, glucose, phosphates, and so
forth that can diffuse through the membrane of the vesicle into the cytoplasm. What is left of the
digestive vesicle, called the residual body, represents indigestible substances. In most instances, this
is finally excreted through the cell membrane by a process called exocytosis, which is essentially the
opposite of endocytosis.
Thus, the pinocytotic and phagocytic vesicles containing lysosomes can be called the digestive organs
of the cells.
Regression of Tissues and Autolysis of Cells
Tissues of the body often regress to a smaller size. For instance, this occurs in the uterus after
pregnancy, in muscles during long periods of inactivity, and in mammary glands at the end of lactation.
Lysosomes are responsible for much of this regression. The mechanism by which lack of activity in a
tissue causes the lysosomes to increase their activity is unknown.
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Figure 2-12 Digestion of substances in pinocytotic or phagocytic vesicles by enzymes derived from
lysosomes.
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Another special role of the lysosomes is removal of damaged cells or damaged portions of cells from
tissues. Damage to the cell-caused by heat, cold, trauma, chemicals, or any other factor-induces
lysosomes to rupture. The released hydrolases immediately begin to digest the surrounding organic
substances. If the damage is slight, only a portion of the cell is removed and the cell is then repaired. If
the damage is severe, the entire cell is digested, a process called autolysis. In this way, the cell is
completely removed and a new cell of the same type ordinarily is formed by mitotic reproduction of an
adjacent cell to take the place of the old one.
The lysosomes also contain bactericidal agents that can kill phagocytized bacteria before they can
cause cellular damage. These agents include (1) lysozyme, which dissolves the bacterial cell
membrane; (2) lysoferrin, which binds iron and other substances before they can promote bacterial
growth; and (3) acid at a pH of about 5.0, which activates the hydrolases and inactivates bacterial
metabolic systems.
Synthesis and Formation of Cellular Structures by Endoplasmic Reticulum and Golgi Apparatus
Specific Functions of the Endoplasmic Reticulum
The extensiveness of the endoplasmic reticulum and the Golgi apparatus in secretory cells has already
been emphasized. These structures are formed primarily of lipid bilayer membranes similar to the cell
membrane, and their walls are loaded with protein enzymes that catalyze the synthesis of many
substances required by the cell.
Most synthesis begins in the endoplasmic reticulum. The products formed there are then passed on to
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the Golgi apparatus, where they are further processed before being released into the cytoplasm. But
first, let us note the specific products that are synthesized in specific portions of the endoplasmic
reticulum and the Golgi apparatus.
Proteins Are Formed by the Granular Endoplasmic Reticulum
The granular portion of the endoplasmic reticulum is characterized by large numbers of ribosomes
attached to the outer surfaces of the endoplasmic reticulum membrane. As discussed in Chapter 3,
protein molecules are synthesized within the structures of the ribosomes. The ribosomes extrude some
of the synthesized protein molecules directly into the cytosol, but they also extrude many more through
the wall of the endoplasmic reticulum to the interior of the endoplasmic vesicles and tubules, into the
endoplasmic matrix.
Synthesis of Lipids by the Smooth Endoplasmic Reticulum
The endoplasmic reticulum also synthesizes lipids, especially phospholipids and cholesterol. These are
rapidly incorporated into the lipid bilayer of the endoplasmic reticulum itself, thus causing the
endoplasmic reticulum to grow more extensive. This occurs mainly in the smooth portion of the
endoplasmic reticulum.
To keep the endoplasmic reticulum from growing beyond the needs of the cell, small vesicles called ER
vesicles or transport vesicles continually break away from the smooth reticulum; most of these vesicles
then migrate rapidly to the Golgi apparatus.
Other Functions of the Endoplasmic Reticulum
Other significant functions of the endoplasmic reticulum, especially the smooth reticulum, include the
following:
1. It provides the enzymes that control glycogen breakdown when glycogen is to be used for energy.
2. It provides a vast number of enzymes that are capable of detoxifying substances, such as drugs,
that might damage the cell. It achieves detoxification by coagulation, oxidation, hydrolysis,
conjugation with glycuronic acid, and in other ways.
Specific Functions of the Golgi Apparatus
Synthetic Functions of the Golgi Apparatus
Although the major function of the Golgi apparatus is to provide additional processing of substances
already formed in the endoplasmic reticulum, it also has the capability of synthesizing certain
carbohydrates that cannot be formed in the endoplasmic reticulum. This is especially true for the
formation of large saccharide polymers bound with small amounts of protein; important examples
include hyaluronic acid and chondroitin sulfate.
A few of the many functions of hyaluronic acid and chondroitin sulfate in the body are as follows: (1)
they are the major components of proteoglycans secreted in mucus and other glandular secretions; (2)
they are the major components of the ground substance outside the cells in the interstitial spaces,
acting as fillers between collagen fibers and cells; (3) they are principal components of the organic
matrix in both cartilage and bone; and (4) they are important in many cell activities including migration
and proliferation.
Processing of Endoplasmic Secretions by the Golgi Apparatus-Formation of Vesicles
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Figure 2-13 Formation of proteins, lipids, and cellular vesicles by the endoplasmic reticulum and Golgi
apparatus.
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Figure 2-13 summarizes the major functions of the endoplasmic reticulum and Golgi apparatus. As
substances are formed in the endoplasmic reticulum, especially the proteins, they are transported
through the tubules toward portions of the smooth endoplasmic reticulum that lie nearest the Golgi
apparatus. At this point, small transport vesicles composed of small envelopes of smooth endoplasmic
reticulum continually break away and diffuse to the deepest layer of the Golgi apparatus. Inside these
vesicles are the synthesized proteins and other products from the endoplasmic reticulum.
The transport vesicles instantly fuse with the Golgi apparatus and empty their contained substances
into the vesicular spaces of the Golgi apparatus. Here, additional carbohydrate moieties are added to
the secretions. Also, an important function of the Golgi apparatus is to compact the endoplasmic
reticular secretions into highly concentrated packets. As the secretions pass toward the outermost
layers of the Golgi apparatus, the compaction and processing proceed. Finally, both small and large
vesicles continually break away from the Golgi apparatus, carrying with them the compacted secretory
substances, and in turn, the vesicles diffuse throughout the cell.
To give an idea of the timing of these processes: When a glandular cell is bathed in radioactive amino
acids, newly formed radioactive protein molecules can be detected in the granular endoplasmic
reticulum within 3 to 5 minutes. Within 20 minutes, newly formed proteins are already present in the
Golgi apparatus, and within 1 to 2 hours, radioactive proteins are secreted from the surface of the cell.
Types of Vesicles Formed by the Golgi Apparatus-Secretory Vesicles and Lysosomes
In a highly secretory cell, the vesicles formed by the Golgi apparatus are mainly secretory vesicles
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containing protein substances that are to be secreted through the surface of the cell membrane. These
secretory vesicles first diffuse to the cell membrane, then fuse with it and empty their substances to the
exterior by the mechanism called exocytosis. Exocytosis, in most cases, is stimulated by the entry of
calcium ions into the cell; calcium ions interact with the vesicular membrane in some way that is not
understood and cause its fusion with the cell membrane, followed by exocytosis-that is, opening of the
membrane's outer surface and extrusion of its contents outside the cell.
Some vesicles, however, are destined for intracellular use.
Use of Intracellular Vesicles to Replenish Cellular Membranes
Some of the intracellular vesicles formed by the Golgi apparatus fuse with the cell membrane or with
the membranes of intracellular structures such as the mitochondria and even the endoplasmic
reticulum. This increases the expanse of these membranes and thereby replenishes the membranes as
they are used up. For instance, the cell membrane loses much of its substance every time it forms a
phagocytic or pinocytotic vesicle, and the vesicular membranes of the Golgi apparatus continually
replenish the cell membrane.
In summary, the membranous system of the endoplasmic reticulum and Golgi apparatus represents a
highly metabolic organ capable of forming new intracellular structures, as well as secretory substances
to be extruded from the cell.
Extraction of Energy from Nutrients-Function of the Mitochondria
The principal substances from which cells extract energy are foodstuffs that react chemically with
oxygen-carbohydrates, fats, and proteins. In the human body, essentially all carbohydrates are
converted into glucose by the digestive tract and liver before they reach the other cells of the body.
Similarly, proteins are converted into amino acids and fats into fatty acids. Figure 2-14 shows oxygen
and the foodstuffs-glucose, fatty acids, and amino acids-all entering the cell. Inside the cell, the
foodstuffs react chemically with oxygen, under the influence of enzymes that control the reactions and
channel the energy released in the proper direction. The details of all these digestive and metabolic
functions are given in Chapters 62 through 72.
Briefly, almost all these oxidative reactions occur inside the mitochondria and the energy that is
released is used to form the high-energy compound ATP. Then, ATP, not the original foodstuffs, is used
throughout the cell to energize almost all the subsequent intracellular metabolic reactions.
Functional Characteristics of ATP
ATP is a nucleotide composed of (1) the nitrogenous base adenine, (2) the pentose sugar ribose, and
(3) three phosphate radicals. The last two phosphate radicals are connected with the remainder of the
molecule by so-called high-energy phosphate bonds, which are represented in the formula shown by
the symbol ∼. Under the physical and chemical conditions of the body, each of these high-energy
bonds contains about 12,000 calories of energy per mole of ATP, which is many times greater than the
energy stored in the average chemical bond, thus giving rise to the term high-energy bond. Further, the
high-energy phosphate bond is very labile so that it can be split instantly on demand whenever energy
is required to promote other intracellular reactions.
When ATP releases its energy, a phosphoric acid radical is split away and adenosine diphosphate
(ADP) is formed. This released energy is used to energize virtually many of the cell's other functions,
such as synthesis of substances and muscular contraction.
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Figure 2-14 Formation of adenosine triphosphate (ATP) in the cell, showing that most of the ATP is
formed in the mitochondria. ADP, adenosine diphosphate.
To reconstitute the cellular ATP as it is used up, energy derived from the cellular nutrients causes ADP
and phosphoric acid to recombine to form new ATP, and the entire process repeats over and over
again. For these reasons, ATP has been called the energy currency of the cell because it can be spent
and remade continually, having a turnover time of only a few minutes.
Chemical Processes in the Formation of ATP-Role of the Mitochondria
On entry into the cells, glucose is subjected to enzymes in the cytoplasm that convert it into pyruvic
acid (a process called glycolysis). A small amount of ADP is changed into ATP by the energy released
during this conversion, but this amount accounts for less than 5 percent of the overall energy
metabolism of the cell.
About 95 percent of the cell's ATP formation occurs in the mitochondria. The pyruvic acid derived from
carbohydrates, fatty acids from lipids, and amino acids from proteins is eventually converted into the
compound acetyl-CoA in the matrix of the mitochondrion. This substance, in turn, is further dissoluted
(for the purpose of extracting its energy) by another series of enzymes in the mitochondrion matrix,
undergoing dissolution in a sequence of chemical reactions called the citric acid cycle, or Krebs cycle.
These chemical reactions are so important that they are explained in detail in Chapter 67.
In this citric acid cycle, acetyl-CoA is split into its component parts, hydrogen atoms and carbon
dioxide. The carbon dioxide diffuses out of the mitochondria and eventually out of the cell; finally, it is
excreted from the body through the lungs.
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The hydrogen atoms, conversely, are highly reactive, and they combine instantly with oxygen that has
also diffused into the mitochondria. This releases a tremendous amount of energy, which is used by
the mitochondria to convert large amounts of ADP to ATP. The processes of these reactions are
complex, requiring the participation of many protein enzymes that are integral parts of mitochondrial
membranous shelves that protrude into the mitochondrial matrix. The initial event is removal of an
electron from the hydrogen atom, thus converting it to a hydrogen ion. The terminal event is
combination of hydrogen ions with oxygen to form water plus the release of tremendous amounts of
energy to large globular proteins, called ATP synthetase, that protrude like knobs from the membranes
of the mitochondrial shelves. Finally, the enzyme ATP synthetase uses the energy from the hydrogen
ions to cause the conversion of ADP to ATP. The newly formed ATP is transported out of the
mitochondria into all parts of the cell cytoplasm and nucleoplasm, where its energy is used to energize
multiple cell functions.
This overall process for formation of ATP is called the chemiosmotic mechanism of ATP formation.
The chemical and physical details of this mechanism are presented in Chapter 67, and many of the
detailed metabolic functions of ATP in the body are presented in Chapters 67 through 71.
Uses of ATP for Cellular Function
Energy from ATP is used to promote three major categories of cellular functions: (1) transport of
substances through multiple membranes in the cell, (2) synthesis of chemical compounds throughout
the cell, and (3) mechanical work. These uses of ATP are illustrated by examples in Figure 2-15: (1) to
supply energy for the transport of sodium through the cell membrane, (2) to promote protein synthesis
by the ribosomes, and (3) to supply the energy needed during muscle contraction.
Figure 2-15 Use of adenosine triphosphate (ATP) (formed in the mitochondrion) to provide energy for
three major cellular functions: membrane transport, protein synthesis, and muscle contraction. ADP,
adenosine diphosphate.
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In addition to membrane transport of sodium, energy from ATP is required for membrane transport of
potassium ions, calcium ions, magnesium ions, phosphate ions, chloride ions, urate ions, hydrogen
ions, and many other ions and various organic substances. Membrane transport is so important to cell
function that some cells-the renal tubular cells, for instance-use as much as 80 percent of the ATP that
they form for this purpose alone.
In addition to synthesizing proteins, cells make phospholipids, cholesterol, purines, pyrimidines, and a
host of other substances. Synthesis of almost any chemical compound requires energy. For instance, a
single protein molecule might be composed of as many as several thousand amino acids attached to
one another by peptide linkages; the formation of each of these linkages requires energy derived from
the breakdown of four high-energy bonds; thus, many thousand ATP molecules must release their
energy as each protein molecule is formed. Indeed, some cells use as much as 75 percent of all the
ATP formed in the cell simply to synthesize new chemical compounds, especially protein molecules;
this is particularly true during the growth phase of cells.
The final major use of ATP is to supply energy for special cells to perform mechanical work. We see in
Chapter 6 that each contraction of a muscle fiber requires expenditure of tremendous quantities of ATP
energy. Other cells perform mechanical work in other ways, especially by ciliary and ameboid motion,
described later in this chapter. The source of energy for all these types of mechanical work is ATP.
In summary, ATP is always available to release its energy rapidly and almost explosively wherever in
the cell it is needed. To replace the ATP used by the cell, much slower chemical reactions break down
carbohydrates, fats, and proteins and use the energy derived from these to form new ATP. More than
95 percent of this ATP is formed in the mitochondria, which accounts for the mitochondria being called
the "powerhouses" of the cell.
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Locomotion of Cells
By far the most important type of movement that occurs in the body is that of the muscle cells in
skeletal, cardiac, and smooth muscle, which constitute almost 50 percent of the entire body mass. The
specialized functions of these cells are discussed in Chapters 6 through 9. Two other types of
movement-ameboid locomotion and ciliary movement-occur in other cells.
Ameboid Movement
Ameboid movement is movement of an entire cell in relation to its surroundings, such as movement of
white blood cells through tissues. It receives its name from the fact that amebae move in this manner
and have provided an excellent tool for studying the phenomenon.
Figure 2-16 Ameboid motion by a cell.
Typically, ameboid locomotion begins with protrusion of a pseudopodium from one end of the cell. The
pseudopodium projects far out, away from the cell body, and partially secures itself in a new tissue
area. Then the remainder of the cell is pulled toward the pseudopodium. Figure 2-16 demonstrates this
process, showing an elongated cell, the right-hand end of which is a protruding pseudopodium. The
membrane of this end of the cell is continually moving forward, and the membrane at the left-hand end
of the cell is continually following along as the cell moves.
Mechanism of Ameboid Locomotion
Figure 2-16 shows the general principle of ameboid motion. Basically, it results from continual
formation of new cell membrane at the leading edge of the pseudopodium and continual absorption of
the membrane in mid and rear portions of the cell. Also, two other effects are essential for forward
movement of the cell. The first effect is attachment of the pseudopodium to surrounding tissues so that
it becomes fixed in its leading position, while the remainder of the cell body is pulled forward toward the
point of attachment. This attachment is effected by receptor proteins that line the insides of exocytotic
vesicles. When the vesicles become part of the pseudopodial membrane, they open so that their
insides evert to the outside, and the receptors now protrude to the outside and attach to ligands in the
surrounding tissues.
At the opposite end of the cell, the receptors pull away from their ligands and form new endocytotic
vesicles. Then, inside the cell, these vesicles stream toward the pseudopodial end of the cell, where
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vesicles. Then, inside the cell, these vesicles stream toward the pseudopodial end of the cell, where
they are used to form still new membrane for the pseudopodium.
The second essential effect for locomotion is to provide the energy required to pull the cell body in the
direction of the pseudopodium. Experiments suggest the following as an explanation: In the cytoplasm
of all cells is a moderate to large amount of the protein actin. Much of the actin is in the form of single
molecules that do not provide any motive power; however, these polymerize to form a filamentous
network, and the network contracts when it binds with an actin-binding protein such as myosin. The
whole process is energized by the high-energy compound ATP. This is what happens in the
pseudopodium of a moving cell, where such a network of actin filaments forms anew inside the
enlarging pseudopodium. Contraction also occurs in the ectoplasm of the cell body, where a
preexisting actin network is already present beneath the cell membrane.
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Types of Cells That Exhibit Ameboid Locomotion
The most common cells to exhibit ameboid locomotion in the human body are the white blood cells
when they move out of the blood into the tissues to form tissue macrophages. Other types of cells can
also move by ameboid locomotion under certain circumstances. For instance, fibroblasts move into a
damaged area to help repair the damage and even the germinal cells of the skin, though ordinarily
completely sessile cells, move toward a cut area to repair the opening. Finally, cell locomotion is
especially important in development of the embryo and fetus after fertilization of an ovum. For instance,
embryonic cells often must migrate long distances from their sites of origin to new areas during
development of special structures.
Control of Ameboid Locomotion-Chemotaxis
The most important initiator of ameboid locomotion is the process called chemotaxis. This results from
the appearance of certain chemical substances in the tissues. Any chemical substance that causes
chemotaxis to occur is called a chemotactic substance. Most cells that exhibit ameboid locomotion
move toward the source of a chemotactic substance-that is, from an area of lower concentration
toward an area of higher concentration-which is called positive chemotaxis. Some cells move away
from the source, which is called negative chemotaxis.
But how does chemotaxis control the direction of ameboid locomotion? Although the answer is not
certain, it is known that the side of the cell most exposed to the chemotactic substance develops
membrane changes that cause pseudopodial protrusion.
Cilia and Ciliary Movements
A second type of cellular motion, ciliary movement, is a whiplike movement of cilia on the surfaces of
cells. This occurs in only two places in the human body: on the surfaces of the respiratory airways and
on the inside surfaces of the uterine tubes (fallopian tubes) of the reproductive tract. In the nasal cavity
and lower respiratory airways, the whiplike motion of cilia causes a layer of mucus to move at a rate of
about 1 cm/min toward the pharynx, in this way continually clearing these passageways of mucus and
particles that have become trapped in the mucus. In the uterine tubes, the cilia cause slow movement
of fluid from the ostium of the uterine tube toward the uterus cavity; this movement of fluid transports
the ovum from the ovary to the uterus.
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Figure 2-17 Structure and function of the cilium. (Modified from Satir P: Cilia. Sci Am 204:108, 1961.
Copyright Donald Garber: Executor of the estate of Bunji Tagawa.)
As shown in Figure 2-17, a cilium has the appearance of a sharp-pointed straight or curved hair that
projects 2 to 4 micrometers from the surface of the cell. Many cilia often project from a single cell-for
instance, as many as 200 cilia on the surface of each epithelial cell inside the respiratory
passageways. The cilium is covered by an outcropping of the cell membrane, and it is supported by 11
microtubules-9 double tubules located around the periphery of the cilium and 2 single tubules down the
center, as demonstrated in the cross section shown in Figure 2-17. Each cilium is an outgrowth of a
structure that lies immediately beneath the cell membrane, called the basal body of the cilium.
The flagellum of a sperm is similar to a cilium; in fact, it has much the same type of structure and same
type of contractile mechanism. The flagellum, however, is much longer and moves in quasi-sinusoidal
waves instead of whiplike movements.
In the inset of Figure 2-17, movement of the cilium is shown. The cilium moves forward with a sudden,
rapid whiplike stroke 10 to 20 times per second, bending sharply where it projects from the surface of
the cell. Then it moves backward slowly to its initial position. The rapid forward-thrusting, whiplike
movement pushes the fluid lying adjacent to the cell in the direction that the cilium moves; the slow,
dragging movement in the backward direction has almost no effect on fluid movement. As a result, the
fluid is continually propelled in the direction of the fast-forward stroke. Because most ciliated cells have
large numbers of cilia on their surfaces and because all the cilia are oriented in the same direction, this
is an effective means for moving fluids from one part of the surface to another.
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Mechanism of Ciliary Movement
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Although not all aspects of ciliary movement are clear, we do know the following: First, the nine double
tubules and the two single tubules are all linked to one another by a complex of protein cross-linkages;
this total complex of tubules and cross-linkages is called the axoneme. Second, even after removal of
the membrane and destruction of other elements of the cilium besides the axoneme, the cilium can still
beat under appropriate conditions. Third, there are two necessary conditions for continued beating of
the axoneme after removal of the other structures of the cilium: (1) the availability of ATP and (2)
appropriate ionic conditions, especially appropriate concentrations of magnesium and calcium. Fourth,
during forward motion of the cilium, the double tubules on the front edge of the cilium slide outward
toward the tip of the cilium, while those on the back edge remain in place. Fifth, multiple protein arms
composed of the protein dynein, which has ATPase enzymatic activity, project from each double tubule
toward an adjacent double tubule.
Given this basic information, it has been determined that the release of energy from ATP in contact with
the ATPase dynein arms causes the heads of these arms to "crawl" rapidly along the surface of the
adjacent double tubule. If the front tubules crawl outward while the back tubules remain stationary, this
will cause bending.
The way in which cilia contraction is controlled is not understood. The cilia of some genetically
abnormal cells do not have the two central single tubules, and these cilia fail to beat. Therefore, it is
presumed that some signal, perhaps an electrochemical signal, is transmitted along these two central
tubules to activate the dynein arms.
Bibliography
Alberts B, Johnson A, Lewis J, et al: Molecular Biology of the Cell , 6th ed, New York, 2007,
Garland Science.
Bonifacino JS, Glick BS: The mechanisms of vesicle budding and fusion, Cell 116:153, 2004.
Chacinska A, Koehler CM, Milenkovic D, Lithgow T, Pfanner N: Importing mitochondrial proteins:
machineries and mechanisms, Cell 138:628, 2009.
Cohen AW, Hnasko R, Schubert W, Lisanti MP: Role of caveolae and caveolins in health and
disease, Physiol Rev 84:1341, 2004.
Danial NN, Korsmeyer SJ: Cell death: critical control points, Cell 116:205, 2004.
Dröge W: Free radicals in the physiological control of cell function, Physiol Rev 82:47, 2002.
Edidin M: Lipids on the frontier: a century of cell-membrane bilayers, Nat Rev Mol Cell Biol 4:414,
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Ginger ML, Portman N, McKean PG: Swimming with protists: perception, motility and flagellum
assembly, Nat Rev Microbiol 6:838, 2008.
Grant BD, Donaldson JG: Pathways and mechanisms of endocytic recycling, Nat Rev Mol Cell Biol
10:597, 2009.
Güttinger S, Laurell E, Kutay U: Orchestrating nuclear envelope disassembly and reassembly during
mitosis, Nat Rev Mol Cell Biol 10:178, 2009.
Hamill OP, Martinac B: Molecular basis of mechanotransduction in living cells, Physiol Rev 81:685,
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Hock MB, Kralli A: Transcriptional control of mitochondrial biogenesis and function, Annu Rev
Physiol 71:177, 2009.
Liesa M, Palacín M, Zorzano A: Mitochondrial dynamics in mammalian health and disease, Physiol
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Mattaj IW: Sorting out the nuclear envelope from the endoplasmic reticulum, Nat Rev Mol Cell Biol
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Raiborg C, Stenmark H: The ESCRT machinery in endosomal sorting of ubiquitylated membrane
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Saftig P, Klumperman J: Lysosome biogenesis and lysosomal membrane proteins: trafficking meets
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Scarpulla RC: Transcriptional paradigms in mammalian mitochondrial biogenesis and function,
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Stenmark H: Rab GTPases as coordinators of vesicle traffic, Nat Rev Mol Cell Biol 10:513, 2009.
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the Singer-Nicolson model, Proc Natl Acad Sci U S A 100:8053, 2003.
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3 Genetic Control of Protein Synthesis, Cell Function, and Cell Reproduction
Virtually everyone knows that the genes, located in the nuclei of all cells of the body, control heredity
from parents to children, but most people do not realize that these same genes also control day-to-day
function of all the body's cells. The genes control cell function by determining which substances are
synthesized within the cell-which structures, which enzymes, which chemicals.
Figure 3-1 shows the general schema of genetic control. Each gene, which is a nucleic acid called
deoxyribonucleic acid (DNA), automatically controls the formation of another nucleic acid, ribonucleic
acid (RNA); this RNA then spreads throughout the cell to control the formation of a specific protein.
The entire process, from transcription of the genetic code in the nucleus to translation of the RNA
code and formation or proteins in the cell cytoplasm, is often referred to as gene expression.
Because there are approximately 30,000 different genes in each cell, it is theoretically possible to form
a large number of different cellular proteins.
Some of the cellular proteins are structural proteins, which, in association with various lipids and
carbohydrates, form the structures of the various intracellular organelles discussed in Chapter 2.
However, the majority of the proteins are enzymes that catalyze the different chemical reactions in the
cells. For instance, enzymes promote all the oxidative reactions that supply energy to the cell, and they
promote synthesis of all the cell chemicals, such as lipids, glycogen, and adenosine triphosphate
(ATP).
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Genes in the Cell Nucleus
In the cell nucleus, large numbers of genes are attached end on end in extremely long double-stranded
helical molecules of DNA having molecular weights measured in the billions. A very short segment of
such a molecule is shown in Figure 3-2. This molecule is composed of several simple chemical
compounds bound together in a regular pattern, details of which are explained in the next few
paragraphs.
Basic Building Blocks of DNA
Figure 3-3 shows the basic chemical compounds involved in the formation of DNA. These include (1)
phosphoric acid, (2) a sugar called deoxyribose, and (3) four nitrogenous bases (two purines, adenine
and guanine, and two pyrimidines, thymine and cytosine). The phosphoric acid and deoxyribose form
the two helical strands that are the backbone of the DNA molecule, and the nitrogenous bases lie
between the two strands and connect them, as illustrated in Figure 3-6.
Nucleotides
Figure 3-1 General schema by which the genes control cell function.
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Figure 3-2 The helical, double-stranded structure of the gene. The outside strands are composed of
phosphoric acid and the sugar deoxyribose. The internal molecules connecting the two strands of the
helix are purine and pyrimidine bases; these determine the "code" of the gene.
The first stage in the formation of DNA is to combine one molecule of phosphoric acid, one molecule of
deoxyribose, and one of the four bases to form an acidic nucleotide. Four separate nucleotides are
thus formed, one for each of the four bases: deoxyadenylic, deoxythymidylic, deoxyguanylic, and
deoxycytidylic acids. Figure 3-4 shows the chemical structure of deoxyadenylic acid, and Figure 3-5
shows simple symbols for the four nucleotides that form DNA.
Organization of the Nucleotides to Form Two Strands of DNA Loosely Bound to Each Other
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Figure 3-3 The basic building blocks of DNA.
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Figure 3-4 Deoxyadenylic acid, one of the nucleotides that make up DNA.
Figure 3-6 shows the manner in which multiple numbers of nucleotides are bound together to form two
strands of DNA. The two strands are, in turn, loosely bonded with each other by weak cross-linkages,
illustrated in Figure 3-6 by the central dashed lines. Note that the backbone of each DNA strand is
composed of alternating phosphoric acid and deoxyribose molecules. In turn, purine and pyrimidine
bases are attached to the sides of the deoxyribose molecules. Then, by means of loose hydrogen
bonds (dashed lines) between the purine and pyrimidine bases, the two respective DNA strands are
held together. But note the following:
1. Each purine base adenine of one strand always bonds with a pyrimidine base thymine of the
other strand, and
2. Each purine base guanine always bonds with a pyrimidine base cytosine.
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Figure 3-5 Symbols for the four nucleotides that combine to form DNA. Each nucleotide contains
phosphoric acid (P), deoxyribose (D), and one of the four nucleotide bases: A, adenine; T, thymine; G,
guanine; or C, cytosine.
Thus, in Figure 3-6, the sequence of complementary pairs of bases is CG, CG, GC, TA, CG, TA, GC,
AT, and AT. Because of the looseness of the hydrogen bonds, the two strands can pull apart with ease,
and they do so many times during the course of their function in the cell.
Figure 3-6 Arrangement of deoxyribose nucleotides in a double strand of DNA.
To put the DNA of Figure 3-6 into its proper physical perspective, one could merely pick up the two
ends and twist them into a helix. Ten pairs of nucleotides are present in each full turn of the helix in the
DNA molecule, as shown in Figure 3-2.
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Genetic Code
The importance of DNA lies in its ability to control the formation of proteins in the cell. It does this by
means of a genetic code. That is, when the two strands of a DNA molecule are split apart, this exposes
the purine and pyrimidine bases projecting to the side of each DNA strand, as shown by the top strand
in Figure 3-7. It is these projecting bases that form the genetic code.
The genetic code consists of successive "triplets" of bases-that is, each three successive bases is a
code word. The successive triplets eventually control the sequence of amino acids in a protein
molecule that is to be synthesized in the cell. Note in Figure 3-6 that the top strand of DNA, reading
from left to right, has the genetic code GGC, AGA, CTT, the triplets being separated from one another
by the arrows. As we follow this genetic code through Figures 3-7 and 3-8, we see that these three
respective triplets are responsible for successive placement of the three amino acids, proline, serine,
and glutamic acid, in a newly formed molecule of protein.
Figure 3-7 Combination of ribose nucleotides with a strand of DNA to form a molecule of RNA that
carries the genetic code from the gene to the cytoplasm. The RNA polymerase enzyme moves along
the DNA strand and builds the RNA molecule.
Figure 3-8 Portion of an RNA molecule, showing three RNA "codons"-CCG, UCU, and GAA-that control
attachment of the three amino acids, proline, serine, and glutamic acid, respectively, to the growing
RNA chain.
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The DNA Code in the Cell Nucleus Is Transferred to an RNA Code in the Cell Cytoplasm-The
Process of Transcription
Because the DNA is located in the nucleus of the cell, yet most of the functions of the cell are carried
out in the cytoplasm, there must be some means for the DNA genes of the nucleus to control the
chemical reactions of the cytoplasm. This is achieved through the intermediary of another type of
nucleic acid, RNA, the formation of which is controlled by the DNA of the nucleus. Thus, as shown in
Figure 3-7, the code is transferred to the RNA; this process is called transcription. The RNA, in turn,
diffuses from the nucleus through nuclear pores into the cytoplasmic compartment, where it controls
protein synthesis.
Synthesis of RNA
During synthesis of RNA, the two strands of the DNA molecule separate temporarily; one of these
strands is used as a template for synthesis of an RNA molecule. The code triplets in the DNA cause
formation of complementary code triplets (called codons) in the RNA; these codons, in turn, will control
the sequence of amino acids in a protein to be synthesized in the cell cytoplasm.
Basic Building Blocks of RNA
The basic building blocks of RNA are almost the same as those of DNA, except for two differences.
First, the sugar deoxyribose is not used in the formation of RNA. In its place is another sugar of slightly
different composition, ribose, containing an extra hydroxyl ion appended to the ribose ring structure.
Second, thymine is replaced by another pyrimidine, uracil.
Formation of RNA Nucleotides
The basic building blocks of RNA form RNA nucleotides, exactly as previously described for DNA
synthesis. Here again, four separate nucleotides are used in the formation of RNA. These nucleotides
contain the bases adenine, guanine, cytosine, and uracil. Note that these are the same bases as in
DNA, except that uracil in RNA replaces thymine in DNA.
"Activation" of the RNA Nucleotides
The next step in the synthesis of RNA is "activation" of the RNA nucleotides by an enzyme, RNA
polymerase. This occurs by adding to each nucleotide two extra phosphate radicals to form
triphosphates (shown in Figure 3-7 by the two RNA nucleotides to the far right during RNA chain
formation). These last two phosphates are combined with the nucleotide by high-energy phosphate
bonds derived from ATP in the cell.
The result of this activation process is that large quantities of ATP energy are made available to each
of the nucleotides, and this energy is used to promote the chemical reactions that add each new RNA
nucleotide at the end of the developing RNA chain.
Assembly of the RNA Chain from Activated Nucleotides Using the DNA Strand as a Template-The
Process of "Transcription"
Assembly of the RNA molecule is accomplished in the manner shown in Figure 3-7 under the influence
of an enzyme, RNA polymerase. This is a large protein enzyme that has many functional properties
necessary for formation of the RNA molecule. They are as follows:
1. In the DNA strand immediately ahead of the initial gene is a sequence of nucleotides called the
promoter. The RNA polymerase has an appropriate complementary structure that recognizes this
promoter and becomes attached to it. This is the essential step for initiating formation of the RNA
molecule.
2. After the RNA polymerase attaches to the promoter, the polymerase causes unwinding of about
two turns of the DNA helix and separation of the unwound portions of the two strands.
3. Then the polymerase moves along the DNA strand, temporarily unwinding and separating the two
DNA strands at each stage of its movement. As it moves along, it adds at each stage a new
activated RNA nucleotide to the end of the newly forming RNA chain by the following steps:
a. First, it causes a hydrogen bond to form between the end base of the DNA strand and the
base of an RNA nucleotide in the nucleoplasm.
b. Then, one at a time, the RNA polymerase breaks two of the three phosphate radicals away
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from each of these RNA nucleotides, liberating large amounts of energy from the broken
high-energy phosphate bonds; this energy is used to cause covalent linkage of the remaining
phosphate on the nucleotide with the ribose on the end of the growing RNA chain.
c. When the RNA polymerase reaches the end of the DNA gene, it encounters a new sequence
of DNA nucleotides called the chain-terminating sequence; this causes the polymerase and
the newly formed RNA chain to break away from the DNA strand. Then the polymerase can
be used again and again to form still more new RNA chains.
d. As the new RNA strand is formed, its weak hydrogen bonds with the DNA template break
away, because the DNA has a high affinity for rebonding with its own complementary DNA
strand. Thus, the RNA chain is forced away from the DNA and is released into the
nucleoplasm.
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DNA Base RNA Base
guanine …………………………………………… cytosine
cytosine …………………………………………… guanine
adenine …………………………………………… uracil
thymine …………………………………………… adenine
Thus, the code that is present in the DNA strand is eventually transmitted in complementary form to
the RNA chain. The ribose nucleotide bases always combine with the deoxyribose bases in the
following combinations:
Four Different Types of RNA
Each type of RNA plays an independent and entirely different role in protein formation:
1. Messenger RNA (mRNA), which carries the genetic code to the cytoplasm for controlling the type
of protein formed.
2. Transfer RNA (tRNA), which transports activated amino acids to the ribosomes to be used in
assembling the protein molecule.
3. Ribosomal RNA, which, along with about 75 different proteins, forms ribosomes, the physical and
chemical structures on which protein molecules are actually assembled.
4. MicroRNA (miRNA), which are single-stranded RNA molecules of 21 to 23 nucleotides that can
regulate gene transcription and translation.
Messenger RNA-The Codons
mRNA molecules are long, single RNA strands that are suspended in the cytoplasm. These molecules
are composed of several hundred to several thousand RNA nucleotides in unpaired strands, and they
contain codons that are exactly complementary to the code triplets of the DNA genes. Figure 3-8
shows a small segment of a molecule of messenger RNA. Its codons are CCG, UCU, and GAA. These
are the codons for the amino acids proline, serine, and glutamic acid. The transcription of these
codons from the DNA molecule to the RNA molecule is shown in Figure 3-7.
RNA Codons for the Different Amino Acids
Table 3-1. RNA Codons for Amino Acids and for Start and Stop
Amino Acid RNA Codons
Alanine GCU GCC GCA GCG
Arginine CGU CGC CGA CGG AGA AGG
Asparagine AAU AAC
Aspartic acid GAU GAC
Cysteine UGU UGC
Glutamic acid GAA GAG
Glutamine CAA CAG
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Glycine GGU GGC GGA GGG
Histidine CAU CAC
Isoleucine AUU AUC AUA
Leucine CUU CUC CUA CUG UUA UUG
Lysine AAA AAG
Methionine AUG
Phenylalanine UUU UUC
Proline CCU CCC CCA CCG
Serine UCU UCC UCA UCG AGC AGU
Threonine ACU ACC ACA ACG
Tryptophan UGG
Tyrosine UAU UAC
Valine GUU GUC GUA GUG
Start (CI) AUG
Stop (CT) UAA UAG UGA
CI, chain-initiating; CT, chain-terminating.
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Table 3-1 gives the RNA codons for the 22 common amino acids found in protein molecules. Note that
most of the amino acids are represented by more than one codon; also, one codon represents the
signal "start manufacturing the protein molecule," and three codons represent "stop manufacturing the
protein molecule." In Table 3-1, these two types of codons are designated CI for "chain-initiating" and
CT for "chain-terminating."
Transfer RNA-The Anticodons
Another type of RNA that plays an essential role in protein synthesis is called tRNA because it
transfers amino acid molecules to protein molecules as the protein is being synthesized. Each type of
tRNA combines specifically with 1 of the 20 amino acids that are to be incorporated into proteins. The
tRNA then acts as a carrier to transport its specific type of amino acid to the ribosomes, where protein
molecules are forming. In the ribosomes, each specific type of transfer RNA recognizes a particular
codon on the mRNA (described later) and thereby delivers the appropriate amino acid to the
appropriate place in the chain of the newly forming protein molecule.
Transfer RNA, which contains only about 80 nucleotides, is a relatively small molecule in comparison
with mRNA. It is a folded chain of nucleotides with a cloverleaf appearance similar to that shown in
Figure 3-9. At one end of the molecule is always an adenylic acid; it is to this that the transported
amino acid attaches at a hydroxyl group of the ribose in the adenylic acid.
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Figure 3-9 A messenger RNA strand is moving through two ribosomes. As each "codon" passes
through, an amino acid is added to the growing protein chain, which is shown in the right-hand
ribosome. The transfer RNA molecule transports each specific amino acid to the newly forming protein.
Because the function of tRNA is to cause attachment of a specific amino acid to a forming protein
chain, it is essential that each type of tRNA also have specificity for a particular codon in the mRNA.
The specific code in the tRNA that allows it to recognize a specific codon is again a triplet of nucleotide
bases and is called an anticodon. This is located approximately in the middle of the tRNA molecule (at
the bottom of the cloverleaf configuration shown in Figure 3-9). During formation of the protein
molecule, the anticodon bases combine loosely by hydrogen bonding with the codon bases of the
mRNA. In this way, the respective amino acids are lined up one after another along the mRNA chain,
thus establishing the appropriate sequence of amino acids in the newly forming protein molecule.
Ribosomal RNA
The third type of RNA in the cell is ribosomal RNA; it constitutes about 60 percent of the ribosome.
The remainder of the ribosome is protein, containing about 75 types of proteins that are both structural
proteins and enzymes needed in the manufacture of protein molecules.
The ribosome is the physical structure in the cytoplasm on which protein molecules are actually
synthesized. However, it always functions in association with the other two types of RNA as well: tRNA
transports amino acids to the ribosome for incorporation into the developing protein molecule, whereas
mRNA provides the information necessary for sequencing the amino acids in proper order for each
specific type of protein to be manufactured.
Thus, the ribosome acts as a manufacturing plant in which the protein molecules are formed.
Formation of Ribosomes in the Nucleolus
The DNA genes for formation of ribosomal RNA are located in five pairs of chromosomes in the
nucleus, and each of these chromosomes contains many duplicates of these particular genes because
of the large amounts of ribosomal RNA required for cellular function.
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As the ribosomal RNA forms, it collects in the nucleolus, a specialized structure lying adjacent to the
chromosomes. When large amounts of ribosomal RNA are being synthesized, as occurs in cells that
manufacture large amounts of protein, the nucleolus is a large structure, whereas in cells that
synthesize little protein, the nucleolus may not even be seen. Ribosomal RNA is specially processed in
the nucleolus, where it binds with "ribosomal proteins" to form granular condensation products that are
primordial subunits of ribosomes. These subunits are then released from the nucleolus and transported
through the large pores of the nuclear envelope to almost all parts of the cytoplasm. After the subunits
enter the cytoplasm, they are assembled to form mature, functional ribosomes. Therefore, proteins are
formed in the cytoplasm of the cell, but not in the cell nucleus, because the nucleus does not contain
mature ribosomes.
MicroRNA
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Figure 3-10 Regulation of gene expression by microRNA (miRNA). Primary miRNA (pri-miRNA), the
primary transcripts of a gene processed in the cell nucleus by the microprocessor complex to premiRNAs.
These pre-miRNAs are then further processed in the cytoplasm by dicer, an enzyme that
helps assemble an RNA-induced silencing complex (RISC) and generates miRNAs. The miRNAs
regulate gene expression by binding to the complementary region of the RNA and repressing
translation or promoting degradation of the mRNA before it can be translated by the ribosome.
A fourth type of RNA in the cell is miRNA. These are short (21 to 23 nucleotides) single-stranded RNA
fragments that regulate gene expression (Figure 3-10). The miRNAs are encoded from the transcribed
DNA of genes, but they are not translated into proteins and are therefore often called noncoding RNA.
The miRNAs are processed by the cell into molecules that are complementary to mRNA and act to
decrease gene expression. Generation of miRNAs involves special processing of longer primary
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precursor RNAs called pri-miRNAs, which are the primary transcripts of the gene. The pri-miRNAs are
then processed in the cell nucleus by the microprocessor complex to pre-miRNAs, which are 70
nucleotide stem-loop structures. These pre-miRNAs are then further processed in the cytoplasm by a
specific dicer enzyme that helps assemble an RNA-induced silencing complex (RISC) and generates
miRNAs.
The miRNAs regulate gene expression by binding to the complementary region of the RNA and
promoting repression of translation or degradation of the mRNA before it can be translated by the
ribosome. miRNAs are believed to play an important role in the normal regulation of cell function, and
alterations in miRNA function have been associated with diseases such as cancer and heart disease.
Another type of microRNA is small interfering RNA (siRNA), also called silencing RNA or short
interfering RNA. The siRNAs are short, double-stranded RNA molecules, 20 to 25 nucleotides in
length, that interfere with the expression of specific genes. siRNAs generally refer to synthetic miRNAs
and can be administered to silence expression of specific genes. They are designed to avoid the
nuclear processing by the microprocessor complex, and after the siRNA enters the cytoplasm it
activates the RISC silencing complex, blocking the translation of mRNA. Because siRNAs can be
tailored for any specific sequence in the gene, they can be used to block translation of any mRNA and
therefore expression by any gene for which the nucleotide sequence is known. Some researchers have
proposed that siRNAs may become useful therapeutic tools to silence genes that contribute to the
pathophysiology of diseases.
Formation of Proteins on the Ribosomes-The Process of "Translation"
When a molecule of messenger RNA comes in contact with a ribosome, it travels through the ribosome,
beginning at a predetermined end of the RNA molecule specified by an appropriate sequence of RNA
bases called the "chain-initiating" codon. Then, as shown in Figure 3-9, while the messenger RNA
travels through the ribosome, a protein molecule is formed-a process called translation. Thus, the
ribosome reads the codons of the messenger RNA in much the same way that a tape is "read" as it
passes through the playback head of a tape recorder. Then, when a "stop" (or "chain-terminating")
codon slips past the ribosome, the end of a protein molecule is signaled and the protein molecule is
freed into the cytoplasm.
Polyribosomes
A single messenger RNA molecule can form protein molecules in several ribosomes at the same time
because the initial end of the RNA strand can pass to a successive ribosome as it leaves the first, as
shown at the bottom left in Figure 3-9 and in Figure 3-11. The protein molecules are in different stages
of development in each ribosome. As a result, clusters of ribosomes frequently occur, 3 to 10
ribosomes being attached to a single messenger RNA at the same time. These clusters are called
polyribosomes.
It is especially important to note that a messenger RNA can cause the formation of a protein molecule
in any ribosome; that is, there is no specificity of ribosomes for given types of protein. The ribosome is
simply the physical manufacturing plant in which the chemical reactions take place.
Many Ribosomes Attach to the Endoplasmic Reticulum
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Figure 3-11 Physical structure of the ribosomes, as well as their functional relation to messenger RNA,
transfer RNA, and the endoplasmic reticulum during the formation of protein molecules. (Courtesy Dr.
Don W. Fawcett, Montana.)
In Chapter 2, it was noted that many ribosomes become attached to the endoplasmic reticulum. This
occurs because the initial ends of many forming protein molecules have amino acid sequences that
immediately attach to specific receptor sites on the endoplasmic reticulum; this causes these molecules
to penetrate the reticulum wall and enter the endoplasmic reticulum matrix. This gives a granular
appearance to those portions of the reticulum where proteins are being formed and entering the matrix
of the reticulum.
Figure 3-11 shows the functional relation of messenger RNA to the ribosomes and the manner in which
the ribosomes attach to the membrane of the endoplasmic reticulum. Note the process of translation
occurring in several ribosomes at the same time in response to the same strand of messenger RNA.
Note also the newly forming polypeptide (protein) chains passing through the endoplasmic reticulum
membrane into the endoplasmic matrix.
Yet it should be noted that except in glandular cells in which large amounts of protein-containing
secretory vesicles are formed, most proteins synthesized by the ribosomes are released directly into
the cytosol instead of into the endoplasmic reticulum. These proteins are enzymes and internal
structural proteins of the cell.
Chemical Steps in Protein Synthesis
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Figure 3-12 Chemical events in the formation of a protein molecule.
Some of the chemical events that occur in synthesis of a protein molecule are shown in Figure 3-12.
This figure shows representative reactions for three separate amino acids, AA1, AA2, and AA20. The
stages of the reactions are the following: (1) Each amino acid is activated by a chemical process in
which ATP combines with the amino acid to form an adenosine monophosphate complex with the
amino acid, giving up two high-energy phosphate bonds in the process. (2) The activated amino acid,
having an excess of energy, then combines with its specific transfer RNA to form an amino acid-tRNA
complex and, at the same time, releases the adenosine monophosphate. (3) The transfer RNA
carrying the amino acid complex then comes in contact with the messenger RNA molecule in the
ribosome, where the anticodon of the transfer RNA attaches temporarily to its specific codon of the
messenger RNA, thus lining up the amino acid in appropriate sequence to form a protein molecule.
Then, under the influence of the enzyme peptidyl transferase (one of the proteins in the ribosome),
peptide bonds are formed between the successive amino acids, thus adding progressively to the
protein chain. These chemical events require energy from two additional high-energy phosphate
bonds, making a total of four high-energy bonds used for each amino acid added to the protein chain.
Thus, the synthesis of proteins is one of the most energy-consuming processes of the cell.
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Peptide Linkage
The successive amino acids in the protein chain combine with one another according to the typical
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reaction:
In this chemical reaction, a hydroxyl radical (OH-) is removed from the COOH portion of the first amino
acid and a hydrogen (H+) of the NH2 portion of the other amino acid is removed. These combine to
form water, and the two reactive sites left on the two successive amino acids bond with each other,
resulting in a single molecule. This process is called peptide linkage. As each additional amino acid is
added, an additional peptide linkage is formed.
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Synthesis of Other Substances in the Cell
Many thousand protein enzymes formed in the manner just described control essentially all the other
chemical reactions that take place in cells. These enzymes promote synthesis of lipids, glycogen,
purines, pyrimidines, and hundreds of other substances. We discuss many of these synthetic
processes in relation to carbohydrate, lipid, and protein metabolism in Chapters 67 through 69. It is by
means of all these substances that the many functions of the cells are performed.
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Control of Gene Function and Biochemical Activity in Cells
From our discussion thus far, it is clear that the genes control both the physical and chemical functions
of the cells. However, the degree of activation of respective genes must be controlled as well;
otherwise, some parts of the cell might overgrow or some chemical reactions might overact until they
kill the cell. Each cell has powerful internal feedback control mechanisms that keep the various
functional operations of the cell in step with one another. For each gene (approximately 30,000 genes
in all), there is at least one such feedback mechanism.
There are basically two methods by which the biochemical activities in the cell are controlled: (1)
genetic regulation, in which the degree of activation of the genes and the formation of gene products
are themselves controlled and (2) enzyme regulation, in which the activity levels of already formed
enzymes in the cell are controlled.
Genetic Regulation
Genetic regulation, or regulation of gene expression, covers the entire process from transcription of
the genetic code in the nucleus to the formation or proteins in the cytoplasm. Regulation of gene
expression provides all living organisms the ability to respond to changes in their environment. In
animals that have many different types of cells, tissues, and organs, differential regulation of gene
expression also permits the many different cell types in the body to each perform their specialized
functions. Although a cardiac myocyte contains the same genetic code as a renal tubular epithelia cell,
many genes are expressed in cardiac cells that are not expressed in renal tubular cells. The ultimate
measure of gene "expression" is whether (and how much) of the gene products (proteins) are
produced because proteins carry out cell functions specified by the genes. Regulation of gene
expression can occur at any point in the pathways of transcription, RNA processing, and translation.
The Promoter Controls Gene Expression
Synthesis of cellular proteins is a complex process that starts with the transcription of DNA into RNA.
The transcription of DNA is controlled by regulatory elements found in the promoter of a gene (Figure
3-13). In eukaryotes, which includes all mammals, the basal promoter consists of a sequence of seven
bases (TATAAAA) called the TATA box, the binding site for the TATA-binding protein (TBP) and
several other important transcription factors that are collectively referred to as the transcription factor
IID complex. In addition to the transcription factor IID complex, this region is where transcription factor
IIB binds to both the DNA and RNA polymerase 2 to facilitate transcription of the DNA into RNA. This
basal promoter is found in all protein-coding genes and the polymerase must bind with this basal
promoter before it can begin traveling along the DNA strand to synthesize RNA. The upstream
promoter is located farther upstream from the transcription start site and contains several binding sites
for positive or negative transcription factors that can effect transcription through interactions with
proteins bound to the basal promoter. The structure and transcription factor binding sites in the
upstream promoter vary from gene to gene to give rise to the different expression patterns of genes in
different tissues.
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Figure 3-13 Gene transcriptional in eukaryotic cells. A complex arrangement of multiple clustered
enhancer modules interspersed with insulator elements, which can be located either upstream or
downstream of a basal promoter containing TATA box (TATA), proximal promoter elements (response
elements, RE), and Initiator sequences (INR).
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Transcription of genes in eukaryotes is also influenced by enhancers, which are regions of DNA that
can bind transcription factors. Enhancers can be located a great distance from the gene they act on or
even on a different chromosome. They can also be located either upstream or downstream of the gene
that they regulate. Although enhancers may be located a great distance away from their target gene,
they may be relatively close when DNA is coiled in the nucleus. It is estimated that there are 110,000
gene enhancer sequences in the human genome.
In the organization of the chromosome, it is important to separate active genes that are being
transcribed from genes that are repressed. This can be challenging because multiple genes may be
located close together on the chromosome. This is achieved by chromosomal insulators. These
insulators are gene sequences that provide a barrier so that a specific gene is isolated against
transcriptional influences from surrounding genes. Insulators can vary greatly in their DNA sequence
and the proteins that bind to them. One way an insulator activity can be modulated is by DNA
methylation. This is the case for the mammalian insulin-like growth factor 2 (IGF-2) gene. The mother's
allele has an insulator between the enhancer and promoter of the gene that allows for the binding of a
transcriptional repressor. However, the paternal DNA sequence is methylated such that the
transcriptional repressor cannot bind to the insulator and the IGF-2 gene is expressed from the paternal
copy of the gene.
Other Mechanisms for Control of Transcription by the Promoter
Variations in the basic mechanism for control of the promoter have been discovered with rapidity in the
past 2 decades. Without giving details, let us list some of them:
1. A promoter is frequently controlled by transcription factors located elsewhere in the genome. That
is, the regulatory gene causes the formation of a regulatory protein that in turn acts either as an
activator or a repressor of transcription.
2. Occasionally, many different promoters are controlled at the same time by the same regulatory
protein. In some instances, the same regulatory protein functions as an activator for one promoter
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and as a repressor for another promoter.
3. Some proteins are controlled not at the starting point of transcription on the DNA strand but
farther along the strand. Sometimes the control is not even at the DNA strand itself but during the
processing of the RNA molecules in the nucleus before they are released into the cytoplasm;
rarely, control might occur at the level of protein formation in the cytoplasm during RNA translation
by the ribosomes.
4. In nucleated cells, the nuclear DNA is packaged in specific structural units, the chromosomes.
Within each chromosome, the DNA is wound around small proteins called histones, which in turn
are held tightly together in a compacted state by still other proteins. As long as the DNA is in this
compacted state, it cannot function to form RNA. However, multiple control mechanisms are
beginning to be discovered that can cause selected areas of chromosomes to become
decompacted one part at a time so that partial RNA transcription can occur. Even then, specific
transcriptor factor s control the actual rate of transcription by the promoter in the chromosome.
Thus, still higher orders of control are used for establishing proper cell function. In addition,
signals from outside the cell, such as some of the body's hormones, can activate specific
chromosomal areas and specific transcription factors, thus controlling the chemical machinery for
function of the cell.
Because there are more than 30,000 different genes in each human cell, the large number of ways in
which genetic activity can be controlled is not surprising. The gene control systems are especially
important for controlling intracellular concentrations of amino acids, amino acid derivatives, and
intermediate substrates and products of carbohydrate, lipid, and protein metabolism.
Control of Intracellular Function by Enzyme Regulation
In addition to control of cell function by genetic regulation, some cell activities are controlled by
intracellular inhibitors or activators that act directly on specific intracellular enzymes. Thus, enzyme
regulation represents a second category of mechanisms by which cellular biochemical functions can be
controlled.
Enzyme Inhibition
Some chemical substances formed in the cell have direct feedback effects in inhibiting the specific
enzyme systems that synthesize them. Almost always the synthesized product acts on the first enzyme
in a sequence, rather than on the subsequent enzymes, usually binding directly with the enzyme and
causing an allosteric conformational change that inactivates it. One can readily recognize the
importance of inactivating the first enzyme: this prevents buildup of intermediary products that are not
used.
Enzyme inhibition is another example of negative feedback control; it is responsible for controlling
intracellular concentrations of multiple amino acids, purines, pyrimidines, vitamins, and other
substances.
Enzyme Activation
Enzymes that are normally inactive often can be activated when needed. An example of this occurs
when most of the ATP has been depleted in a cell. In this case, a considerable amount of cyclic
adenosine monophosphate (cAMP) begins to be formed as a breakdown product of the ATP; the
presence of this cAMP, in turn, immediately activates the glycogen-splitting enzyme phosphorylase,
liberating glucose molecules that are rapidly metabolized and their energy used for replenishment of
the ATP stores. Thus, cAMP acts as an enzyme activator for the enzyme phosphorylase and thereby
helps control intracellular ATP concentration.
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Another interesting instance of both enzyme inhibition and enzyme activation occurs in the formation of
the purines and pyrimidines. These substances are needed by the cell in approximately equal
quantities for formation of DNA and RNA. When purines are formed, they inhibit the enzymes that are
required for formation of additional purines. However, they activate the enzymes for formation of
pyrimidines. Conversely, the pyrimidines inhibit their own enzymes but activate the purine enzymes. In
this way, there is continual cross-feed between the synthesizing systems for these two substances,
resulting in almost exactly equal amounts of the two substances in the cells at all times.
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Summary
In summary, there are two principal methods by which cells control proper proportions and proper
quantities of different cellular constituents: (1) the mechanism of genetic regulation and (2) the
mechanism of enzyme regulation. The genes can be either activated or inhibited, and likewise, the
enzyme systems can be either activated or inhibited. These regulatory mechanisms most often function
as feedback control systems that continually monitor the cell's biochemical composition and make
corrections as needed. But on occasion, substances from without the cell (especially some of the
hormones discussed throughout this text) also control the intracellular biochemical reactions by
activating or inhibiting one or more of the intracellular control systems.
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The DNA-Genetic System Also Controls Cell Reproduction
Cell reproduction is another example of the ubiquitous role that the DNA-genetic system plays in all life
processes. The genes and their regulatory mechanisms determine the growth characteristics of the
cells and also when or whether these cells will divide to form new cells. In this way, the all-important
genetic system controls each stage in the development of the human being, from the single-cell
fertilized ovum to the whole functioning body. Thus, if there is any central theme to life, it is the DNAgenetic
system.
Life Cycle of the Cell
The life cycle of a cell is the period from cell reproduction to the next cell reproduction. When
mammalian cells are not inhibited and are reproducing as rapidly as they can, this life cycle may be
as little as 10 to 30 hours. It is terminated by a series of distinct physical events called mitosis that
cause division of the cell into two new daughter cells. The events of mitosis are shown in Figure 3-14
and are described later. The actual stage of mitosis, however, lasts for only about 30 minutes, so more
than 95 percent of the life cycle of even rapidly reproducing cells is represented by the interval
between mitosis, called interphase.
Figure 3-14 Stages of cell reproduction. A, B, and C, Prophase. D, Prometaphase. E, Metaphase. F,
Anaphase. G and H, Telophase. (From Margaret C. Gladbach, Estate of Mary E. and Dan Todd,
Kansas.)
Except in special conditions of rapid cellular reproduction, inhibitory factors almost always slow or stop
the uninhibited life cycle of the cell. Therefore, different cells of the body actually have life cycle
periods that vary from as little as 10 hours for highly stimulated bone marrow cells to an entire lifetime
of the human body for most nerve cells.
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Cell Reproduction Begins with Replication of DNA
As is true of almost all other important events in the cell, reproduction begins in the nucleus itself. The
first step is replication (duplication) of all DNA in the chromosomes. Only after this has occurred can
mitosis take place.
The DNA begins to be duplicated some 5 to 10 hours before mitosis, and this is completed in 4 to 8
hours. The net result is two exact replicas of all DNA. These replicas become the DNA in the two new
daughter cells that will be formed at mitosis. After replication of the DNA, there is another period of 1 to
2 hours before mitosis begins abruptly. Even during this period, preliminary changes that will lead to
the mitotic process are beginning to take place.
Chemical and Physical Events of DNA Replication
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DNA is replicated in much the same way that RNA is transcribed in response to DNA, except for a few
important differences:
1. Both strands of the DNA in each chromosome are replicated, not simply one of them.
2. Both entire strands of the DNA helix are replicated from end to end, rather than small portions of
them, as occurs in the transcription of RNA.
3. The principal enzymes for replicating DNA are a complex of multiple enzymes called DNA
polymerase, which is comparable to RNA polymerase. It attaches to and moves along the DNA
template strand while another enzyme, DNA ligase, causes bonding of successive DNA
nucleotides to one another, using high-energy phosphate bonds to energize these attachments.
4. Formation of each new DNA strand occurs simultaneously in hundreds of segments along each of
the two strands of the helix until the entire strand is replicated. Then the ends of the subunits are
joined together by the DNA ligase enzyme.
5. Each newly formed strand of DNA remains attached by loose hydrogen bonding to the original
DNA strand that was used as its template. Therefore, two DNA helixes are coiled together.
6. Because the DNA helixes in each chromosome are approximately 6 centimeters in length and
have millions of helix turns, it would be impossible for the two newly formed DNA helixes to uncoil
from each other were it not for some special mechanism. This is achieved by enzymes that
periodically cut each helix along its entire length, rotate each segment enough to cause
separation, and then resplice the helix. Thus, the two new helixes become uncoiled.
DNA Repair, DNA "Proofreading," and "Mutation."
During the hour or so between DNA replication and the beginning of mitosis, there is a period of active
repair and "proofreading" of the DNA strands. That is, wherever inappropriate DNA nucleotides have
been matched up with the nucleotides of the original template strand, special enzymes cut out the
defective areas and replace these with appropriate complementary nucleotides. This is achieved by the
same DNA polymerases and DNA ligases that are used in replication. This repair process is referred to
as DNA proofreading.
Because of repair and proofreading, the transcription process rarely makes a mistake. But when a
mistake is made, this is called a mutation. The mutation causes formation of some abnormal protein in
the cell rather than a needed protein, often leading to abnormal cellular function and sometimes even
cell death. Yet given that there are 30,000 or more genes in the human genome and that the period
from one human generation to another is about 30 years, one would expect as many as 10 or many
more mutations in the passage of the genome from parent to child. As a further protection, however,
each human genome is represented by two separate sets of chromosomes with almost identical genes.
Therefore, one functional gene of each pair is almost always available to the child despite mutations.
Chromosomes and Their Replication
The DNA helixes of the nucleus are packaged in chromosomes. The human cell contains 46
chromosomes arranged in 23 pairs. Most of the genes in the two chromosomes of each pair are
identical or almost identical to each other, so it is usually stated that the different genes also exist in
pairs, although occasionally this is not the case.
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In addition to DNA in the chromosome, there is a large amount of protein in the chromosome,
composed mainly of many small molecules of electropositively charged histones. The histones are
organized into vast numbers of small, bobbin-like cores. Small segments of each DNA helix are coiled
sequentially around one core after another.
The histone cores play an important role in the regulation of DNA activity because as long as the DNA
is packaged tightly, it cannot function as a template for either the formation of RNA or the replication of
new DNA. Further, some of the regulatory proteins have been shown to decondense the histone
packaging of the DNA and to allow small segments at a time to form RNA.
Several nonhistone proteins are also major components of chromosomes, functioning both as
chromosomal structural proteins and, in connection with the genetic regulatory machinery, as
activators, inhibitors, and enzymes.
Replication of the chromosomes in their entirety occurs during the next few minutes after replication of
the DNA helixes has been completed; the new DNA helixes collect new protein molecules as needed.
The two newly formed chromosomes remain attached to each other (until time for mitosis) at a point
called the centromere located near their center. These duplicated but still attached chromosomes are
called chromatids.
Integration link: Chromosomes - morphology and classification
Taken from Emery's Elements of Medical Genetics 13E
Cell Mitosis
The actual process by which the cell splits into two new cells is called mitosis. Once each
chromosome has been replicated to form the two chromatids, in many cells, mitosis follows
automatically within 1 or 2 hours.
Mitotic Apparatus: Function of the Centrioles
One of the first events of mitosis takes place in the cytoplasm, occurring during the latter part of
interphase in or around the small structures called centrioles. As shown in Figure 3-14, two pairs of
centrioles lie close to each other near one pole of the nucleus. These centrioles, like the DNA and
chromosomes, are also replicated during interphase, usually shortly before replication of the DNA.
Each centriole is a small cylindrical body about 0.4 micrometer long and about 0.15 micrometer in
diameter, consisting mainly of nine parallel tubular structures arranged in the form of a cylinder. The
two centrioles of each pair lie at right angles to each other. Each pair of centrioles, along with attached
pericentriolar material, is called a centrosome.
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Shortly before mitosis is to take place, the two pairs of centrioles begin to move apart from each other.
This is caused by polymerization of protein microtubules growing between the respective centriole
pairs and actually pushing them apart. At the same time, other microtubules grow radially away from
each of the centriole pairs, forming a spiny star, called the aster, in each end of the cell. Some of the
spines of the aster penetrate the nuclear membrane and help separate the two sets of chromatids
during mitosis. The complex of microtubules extending between the two new centriole pairs is called
the spindle, and the entire set of microtubules plus the two pairs of centrioles is called the mitotic
apparatus.
Prophase
The first stage of mitosis, called prophase, is shown in Figure 3-14A, B, and C. While the spindle is
forming, the chromosomes of the nucleus (which in interphase consist of loosely coiled strands)
become condensed into well-defined chromosomes.
Prometaphase
During this stage (see Figure 3-14D), the growing microtubular spines of the aster fragment the nuclear
envelope. At the same time, multiple microtubules from the aster attach to the chromatids at the
centromeres, where the paired chromatids are still bound to each other; the tubules then pull one
chromatid of each pair toward one cellular pole and its partner toward the opposite pole.
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Metaphase
During metaphase (see Figure 3-14E), the two asters of the mitotic apparatus are pushed farther apart.
This is believed to occur because the microtubular spines from the two asters, where they interdigitate
with each other to form the mitotic spindle, actually push each other away. There is reason to believe
that minute contractile protein molecules called "molecular motors, " perhaps composed of the muscle
protein actin, extend between the respective spines and, using a stepping action as in muscle, actively
slide the spines in a reverse direction along each other. Simultaneously, the chromatids are pulled
tightly by their attached microtubules to the very center of the cell, lining up to form the equatorial plate
of the mitotic spindle.
Anaphase
During this phase (see Figure 3-14F), the two chromatids of each chromosome are pulled apart at the
centromere. All 46 pairs of chromatids are separated, forming two separate sets of 46 daughter
chromosomes. One of these sets is pulled toward one mitotic aster and the other toward the other
aster as the two respective poles of the dividing cell are pushed still farther apart.
Telophase
In telophase (see Figure 3-14G and H), the two sets of daughter chromosomes are pushed completely
apart. Then the mitotic apparatus dissolutes, and a new nuclear membrane develops around each set
of chromosomes. This membrane is formed from portions of the endoplasmic reticulum that are already
present in the cytoplasm. Shortly thereafter, the cell pinches in two, midway between the two nuclei.
This is caused by formation of a contractile ring of microfilaments composed of actin and probably
myosin (the two contractile proteins of muscle) at the juncture of the newly developing cells that
pinches them off from each other.
Control of Cell Growth and Cell Reproduction
We know that certain cells grow and reproduce all the time, such as the blood-forming cells of the
bone marrow, the germinal layers of the skin, and the epithelium of the gut. Many other cells, however,
such as smooth muscle cells, may not reproduce for many years. A few cells, such as the neurons and
most striated muscle cells, do not reproduce during the entire life of a person, except during the original
period of fetal life.
In certain tissues, an insufficiency of some types of cells causes these to grow and reproduce rapidly
until appropriate numbers of them are again available. For instance, in some young animals, seven
eighths of the liver can be removed surgically, and the cells of the remaining one eighth will grow and
divide until the liver mass returns to almost normal. The same occurs for many glandular cells and most
cells of the bone marrow, subcutaneous tissue, intestinal epithelium, and almost any other tissue
except highly differentiated cells such as nerve and muscle cells.
We know little about the mechanisms that maintain proper numbers of the different types of cells in the
body. However, experiments have shown at least three ways in which growth can be controlled. First,
growth often is controlled by growth factors that come from other parts of the body. Some of these
circulate in the blood, but others originate in adjacent tissues. For instance, the epithelial cells of some
glands, such as the pancreas, fail to grow without a growth factor from the sublying connective tissue
of the gland. Second, most normal cells stop growing when they have run out of space for growth. This
occurs when cells are grown in tissue culture; the cells grow until they contact a solid object, and then
growth stops. Third, cells grown in tissue culture often stop growing when minute amounts of their own
secretions are allowed to collect in the culture medium. This, too, could provide a means for negative
feedback control of growth.
Regulation of Cell Size
Cell size is determined almost entirely by the amount of functioning DNA in the nucleus. If replication of
the DNA does not occur, the cell grows to a certain size and thereafter remains at that size. Conversely,
it is possible, by use of the chemical colchicine, to prevent formation of the mitotic spindle and
therefore to prevent mitosis, even though replication of the DNA continues. In this event, the nucleus
contains far greater quantities of DNA than it normally does, and the cell grows proportionately larger. It
is assumed that this results simply from increased production of RNA and cell proteins, which in turn
cause the cell to grow larger.
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Cell Differentiation
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A special characteristic of cell growth and cell division is cell differentiation, which refers to changes in
physical and functional properties of cells as they proliferate in the embryo to form the different bodily
structures and organs. The description of an especially interesting experiment that helps explain these
processes follows.
When the nucleus from an intestinal mucosal cell of a frog is surgically implanted into a frog ovum from
which the original ovum nucleus was removed, the result is often the formation of a normal frog. This
demonstrates that even the intestinal mucosal cell, which is a well-differentiated cell, carries all the
necessary genetic information for development of all structures required in the frog's body.
Therefore, it has become clear that differentiation results not from loss of genes but from selective
repression of different gene promoters. In fact, electron micrographs suggest that some segments of
DNA helixes wound around histone cores become so condensed that they no longer uncoil to form
RNA molecules. One explanation for this is as follows: It has been supposed that the cellular genome
begins at a certain stage of cell differentiation to produce a regulatory protein that forever after
represses a select group of genes. Therefore, the repressed genes never function again. Regardless
of the mechanism, mature human cells produce a maximum of about 8000 to 10,000 proteins rather
than the potential 30,000 or more if all genes were active.
Embryological experiments show that certain cells in an embryo control differentiation of adjacent cells.
For instance, the primordial chorda-mesoderm is called the primary organizer of the embryo because
it forms a focus around which the rest of the embryo develops. It differentiates into a mesodermal axis
that contains segmentally arranged somites and, as a result of inductions in the surrounding tissues,
causes formation of essentially all the organs of the body.
Another instance of induction occurs when the developing eye vesicles come in contact with the
ectoderm of the head and cause the ectoderm to thicken into a lens plate that folds inward to form the
lens of the eye. Therefore, a large share of the embryo develops as a result of such inductions, one
part of the body affecting another part, and this part affecting still other parts.
Thus, although our understanding of cell differentiation is still hazy, we know many control mechanisms
by which differentiation could occur.
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Apoptosis-Programmed Cell Death
The 100 trillion cells of the body are members of a highly organized community in which the total
number of cells is regulated not only by controlling the rate of cell division but also by controlling the
rate of cell death. When cells are no longer needed or become a threat to the organism, they undergo
a suicidal programmed cell death, or apoptosis. This process involves a specific proteolytic cascade
that causes the cell to shrink and condense, to disassemble its cytoskeleton, and to alter its cell
surface so that a neighboring phagocytic cell, such as a macrophage, can attach to the cell membrane
and digest the cell.
In contrast to programmed death, cells that die as a result of an acute injury usually swell and burst
due to loss of cell membrane integrity, a process called cell necrosis. Necrotic cells may spill their
contents, causing inflammation and injury to neighboring cells. Apoptosis, however, is an orderly cell
death that results in disassembly and phagocytosis of the cell before any leakage of its contents
occurs, and neighboring cells usually remain healthy.
Apoptosis is initiated by activation of a family of proteases called caspases. These are enzymes that
are synthesized and stored in the cell as inactive procaspases. The mechanisms of activation of
caspases are complex, but once activated, the enzymes cleave and activate other procaspases,
triggering a cascade that rapidly breaks down proteins within the cell. The cell thus dismantles itself,
and its remains are rapidly digested by neighboring phagocytic cells.
A tremendous amount of apoptosis occurs in tissues that are being remodeled during development.
Even in adult humans, billions of cells die each hour in tissues such as the intestine and bone marrow
and are replaced by new cells. Programmed cell death, however, is normally balanced with the
formation of new cells in healthy adults. Otherwise, the body's tissues would shrink or grow
excessively. Recent studies suggest that abnormalities of apoptosis may play a key role in
neurodegenerative diseases such as Alzheimer's disease, as well as in cancer and autoimmune
disorders. Some drugs that have been used successfully for chemotherapy appear to induce apoptosis
in cancer cells.
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Cancer
Cancer is caused in all or almost all instances by mutation or by some other abnormal activation of
cellular genes that control cell growth and cell mitosis. The abnormal genes are called oncogenes. As
many as 100 different oncogenes have been discovered.
Integration link: Oncogenes - types
Taken from Emery's Elements of Medical Genetics 13E
Also present in all cells are antioncogenes, which suppress the activation of specific oncogenes.
Therefore, loss or inactivation of antioncogenes can allow activation of oncogenes that lead to cancer.
Only a minute fraction of the cells that mutate in the body ever lead to cancer. There are several
reasons for this. First, most mutated cells have less survival capability than normal cells and simply die.
Second, only a few of the mutated cells that do survive become cancerous, because even most
mutated cells still have normal feedback controls that prevent excessive growth.
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Third, those cells that are potentially cancerous are often destroyed by the body's immune system
before they grow into a cancer. This occurs in the following way: Most mutated cells form abnormal
proteins within their cell bodies because of their altered genes, and these proteins activate the body's
immune system, causing it to form antibodies or sensitized lymphocytes that react against the
cancerous cells, destroying them. In support of this is the fact that in people whose immune systems
have been suppressed, such as in those taking immunosuppressant drugs after kidney or heart
transplantation, the probability of a cancer's developing is multiplied as much as fivefold.
Fourth, usually several different activated oncogenes are required simultaneously to cause a cancer.
For instance, one such gene might promote rapid reproduction of a cell line, but no cancer occurs
because there is not a simultaneous mutant gene to form the needed blood vessels.
But what is it that causes the altered genes? Considering that many trillions of new cells are formed
each year in humans, a better question might be, why is it that all of us do not develop millions or
billions of mutant cancerous cells? The answer is the incredible precision with which DNA
chromosomal strands are replicated in each cell before mitosis can take place, and also the
proofreading process that cuts and repairs any abnormal DNA strand before the mitotic process is
allowed to proceed. Yet despite all these inherited cellular precautions, probably one newly formed cell
in every few million still has significant mutant characteristics.
Thus, chance alone is all that is required for mutations to take place, so we can suppose that a large
number of cancers are merely the result of an unlucky occurrence.
However, the probability of mutations can be increased manyfold when a person is exposed to certain
chemical, physical, or biological factors, including the following:
1. It is well known that ionizing radiation, such as x-rays, gamma rays, and particle radiation from
radioactive substances, and even ultraviolet light can predispose individuals to cancer. Ions
formed in tissue cells under the influence of such radiation are highly reactive and can rupture
DNA strands, thus causing many mutations.
2. Chemical substances of certain types also have a high propensity for causing mutations. It was
discovered long ago that various aniline dye derivatives are likely to cause cancer, so workers in
chemical plants producing such substances, if unprotected, have a special predisposition to
cancer. Chemical substances that can cause mutation are called carcinogens. The carcinogens
that currently cause the greatest number of deaths are those in cigarette smoke. They cause
about one quarter of all cancer deaths.
3. Physical irritants can also lead to cancer, such as continued abrasion of the linings of the
intestinal tract by some types of food. The damage to the tissues leads to rapid mitotic
replacement of the cells. The more rapid the mitosis, the greater the chance for mutation.
4. In many families, there is a strong hereditary tendency to cancer. This results from the fact that
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most cancers require not one mutation but two or more mutations before cancer occurs. In those
families that are particularly predisposed to cancer, it is presumed that one or more cancerous
genes are already mutated in the inherited genome. Therefore, far fewer additional mutations
must take place in such family members before a cancer begins to grow.
5. In laboratory animals, certain types of viruses can cause some kinds of cancer, including
leukemia. This usually results in one of two ways. In the case of DNA viruses, the DNA strand of
the virus can insert itself directly into one of the chromosomes and thereby cause a mutation that
leads to cancer. In the case of RNA viruses, some of these carry with them an enzyme called
reverse transcriptase that causes DNA to be transcribed from the RNA. The transcribed DNA then
inserts itself into the animal cell genome, leading to cancer.
Invasive Characteristic of the Cancer Cell
The major differences between the cancer cell and the normal cell are the following: (1) The cancer
cell does not respect usual cellular growth limits; the reason for this is that these cells presumably do
not require all the same growth factors that are necessary to cause growth of normal cells. (2) Cancer
cells are often far less adhesive to one another than are normal cells. Therefore, they tend to wander
through the tissues, enter the blood stream, and be transported all through the body, where they form
nidi for numerous new cancerous growths. (3) Some cancers also produce angiogenic factors that
cause many new blood vessels to grow into the cancer, thus supplying the nutrients required for
cancer growth.
Why Do Cancer Cells Kill?
The answer to this question is usually simple. Cancer tissue competes with normal tissues for
nutrients. Because cancer cells continue to proliferate indefinitely, their number multiplying day by day,
cancer cells soon demand essentially all the nutrition available to the body or to an essential part of the
body. As a result, normal tissues gradually suffer nutritive death.
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Cairns BR: The logic of chromatin architecture and remodelling at promoters, Nature 461:193, 2009.
Carthew RW, Sontheimer EJ: Origins and mechanisms of miRNAs and siRNAs, Cell 136:642, 2009.
Castanotto D, Rossi JJ: The promises and pitfalls of RNA-interference-based therapeutics, Nature
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Cedar H, Bergman Y: Linking DNA methylation and histone modification: patterns and paradigms,
Nat Rev Genet 10:295, 2009.
Croce CM: Causes and consequences of microRNA dysregulation in cancer, Nat Rev Genet
10:704, 2009.
Frazer KA, Murray SS, Schork NJ, et al: Human genetic variation and its contribution to complex
traits, Nat Rev Genet 10:241, 2009.
Fuda NJ, Ardehali MB, Lis JT: Defining mechanisms that regulate RNA polymerase II transcription in
vivo, Nature 461:186, 2009.
Hahn S: Structure and mechanism of the RNA polymerase II transcription machinery, Nat Struct Mol
Biol 11:394, 2004.
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Hastings PJ, Lupski JR, Rosenberg SM, et al: Mechanisms of change in gene copy number, Nat
Rev Genet 10:551, 2009.
Hoeijmakers JH: DNA damage, aging, and cancer, N Engl J Med 361:1475, 2009.
Hotchkiss RS, Strasser A, McDunn JE, et al: Cell death, N Engl J Med 361:1570, 2009.
Jinek M, Doudna JA: A three-dimensional view of the molecular machinery of RNA interference,
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Nature 457:40, 2009.
Jockusch BM, Hüttelmaier S, Illenberger S: From the nucleus toward the cell periphery: a guided
tour for mRNAs, News Physiol Sci 18:7, 2003.
Kim VN, Han J, Siomi MC: Biogenesis of small RNAs in animals, Nat Rev Mol Cell Biol 10:126,
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Misteli T, Soutoglou E: The emerging role of nuclear architecture in DNA repair and genome
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Moazed D: Small RNAs in transcriptional gene silencing and genome defence, Nature 457:413,
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Siller KH, Doe CQ: Spindle orientation during asymmetric cell division, Nat Cell Biol 11:365, 2009.
Sims RJ 3rd, Reinberg D: Is there a code embedded in proteins that is based on post-translational
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Stappenbeck TS, Miyoshi H: The role of stromal stem cells in tissue regeneration and wound repair.
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UNIT II Membrane Physiology, Nerve, and Muscle
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4 Transport of Substances Through Cell Membranes
Figure 4-1 gives the approximate concentrations of important electrolytes and other substances in the
extracellular fluid and intracellular fluid. Note that the extracellular fluid contains a large amount of
sodium but only a small amount of potassium. Exactly the opposite is true of the intracellular fluid. Also,
the extracellular fluid contains a large amount of chloride ions, whereas the intracellular fluid contains
very little. But the concentrations of phosphates and proteins in the intracellular fluid are considerably
greater than those in the extracellular fluid. These differences are extremely important to the life of the
cell. The purpose of this chapter is to explain how the differences are brought about by the transport
mechanisms of the cell membranes.
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The Lipid Barrier of the Cell Membrane, and Cell Membrane Transport Proteins
The structure of the membrane covering the outside of every cell of the body is discussed in Chapter 2
and illustrated in Figures 2-3 and 4-2. This membrane consists almost entirely of a lipid bilayer, but it
also contains large numbers of protein molecules in the lipid, many of which penetrate all the way
through the membrane, as shown in Figure 4-2.
The lipid bilayer is not miscible with either the extracellular fluid or the intracellular fluid. Therefore, it
constitutes a barrier against movement of water molecules and water-soluble substances between the
extracellular and intracellular fluid compartments. However, as demonstrated in Figure 4-2 by the
leftmost arrow, a few substances can penetrate this lipid bilayer, diffusing directly through the lipid
substance itself; this is true mainly of lipid-soluble substances, as described later.
The protein molecules in the membrane have entirely different properties for transporting substances.
Their molecular structures interrupt the continuity of the lipid bilayer, constituting an alternative
pathway through the cell membrane. Most of these penetrating proteins, therefore, can function as
transport proteins. Different proteins function differently. Some have watery spaces all the way through
the molecule and allow free movement of water, as well as selected ions or molecules; these are called
channel proteins. Others, called carrier proteins, bind with molecules or ions that are to be
transported; conformational changes in the protein molecules then move the substances through the
interstices of the protein to the other side of the membrane. Both the channel proteins and the carrier
proteins are usually highly selective for the types of molecules or ions that are allowed to cross the
membrane.
"Diffusion" Versus "Active Transport."
Transport through the cell membrane, either directly through the lipid bilayer or through the proteins,
occurs by one of two basic processes: diffusion or active transport.
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Figure 4-1 Chemical compositions of extracellular and intracellular fluids.
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Figure 4-2 Transport pathways through the cell membrane, and the basic mechanisms of transport.
Although there are many variations of these basic mechanisms, diffusion means random molecular
movement of substances molecule by molecule, either through intermolecular spaces in the membrane
or in combination with a carrier protein. The energy that causes diffusion is the energy of the normal
kinetic motion of matter.
By contrast, active transport means movement of ions or other substances across the membrane in
combination with a carrier protein in such a way that the carrier protein causes the substance to move
against an energy gradient, such as from a low-concentration state to a high-concentration state. This
movement requires an additional source of energy besides kinetic energy. Following is a more detailed
explanation of the basic physics and physical chemistry of these two processes.
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Diffusion
Figure 4-3 Diffusion of a fluid molecule during a thousandth of a second.
All molecules and ions in the body fluids, including water molecules and dissolved substances, are in
constant motion, each particle moving its own separate way. Motion of these particles is what
physicists call "heat"-the greater the motion, the higher the temperature-and the motion never ceases
under any condition except at absolute zero temperature. When a moving molecule, A, approaches a
stationary molecule, B, the electrostatic and other nuclear forces of molecule A repel molecule B,
transferring some of the energy of motion of molecule A to molecule B. Consequently, molecule B gains
kinetic energy of motion, while molecule A slows down, losing some of its kinetic energy. Thus, as
shown in Figure 4-3, a single molecule in a solution bounces among the other molecules first in one
direction, then another, then another, and so forth, randomly bouncing thousands of times each
second. This continual movement of molecules among one another in liquids or in gases is called
diffusion.
Ions diffuse in the same manner as whole molecules, and even suspended colloid particles diffuse in a
similar manner, except that the colloids diffuse far less rapidly than molecular substances because of
their large size.
Diffusion Through the Cell Membrane
Diffusion through the cell membrane is divided into two subtypes called simple diffusion and facilitated
diffusion. Simple diffusion means that kinetic movement of molecules or ions occurs through a
membrane opening or through intermolecular spaces without any interaction with carrier proteins in the
membrane. The rate of diffusion is determined by the amount of substance available, the velocity of
kinetic motion, and the number and sizes of openings in the membrane through which the molecules or
ions can move.
Facilitated diffusion requires interaction of a carrier protein. The carrier protein aids passage of the
molecules or ions through the membrane by binding chemically with them and shuttling them through
the membrane in this form.
Simple diffusion can occur through the cell membrane by two pathways: (1) through the interstices of
the lipid bilayer if the diffusing substance is lipid soluble and (2) through watery channels that
penetrate all the way through some of the large transport proteins, as shown to the left in Figure 4-2.
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Diffusion of Lipid-Soluble Substances Through the Lipid Bilayer
One of the most important factors that determines how rapidly a substance diffuses through the lipid
bilayer is the lipid solubility of the substance. For instance, the lipid solubilities of oxygen, nitrogen,
carbon dioxide, and alcohols are high, so all these can dissolve directly in the lipid bilayer and diffuse
through the cell membrane in the same manner that diffusion of water solutes occurs in a watery
solution. For obvious reasons, the rate of diffusion of each of these substances through the membrane
is directly proportional to its lipid solubility. Especially large amounts of oxygen can be transported in
this way; therefore, oxygen can be delivered to the interior of the cell almost as though the cell
membrane did not exist.
Diffusion of Water and Other Lipid-Insoluble Molecules Through Protein Channels
Even though water is highly insoluble in the membrane lipids, it readily passes through channels in
protein molecules that penetrate all the way through the membrane. The rapidity with which water
molecules can move through most cell membranes is astounding. As an example, the total amount of
water that diffuses in each direction through the red cell membrane during each second is about 100
times as great as the volume of the red cell itself.
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Other lipid-insoluble molecules can pass through the protein pore channels in the same way as water
molecules if they are water soluble and small enough. However, as they become larger, their
penetration falls off rapidly. For instance, the diameter of the urea molecule is only 20 percent greater
than that of water, yet its penetration through the cell membrane pores is about 1000 times less than
that of water. Even so, given the astonishing rate of water penetration, this amount of urea penetration
still allows rapid transport of urea through the membrane within minutes.
Diffusion Through Protein Pores and Channels-Selective Permeability and "Gating" of Channels
Computerized three-dimensional reconstructions of protein pores and channels have demonstrated
tubular pathways all the way from the extracellular to the intracellular fluid. Therefore, substances can
move by simple diffusion directly along these pores and channels from one side of the membrane to
the other.
Pores are composed of integral cell membrane proteins that form open tubes through the membrane
and are always open. However, the diameter of a pore and its electrical charges provide selectivity that
permits only certain molecules to pass through. For example, protein pores, called aquaporins or water
channels, permit rapid passage of water through cell membranes but exclude other molecules. At least
13 different types of aquaporins have been found in various cells of the human body. Aquaporins have
a narrow pore that permits water molecules to diffuse through the membrane in single file. The pore is
too narrow to permit passage of any hydrated ions. As discussed in Chapters 29 and 75, the density of
some aquaporins (e.g., aquaporin-2) in cell membranes is not static but is altered in different
physiological conditions.
The protein channels are distinguished by two important characteristics: (1) They are often selectively
permeable to certain substances, and (2) many of the channels can be opened or closed by gates that
are regulated by electrical signals (voltage-gated channels) or chemicals that bind to the channel
proteins (ligand-gated channels).
Selective Permeability of Protein Channels
Many of the protein channels are highly selective for transport of one or more specific ions or
molecules. This results from the characteristics of the channel itself, such as its diameter, its shape,
and the nature of the electrical charges and chemical bonds along its inside surfaces.
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Figure 4-4 The structure of a potassium channel. The channel is composed of four subunits (only two
are shown), each with two transmembrane helices. A narrow selectivity filter is formed from the pore
loops and carbonyl oxygens line the walls of the selectivity filter, forming sites for transiently binding
dehydrated potassium ions. The interaction of the potassium ions with carbonyl oxygens causes the
potassium ions to shed their bound water molecules, permitting the dehydrated potassium ions to pass
through the pore.
Potassium channels permit passage of potassium ions across the cell membrane about 1000 times
more readily than they permit passage of sodium ions. This high degree of selectivity, however, cannot
be explained entirely by molecular diameters of the ions since potassium ions are slightly larger than
sodium ions. What is the mechanism for this remarkable ion selectivity? This question was partially
answered when the structure of a bacterial potassium channel was determined by x-ray
crystallography. Potassium channels were found to have a tetrameric structure consisting of four
identical protein subunits surrounding a central pore (Figure 4-4). At the top of the channel pore are
pore loops that form a narrow selectivity filter . Lining the selectivity filter are carbonyl oxygens. When
hydrated potassium ions enter the selectivity filter, they interact with the carbonyl oxygens and shed
most of their bound water molecules, permitting the dehydrated potassium ions to pass through the
channel. The carbonyl oxygens are too far apart, however, to enable them to interact closely with the
smaller sodium ions, which are therefore effectively excluded by the selectivity filter from passing
through the pore.
Different selectivity filters for the various ion channels are believed to determine, in large part, the
specificity of the channel for cations or anions or for particular ions, such as Na+, K+, and Ca++, that
gain access to the channel.
One of the most important of the protein channels, the sodium channel, is only 0.3 by 0.5 nanometer in
diameter, but more important, the inner surfaces of this channel are lined with amino acids that are
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strongly negatively charged, as shown by the negative signs inside the channel proteins in the top
panel of Figure 4-5. These strong negative charges can pull small dehydrated sodium ions into these
channels, actually pulling the sodium ions away from their hydrating water molecules. Once in the
channel, the sodium ions diffuse in either direction according to the usual laws of diffusion. Thus, the
sodium channel is specifically selective for passage of sodium ions.
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Figure 4-5 Transport of sodium and potassium ions through protein channels. Also shown are
conformational changes in the protein molecules to open or close "gates" guarding the channels.
Gating of Protein Channels
Gating of protein channels provides a means of controlling ion permeability of the channels. This is
shown in both panels of Figure 4-5 for selective gating of sodium and potassium ions. It is believed that
some of the gates are actual gatelike extensions of the transport protein molecule, which can close the
opening of the channel or can be lifted away from the opening by a conformational change in the
shape of the protein molecule itself.
The opening and closing of gates are controlled in two principal ways:
1. Voltage gating. In this instance, the molecular conformation of the gate or of its chemical bonds
responds to the electrical potential across the cell membrane. For instance, in the top panel of
Figure 4-5, when there is a strong negative charge on the inside of the cell membrane, this
presumably could cause the outside sodium gates to remain tightly closed; conversely, when the
inside of the membrane loses its negative charge, these gates would open suddenly and allow
tremendous quantities of sodium to pass inward through the sodium pores. This is the basic
mechanism for eliciting action potentials in nerves that are responsible for nerve signals. In the
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bottom panel of Figure 4-5, the potassium gates are on the intracellular ends of the potassium
channels, and they open when the inside of the cell membrane becomes positively charged. The
opening of these gates is partly responsible for terminating the action potential, as is discussed
more fully in Chapter 5.
2. Chemical (ligand) gating. Some protein channel gates are opened by the binding of a chemical
substance (a ligand) with the protein; this causes a conformational or chemical bonding change in
the protein molecule that opens or closes the gate. This is called chemical gating or ligand
gating. One of the most important instances of chemical gating is the effect of acetylcholine on
the so-called acetylcholine channel. Acetylcholine opens the gate of this channel, providing a
negatively charged pore about 0.65 nanometer in diameter that allows uncharged molecules or
positive ions smaller than this diameter to pass through. This gate is exceedingly important for the
transmission of nerve signals from one nerve cell to another (see Chapter 45) and from nerve
cells to muscle cells to cause muscle contraction (see Chapter 7).
Open-State Versus Closed-State of Gated Channels
Figure 4-6A shows an especially interesting characteristic of most voltage-gated channels. This figure
shows two recordings of electrical current flowing through a single sodium channel when there was an
approximate 25-millivolt potential gradient across the membrane. Note that the channel conducts
current either "all or none." That is, the gate of the channel snaps open and then snaps closed, each
open state lasting for only a fraction of a millisecond up to several milliseconds. This demonstrates the
rapidity with which changes can occur during the opening and closing of the protein molecular gates. At
one voltage potential, the channel may remain closed all the time or almost all the time, whereas at
another voltage level, it may remain open either all or most of the time. At in-between voltages, as
shown in the figure, the gates tend to snap open and closed intermittently, giving an average current
flow somewhere between the minimum and the maximum.
Patch-Clamp Method for Recording Ion Current Flow Through Single Channels
One might wonder how it is technically possible to record ion current flow through single protein
channels as shown in Figure 4-6A. This has been achieved by using the "patch-clamp" method
illustrated in Figure 4-6B. Very simply, a micropipette, having a tip diameter of only 1 or 2 micrometers,
is abutted against the outside of a cell membrane. Then suction is applied inside the pipette to pull the
membrane against the tip of the pipette. This creates a seal where the edges of the pipette touch the
cell membrane. The result is a minute membrane "patch" at the tip of the pipette through which
electrical current flow can be recorded.
Alternatively, as shown to the right in Figure 4-6B, the small cell membrane patch at the end of the
pipette can be torn away from the cell. The pipette with its sealed patch is then inserted into a free
solution. This allows the concentrations of ions both inside the micropipette and in the outside solution
to be altered as desired. Also, the voltage between the two sides of the membrane can be set at willthat
is, "clamped" to a given voltage.
It has been possible to make such patches small enough so that only a single channel protein is found
in the membrane patch being studied. By varying the concentrations of different ions, as well as the
voltage across the membrane, one can determine the transport characteristics of the single channel
and also its gating properties.
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Figure 4-6 A, Record of current flow through a single voltage-gated sodium channel, demonstrating the
"all or none" principle for opening and closing of the channel. B, The "patch-clamp" method for
recording current flow through a single protein channel. To the left, recording is performed from a
"patch" of a living cell membrane. To the right, recording is from a membrane patch that has been torn
away from the cell.
Facilitated Diffusion
Facilitated diffusion is also called carrier-mediated diffusion because a substance transported in this
manner diffuses through the membrane using a specific carrier protein to help. That is, the carrier
facilitates diffusion of the substance to the other side.
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Figure 4-7 Effect of concentration of a substance on rate of diffusion through a membrane by simple
diffusion and facilitated diffusion. This shows that facilitated diffusion approaches a maximum rate
called the Vmax.
Facilitated diffusion differs from simple diffusion in the following important way: Although the rate of
simple diffusion through an open channel increases proportionately with the concentration of the
diffusing substance, in facilitated diffusion the rate of diffusion approaches a maximum, called Vmax, as
the concentration of the diffusing substance increases. This difference between simple diffusion and
facilitated diffusion is demonstrated in Figure 4-7. The figure shows that as the concentration of the
diffusing substance increases, the rate of simple diffusion continues to increase proportionately, but in
the case of facilitated diffusion, the rate of diffusion cannot rise greater than the Vmax level.
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Figure 4-8 Postulated mechanism for facilitated diffusion.
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What is it that limits the rate of facilitated diffusion? A probable answer is the mechanism illustrated in
Figure 4-8. This figure shows a carrier protein with a pore large enough to transport a specific molecule
partway through. It also shows a binding "receptor" on the inside of the protein carrier. The molecule to
be transported enters the pore and becomes bound. Then, in a fraction of a second, a conformational
or chemical change occurs in the carrier protein, so the pore now opens to the opposite side of the
membrane. Because the binding force of the receptor is weak, the thermal motion of the attached
molecule causes it to break away and to be released on the opposite side of the membrane. The rate
at which molecules can be transported by this mechanism can never be greater than the rate at which
the carrier protein molecule can undergo change back and forth between its two states. Note
specifically, though, that this mechanism allows the transported molecule to move-that is, to "diffuse"-in
either direction through the membrane.
Among the most important substances that cross cell membranes by facilitated diffusion are glucose
and most of the amino acids. In the case of glucose, at least five glucose transporter molecules have
been discovered in various tissues. Some of these can also transport other monosaccharides that have
structures similar to that of glucose, including galactose and fructose. One of these, glucose
transporter 4 (GLUT4), is activated by insulin, which can increase the rate of facilitated diffusion of
glucose as much as 10-fold to 20-fold in insulin-sensitive tissues. This is the principal mechanism by
which insulin controls glucose use in the body, as discussed in Chapter 78.
Factors That Affect Net Rate of Diffusion
By now it is evident that many substances can diffuse through the cell membrane. What is usually
important is the net rate of diffusion of a substance in the desired direction. This net rate is determined
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by several factors.
Net Diffusion Rate Is Proportional to the Concentration Difference Across a Membrane
Figure 4-9A shows a cell membrane with a substance in high concentration on the outside and low
concentration on the inside. The rate at which the substance diffuses inward is proportional to the
concentration of molecules on the outside because this concentration determines how many molecules
strike the outside of the membrane each second. Conversely, the rate at which molecules diffuse
outward is proportional to their concentration inside the membrane. Therefore, the rate of net diffusion
into the cell is proportional to the concentration on the outside minus the concentration on the inside,
or: in which Co is concentration outside and Ci is concentration inside.
Effect of Membrane Electrical Potential on Diffusion of Ions-The "Nernst Potential."
Figure 4-9 Effect of concentration difference (A), electrical potential difference affecting negative ions
(B), and pressure difference (C) to cause diffusion of molecules and ions through a cell membrane.
If an electrical potential is applied across the membrane, as shown in Figure 4-9B, the electrical
charges of the ions cause them to move through the membrane even though no concentration
difference exists to cause movement. Thus, in the left panel of Figure 4-9B, the concentration of
negative ions is the same on both sides of the membrane, but a positive charge has been applied to
the right side of the membrane and a negative charge to the left, creating an electrical gradient across
the membrane. The positive charge attracts the negative ions, whereas the negative charge repels
them. Therefore, net diffusion occurs from left to right. After some time, large quantities of negative ions
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have moved to the right, creating the condition shown in the right panel of Figure 4-9B, in which a
concentration difference of the ions has developed in the direction opposite to the electrical potential
difference. The concentration difference now tends to move the ions to the left, while the electrical
difference tends to move them to the right. When the concentration difference rises high enough, the
two effects balance each other. At normal body temperature (37°C), the electrical difference that will
balance a given concentration difference of univalent ions-such as sodium (Na+) ions-can be
determined from the following formula, called the Nernst equation: in which EMF is the electromotive
force (voltage) between side 1 and side 2 of the membrane, C1 is the concentration on side 1, and C2
is the concentration on side 2. This equation is extremely important in understanding the transmission
of nerve impulses and is discussed in much greater detail in Chapter 5.
Effect of a Pressure Difference Across the Membrane
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At times, considerable pressure difference develops between the two sides of a diffusible membrane.
This occurs, for instance, at the blood capillary membrane in all tissues of the body. The pressure is
about 20 mm Hg greater inside the capillary than outside.
Pressure actually means the sum of all the forces of the different molecules striking a unit surface area
at a given instant. Therefore, when the pressure is higher on one side of a membrane than on the
other, this means that the sum of all the forces of the molecules striking the channels on that side of
the membrane is greater than on the other side. In most instances, this is caused by greater numbers
of molecules striking the membrane per second on one side than on the other side. The result is that
increased amounts of energy are available to cause net movement of molecules from the highpressure
side toward the low-pressure side. This effect is demonstrated in Figure 4-9C, which shows a
piston developing high pressure on one side of a "pore," thereby causing more molecules to strike the
pore on this side and, therefore, more molecules to "diffuse" to the other side.
Osmosis Across Selectively Permeable Membranes-"Net Diffusion" of Water
By far the most abundant substance that diffuses through the cell membrane is water. Enough water
ordinarily diffuses in each direction through the red cell membrane per second to equal about 100
times the volume of the cell itself. Yet normally the amount that diffuses in the two directions is
balanced so precisely that zero net movement of water occurs. Therefore, the volume of the cell
remains constant. However, under certain conditions, a concentration difference for water can develop
across a membrane, just as concentration differences for other substances can occur. When this
happens, net movement of water does occur across the cell membrane, causing the cell either to swell
or shrink, depending on the direction of the water movement. This process of net movement of water
caused by a concentration difference of water is called osmosis.
To give an example of osmosis, let us assume the conditions shown in Figure 4-10, with pure water on
one side of the cell membrane and a solution of sodium chloride on the other side. Water molecules
pass through the cell membrane with ease, whereas sodium and chloride ions pass through only with
difficulty. Therefore, sodium chloride solution is actually a mixture of permeant water molecules and
nonpermeant sodium and chloride ions, and the membrane is said to be selectively permeable to
water but much less so to sodium and chloride ions. Yet the presence of the sodium and chloride has
displaced some of the water molecules on the side of the membrane where these ions are present and,
therefore, has reduced the concentration of water molecules to less than that of pure water. As a result,
in the example of Figure 4-10, more water molecules strike the channels on the left side, where there is
pure water, than on the right side, where the water concentration has been reduced. Thus, net
movement of water occurs from left to right-that is, osmosis occurs from the pure water into the sodium
chloride solution.
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Figure 4-10 Osmosis at a cell membrane when a sodium chloride solution is placed on one side of the
membrane and water is placed on the other side.
Osmotic Pressure
If in Figure 4-10 pressure were applied to the sodium chloride solution, osmosis of water into this
solution would be slowed, stopped, or even reversed. The exact amount of pressure required to stop
osmosis is called the osmotic pressure of the sodium chloride solution.
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Figure 4-11 Demonstration of osmotic pressure caused by osmosis at a semipermeable membrane.
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The principle of a pressure difference opposing osmosis is demonstrated in Figure 4-11, which shows
a selectively permeable membrane separating two columns of fluid, one containing pure water and the
other containing a solution of water and any solute that will not penetrate the membrane. Osmosis of
water from chamber B into chamber A causes the levels of the fluid columns to become farther and
farther apart, until eventually a pressure difference develops between the two sides of the membrane
great enough to oppose the osmotic effect. The pressure difference across the membrane at this point
is equal to the osmotic pressure of the solution that contains the nondiffusible solute.
Importance of Number of Osmotic Particles (Molar Concentration) in Determining Osmotic
Pressure
The osmotic pressure exerted by particles in a solution, whether they are molecules or ions, is
determined by the number of particles per unit volume of fluid, not by the mass of the particles. The
reason for this is that each particle in a solution, regardless of its mass, exerts, on average, the same
amount of pressure against the membrane. That is, large particles, which have greater mass (m) than
small particles, move at slower velocities (v). The small particles move at higher velocities in such a
way that their average kinetic energies (k), determined by the equation are the same for each small
particle as for each large particle. Consequently, the factor that determines the osmotic pressure of a
solution is the concentration of the solution in terms of number of particles (which is the same as its
molar concentration if it is a nondissociated molecule), not in terms of mass of the solute.
"Osmolality"-The Osmole
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To express the concentration of a solution in terms of numbers of particles, the unit called the osmole
is used in place of grams.
One osmole is 1 gram molecular weight of osmotically active solute. Thus, 180 grams of glucose,
which is 1 gram molecular weight of glucose, is equal to 1 osmole of glucose because glucose does
not dissociate into ions. If a solute dissociates into two ions, 1 gram molecular weight of the solute will
become 2 osmoles because the number of osmotically active particles is now twice as great as is the
case for the nondissociated solute. Therefore, when fully dissociated, 1 gram molecular weight of
sodium chloride, 58.5 grams, is equal to 2 osmoles.
Thus, a solution that has 1 osmole of solute dissolved in each kilogram of water is said to have an
osmolality of 1 osmole per kilogram, and a solution that has 1/1000 osmole dissolved per kilogram
has an osmolality of 1 milliosmole per kilogram. The normal osmolality of the extracellular and
intracellular fluids is about 300 milliosmoles per kilogram of water.
Relation of Osmolality to Osmotic Pressure
At normal body temperature, 37°C, a concentration of 1 osmole per liter will cause 19,300 mm Hg
osmotic pressure in the solution. Likewise, 1 milliosmole per liter concentration is equivalent to 19.3
mm Hg osmotic pressure. Multiplying this value by the 300 milliosmolar concentration of the body fluids
gives a total calculated osmotic pressure of the body fluids of 5790 mm Hg. The measured value for
this, however, averages only about 5500 mm Hg. The reason for this difference is that many of the ions
in the body fluids, such as sodium and chloride ions, are highly attracted to one another; consequently,
they cannot move entirely unrestrained in the fluids and create their full osmotic pressure potential.
Therefore, on average, the actual osmotic pressure of the body fluids is about 0.93 times the
calculated value.
The Term "Osmolarity."
Osmolarity is the osmolar concentration expressed as osmoles per liter of solution rather than
osmoles per kilogram of water. Although, strictly speaking, it is osmoles per kilogram of water
(osmolality) that determines osmotic pressure, for dilute solutions such as those in the body, the
quantitative differences between osmolarity and osmolality are less than 1 percent. Because it is far
more practical to measure osmolarity than osmolality, this is the usual practice in almost all
physiological studies.
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"Active Transport" of Substances Through Membranes
At times, a large concentration of a substance is required in the intracellular fluid even though the
extracellular fluid contains only a small concentration. This is true, for instance, for potassium ions.
Conversely, it is important to keep the concentrations of other ions very low inside the cell even though
their concentrations in the extracellular fluid are great. This is especially true for sodium ions. Neither
of these two effects could occur by simple diffusion because simple diffusion eventually equilibrates
concentrations on the two sides of the membrane. Instead, some energy source must cause excess
movement of potassium ions to the inside of cells and excess movement of sodium ions to the outside
of cells. When a cell membrane moves molecules or ions "uphill" against a concentration gradient (or
"uphill" against an electrical or pressure gradient), the process is called active transport.
Different substances that are actively transported through at least some cell membranes include
sodium ions, potassium ions, calcium ions, iron ions, hydrogen ions, chloride ions, iodide ions, urate
ions, several different sugars, and most of the amino acids.
Primary Active Transport and Secondary Active Transport
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Active transport is divided into two types according to the source of the energy used to cause the
transport: primary active transport and secondary active transport. In primary active transport, the
energy is derived directly from breakdown of adenosine triphosphate (ATP) or of some other highenergy
phosphate compound. In secondary active transport, the energy is derived secondarily from
energy that has been stored in the form of ionic concentration differences of secondary molecular or
ionic substances between the two sides of a cell membrane, created originally by primary active
transport. In both instances, transport depends on carrier proteins that penetrate through the cell
membrane, as is true for facilitated diffusion. However, in active transport, the carrier protein functions
differently from the carrier in facilitated diffusion because it is capable of imparting energy to the
transported substance to move it against the electrochemical gradient. Following are some examples of
primary active transport and secondary active transport, with more detailed explanations of their
principles of function.
Primary Active Transport
Sodium-Potassium Pump
Among the substances that are transported by primary active transport are sodium, potassium, calcium,
hydrogen, chloride, and a few other ions.
The active transport mechanism that has been studied in greatest detail is the sodium-potassium
(Na+-K+) pump, a transport process that pumps sodium ions outward through the cell membrane of all
cells and at the same time pumps potassium ions from the outside to the inside. This pump is
responsible for maintaining the sodium and potassium concentration differences across the cell
membrane, as well as for establishing a negative electrical voltage inside the cells. Indeed, Chapter 5
shows that this pump is also the basis of nerve function, transmitting nerve signals throughout the
nervous system.
Figure 4-12 shows the basic physical components of the Na+-K+ pump. The carrier protein is a
complex of two separate globular proteins: a larger one called the α subunit, with a molecular weight of
about 100,000, and a smaller one called the β subunit, with a molecular weight of about 55,000.
Although the function of the smaller protein is not known (except that it might anchor the protein
complex in the lipid membrane), the larger protein has three specific features that are important for the
functioning of the pump:
1. It has three receptor sites for binding sodium ions on the portion of the protein that protrudes to
the inside of the cell.
2. It has two receptor sites for potassium ions on the outside.
3. The inside portion of this protein near the sodium binding sites has ATPase activity.
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Figure 4-12 Postulated mechanism of the sodium-potassium pump. ADP, adenosine diphosphate; ATP,
adenosine triphosphate; Pi, phosphate ion.
When two potassium ions bind on the outside of the carrier protein and three sodium ions bind on the
inside, the ATPase function of the protein becomes activated. This then cleaves one molecule of ATP,
splitting it to adenosine diphosphate (ADP) and liberating a high-energy phosphate bond of energy.
This liberated energy is then believed to cause a chemical and conformational change in the protein
carrier molecule, extruding the three sodium ions to the outside and the two potassium ions to the
inside.
As with other enzymes, the Na+-K+ ATPase pump can run in reverse. If the electrochemical gradients
for Na+ and K+ are experimentally increased enough so that the energy stored in their gradients is
greater than the chemical energy of ATP hydrolysis, these ions will move down their concentration
gradients and the Na+-K+ pump will synthesize ATP from ADP and phosphate. The phosphorylated
form of the Na+-K+ pump, therefore, can either donate its phosphate to ADP to produce ATP or use the
energy to change its conformation and pump Na+ out of the cell and K+ into the cell. The relative
concentrations of ATP, ADP, and phosphate, as well as the electrochemical gradients for Na+ and K+,
determine the direction of the enzyme reaction. For some cells, such as electrically active nerve cells,
60 to 70 percent of the cells' energy requirement may be devoted to pumping Na+ out of the cell and
K+ into the cell.
The Na+-K+ Pump Is Important For Controlling Cell Volume
One of the most important functions of the Na+-K+ pump is to control the volume of each cell. Without
function of this pump, most cells of the body would swell until they burst. The mechanism for controlling
the volume is as follows: Inside the cell are large numbers of proteins and other organic molecules that
cannot escape from the cell. Most of these are negatively charged and therefore attract large numbers
of potassium, sodium, and other positive ions as well. All these molecules and ions then cause osmosis
of water to the interior of the cell. Unless this is checked, the cell will swell indefinitely until it bursts.
The normal mechanism for preventing this is the Na+-K+ pump. Note again that this device pumps
three Na+ ions to the outside of the cell for every two K+ ions pumped to the interior. Also, the
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membrane is far less permeable to sodium ions than to potassium ions, so once the sodium ions are on
the outside, they have a strong tendency to stay there. Thus, this represents a net loss of ions out of
the cell, which initiates osmosis of water out of the cell as well.
If a cell begins to swell for any reason, this automatically activates the Na+-K+ pump, moving still more
ions to the exterior and carrying water with them. Therefore, the Na+-K+ pump performs a continual
surveillance role in maintaining normal cell volume.
Electrogenic Nature of the Na+-K+ Pump
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The fact that the Na+-K+ pump moves three Na+ ions to the exterior for every two K+ ions to the
interior means that a net of one positive charge is moved from the interior of the cell to the exterior for
each cycle of the pump. This creates positivity outside the cell but leaves a deficit of positive ions
inside the cell; that is, it causes negativity on the inside. Therefore, the Na+-K+ pump is said to be
electrogenic because it creates an electrical potential across the cell membrane. As discussed in
Chapter 5, this electrical potential is a basic requirement in nerve and muscle fibers for transmitting
nerve and muscle signals.
Primary Active Transport of Calcium Ions
Another important primary active transport mechanism is the calcium pump. Calcium ions are normally
maintained at extremely low concentration in the intracellular cytosol of virtually all cells in the body, at
a concentration about 10,000 times less than that in the extracellular fluid. This is achieved mainly by
two primary active transport calcium pumps. One is in the cell membrane and pumps calcium to the
outside of the cell. The other pumps calcium ions into one or more of the intracellular vesicular
organelles of the cell, such as the sarcoplasmic reticulum of muscle cells and the mitochondria in all
cells. In each of these instances, the carrier protein penetrates the membrane and functions as an
enzyme ATPase, having the same capability to cleave ATP as the ATPase of the sodium carrier protein.
The difference is that this protein has a highly specific binding site for calcium instead of for sodium.
Primary Active Transport of Hydrogen Ions
At two places in the body, primary active transport of hydrogen ions is important: (1) in the gastric
glands of the stomach and (2) in the late distal tubules and cortical collecting ducts of the kidneys.
In the gastric glands, the deep-lying parietal cells have the most potent primary active mechanism for
transporting hydrogen ions of any part of the body. This is the basis for secreting hydrochloric acid in
the stomach digestive secretions. At the secretory ends of the gastric gland parietal cells, the hydrogen
ion concentration is increased as much as a millionfold and then released into the stomach along with
chloride ions to form hydrochloric acid.
In the renal tubules are special intercalated cells in the late distal tubules and cortical collecting ducts
that also transport hydrogen ions by primary active transport. In this case, large amounts of hydrogen
ions are secreted from the blood into the urine for the purpose of eliminating excess hydrogen ions
from the body fluids. The hydrogen ions can be secreted into the urine against a concentration gradient
of about 900-fold.
Energetics of Primary Active Transport
The amount of energy required to transport a substance actively through a membrane is determined by
how much the substance is concentrated during transport. Compared with the energy required to
concentrate a substance 10-fold, to concentrate it 100-fold requires twice as much energy, and to
concentrate it 1000-fold requires three times as much energy. In other words, the energy required is
proportional to the logarithm of the degree that the substance is concentrated, as expressed by the
following formula:
Thus, in terms of calories, the amount of energy required to concentrate 1 osmole of a substance 10-
fold is about 1400 calories; or to concentrate it 100-fold, 2800 calories. One can see that the energy
expenditure for concentrating substances in cells or for removing substances from cells against a
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concentration gradient can be tremendous. Some cells, such as those lining the renal tubules and
many glandular cells, expend as much as 90 percent of their energy for this purpose alone.
Secondary Active Transport-Co-Transport and Counter-Transport
When sodium ions are transported out of cells by primary active transport, a large concentration
gradient of sodium ions across the cell membrane usually develops-high concentration outside the cell
and low concentration inside. This gradient represents a storehouse of energy because the excess
sodium outside the cell membrane is always attempting to diffuse to the interior. Under appropriate
conditions, this diffusion energy of sodium can pull other substances along with the sodium through the
cell membrane. This phenomenon is called co-transport; it is one form of secondary active transport.
For sodium to pull another substance along with it, a coupling mechanism is required. This is achieved
by means of still another carrier protein in the cell membrane. The carrier in this instance serves as an
attachment point for both the sodium ion and the substance to be co-transported. Once they both are
attached, the energy gradient of the sodium ion causes both the sodium ion and the other substance to
be transported together to the interior of the cell.
In counter-transport, sodium ions again attempt to diffuse to the interior of the cell because of their
large concentration gradient. However, this time, the substance to be transported is on the inside of the
cell and must be transported to the outside. Therefore, the sodium ion binds to the carrier protein
where it projects to the exterior surface of the membrane, while the substance to be countertransported
binds to the interior projection of the carrier protein. Once both have bound, a
conformational change occurs, and energy released by the sodium ion moving to the interior causes
the other substance to move to the exterior.
Co-Transport of Glucose and Amino Acids Along with Sodium Ions
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Figure 4-13 Postulated mechanism for sodium co-transport of glucose.
Glucose and many amino acids are transported into most cells against large concentration gradients;
the mechanism of this is entirely by co-transport, as shown in Figure 4-13. Note that the transport
carrier protein has two binding sites on its exterior side, one for sodium and one for glucose. Also, the
concentration of sodium ions is high on the outside and low inside, which provides energy for the
transport. A special property of the transport protein is that a conformational change to allow sodium
movement to the interior will not occur until a glucose molecule also attaches. When they both become
attached, the conformational change takes place automatically, and the sodium and glucose are
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transported to the inside of the cell at the same time. Hence, this is a sodium-glucose co-transport
mechanism. Sodium-glucose co-transporters are especially important mechanisms in transporting
glucose across renal and intestinal epithelial cells, as discussed in Chapters 27 and 65.
Sodium co-transport of the amino acids occurs in the same manner as for glucose, except that it uses
a different set of transport proteins. Five amino acid transport proteins have been identified, each of
which is responsible for transporting one subset of amino acids with specific molecular characteristics.
Sodium co-transport of glucose and amino acids occurs especially through the epithelial cells of the
intestinal tract and the renal tubules of the kidneys to promote absorption of these substances into the
blood, as is discussed in later chapters.
Other important co-transport mechanisms in at least some cells include co-transport of chloride ions,
iodine ions, iron ions, and urate ions.
Sodium Counter-Transport of Calcium and Hydrogen Ions
Two especially important counter-transport mechanisms (transport in a direction opposite to the primary
ion) are sodium-calcium counter-transport and sodium-hydrogen counter-transport (Figure 4-14).
Sodium-calcium counter-transport occurs through all or almost all cell membranes, with sodium ions
moving to the interior and calcium ions to the exterior, both bound to the same transport protein in a
counter-transport mode. This is in addition to primary active transport of calcium that occurs in some
cells.
Figure 4-14 Sodium counter-transport of calcium and hydrogen ions.
Sodium-hydrogen counter-transport occurs in several tissues. An especially important example is in the
proximal tubules of the kidneys, where sodium ions move from the lumen of the tubule to the interior of
the tubular cell, while hydrogen ions are counter-transported into the tubule lumen. As a mechanism for
concentrating hydrogen ions, counter-transport is not nearly as powerful as the primary active transport
of hydrogen ions that occurs in the more distal renal tubules, but it can transport extremely large
numbers of hydrogen ions, thus making it a key to hydrogen ion control in the body fluids, as
discussed in detail in Chapter 30.
Active Transport Through Cellular Sheets
At many places in the body, substances must be transported all the way through a cellular sheet
instead of simply through the cell membrane. Transport of this type occurs through the (1) intestinal
epithelium, (2) epithelium of the renal tubules, (3) epithelium of all exocrine glands, (4) epithelium of the
gallbladder, and (5) membrane of the choroid plexus of the brain and other membranes.
The basic mechanism for transport of a substance through a cellular sheet is (1) active transport
through the cell membrane on one side of the transporting cells in the sheet, and then (2) either simple
diffusion or facilitated diffusion through the membrane on the opposite side of the cell.
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Figure 4-15 Basic mechanism of active transport across a layer of cells.
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Figure 4-15 shows a mechanism for transport of sodium ions through the epithelial sheet of the
intestines, gallbladder, and renal tubules. This figure shows that the epithelial cells are connected
together tightly at the luminal pole by means of junctions called "kisses." The brush border on the
luminal surfaces of the cells is permeable to both sodium ions and water. Therefore, sodium and water
diffuse readily from the lumen into the interior of the cell. Then, at the basal and lateral membranes of
the cells, sodium ions are actively transported into the extracellular fluid of the surrounding connective
tissue and blood vessels. This creates a high sodium ion concentration gradient across these
membranes, which in turn causes osmosis of water as well. Thus, active transport of sodium ions at
the basolateral sides of the epithelial cells results in transport not only of sodium ions but also of water.
These are the mechanisms by which almost all the nutrients, ions, and other substances are absorbed
into the blood from the intestine; they are also the way the same substances are reabsorbed from the
glomerular filtrate by the renal tubules.
Throughout this text are numerous examples of the different types of transport discussed in this
chapter.
Bibliography
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Lett 555:72, 2003.
Ashcroft FM: From molecule to malady, Nature 440:440, 2006.
Benos DJ, Stanton BA: Functional domains within the degenerin/epithelial sodium channel
(Deg/ENaC) superfamily of ion channels, J Physiol 520:631, 1999.
Benziane B, Chibalin AV: Frontiers: skeletal muscle sodium pump regulation: a translocation
paradigm, Am J Physiol Endocrinol Metab 295:E553, 2008.
Biel M, Wahl-Schott C, Michalakis S, Zong X: Hyperpolarization-activated cation channels: from
genes to function, Physiol Rev 89:847, 2009.
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Blaustein MP, Zhang J, Chen L, et al: The pump, the exchanger, and endogenous ouabain: signaling
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Bröer S: Amino acid transport across mammalian intestinal and renal epithelia, Physiol Rev 88:249,
2008.
DeCoursey TE: Voltage-gated proton channels: what's next? J Physiol 586:5305, 2008.
DeCoursey TE: Voltage-gated proton channels and other proton transfer pathways, Physiol Rev
83:475, 2003.
DiPolo R, Beaugé L: Sodium/calcium exchanger: influence of metabolic regulation on ion carrier
interactions, Physiol Rev 86:155, 2006.
Drummond HA, Jernigan NL, Grifoni SC: Sensing tension: epithelial sodium channel/acid-sensing
ion channel proteins in cardiovascular homeostasis, Hypertension 51:1265, 2008.
Gadsby DC: Ion channels versus ion pumps: the principal difference, in principle, Nat Rev Mol Cell
Biol 10:344, 2009.
Jentsch TJ, Stein V, Weinreich F, Zdebik AA: Molecular structure and physiological function of
chloride channels, Physiol Rev 82:503, 2002.
Kaupp UB, Seifert R: Cyclic nucleotide-gated ion channels, Physiol Rev 82:769, 2002.
King LS, Kozono D, Agre P: From structure to disease: the evolving tale of aquaporin biology, Nat
Rev Mol Cell Biol 5:687, 2004.
Kleyman TR, Carattino MD, Hughey RP: ENaC at the cutting edge: regulation of epithelial sodium
channels by proteases, J Biol Chem 284:20447, 2009.
Mazzochi C, Benos DJ, Smith PR: Interaction of epithelial ion channels with the actin-based
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Peres A, Giovannardi S, Bossi E, Fesce R: Electrophysiological insights into the mechanism of ioncoupled
cotransporters, News Physiol Sci 19:80, 2004.
Russell JM: Sodium-potassium-chloride cotransport, Physiol Rev 80:211, 2000.
Shin JM, Munson K, Vagin O, Sachs G: The gastric HK-ATPase: structure, function, and inhibition,
Pflugers Arch 457:609, 2009.
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5 Membrane Potentials and Action Potentials
Electrical potentials exist across the membranes of virtually all cells of the body. In addition, some cells,
such as nerve and muscle cells, are capable of generating rapidly changing electrochemical impulses
at their membranes, and these impulses are used to transmit signals along the nerve or muscle
membranes. In other types of cells, such as glandular cells, macrophages, and ciliated cells, local
changes in membrane potentials also activate many of the cells' functions. The present discussion is
concerned with membrane potentials generated both at rest and during action by nerve and muscle
cells.
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Basic Physics of Membrane Potentials
Membrane Potentials Caused by Diffusion
"Diffusion Potential" Caused by an Ion Concentration Difference on the Two Sides of the Membrane
In Figure 5-1A, the potassium concentration is great inside a nerve fiber membrane but very low
outside the membrane. Let us assume that the membrane in this instance is permeable to the
potassium ions but not to any other ions. Because of the large potassium concentration gradient from
inside toward outside, there is a strong tendency for extra numbers of potassium ions to diffuse
outward through the membrane. As they do so, they carry positive electrical charges to the outside,
thus creating electropositivity outside the membrane and electronegativity inside because of negative
anions that remain behind and do not diffuse outward with the potassium. Within a millisecond or so,
the potential difference between the inside and outside, called the diffusion potential, becomes great
enough to block further net potassium diffusion to the exterior, despite the high potassium ion
concentration gradient. In the normal mammalian nerve fiber, the potential difference required is about
94 millivolts, with negativity inside the fiber membrane.
Figure 5-1B shows the same phenomenon as in Figure 5-1A, but this time with high concentration of
sodium ions outside the membrane and low sodium inside. These ions are also positively charged.
This time, the membrane is highly permeable to the sodium ions but impermeable to all other ions.
Diffusion of the positively charged sodium ions to the inside creates a membrane potential of opposite
polarity to that in Figure 5-1A, with negativity outside and positivity inside. Again, the membrane
potential rises high enough within milliseconds to block further net diffusion of sodium ions to the
inside; however, this time, in the mammalian nerve fiber, the potential is about 61 millivolts positive
inside the fiber.
Thus, in both parts of Figure 5-1, we see that a concentration difference of ions across a selectively
permeable membrane can, under appropriate conditions, create a membrane potential. Later in this
chapter, we show that many of the rapid changes in membrane potentials observed during nerve and
muscle impulse transmission result from the occurrence of such rapidly changing diffusion potentials.
Relation of the Diffusion Potential to the Concentration Difference-The Nernst Potential
Figure 5-1 A, Establishment of a "diffusion" potential across a nerve fiber membrane, caused by
diffusion of potassium ions from inside the cell to outside through a membrane that is selectively
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permeable only to potassium. B, Establishment of a "diffusion potential" when the nerve fiber
membrane is permeable only to sodium ions. Note that the internal membrane potential is negative
when potassium ions diffuse and positive when sodium ions diffuse because of opposite concentration
gradients of these two ions.
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The diffusion potential level across a membrane that exactly opposes the net diffusion of a particular
ion through the membrane is called the Nernst potential for that ion, a term that was introduced in
Chapter 4. The magnitude of this Nernst potential is determined by the ratio of the concentrations of
that specific ion on the two sides of the membrane. The greater this ratio, the greater the tendency for
the ion to diffuse in one direction, and therefore the greater the Nernst potential required to prevent
additional net diffusion. The following equation, called the Nernst equation, can be used to calculate
the Nernst potential for any univalent ion at normal body temperature of 98.6°F (37°C): where EMF is
electromotive force.
When using this formula, it is usually assumed that the potential in the extracellular fluid outside the
membrane remains at zero potential, and the Nernst potential is the potential inside the membrane.
Also, the sign of the potential is positive (+) if the ion diffusing from inside to outside is a negative ion,
and it is negative (-) if the ion is positive. Thus, when the concentration of positive potassium ions on
the inside is 10 times that on the outside, the log of 10 is 1, so the Nernst potential calculates to be -61
millivolts inside the membrane.
Calculation of the Diffusion Potential When the Membrane Is Permeable to Several Different
Ions
When a membrane is permeable to several different ions, the diffusion potential that develops depends
on three factors: (1) the polarity of the electrical charge of each ion, (2) the permeability of the
membrane (P) to each ion, and (3) the concentrations (C) of the respective ions on the inside (i) and
outside (o) of the membrane. Thus, the following formula, called the Goldman equation, or the
Goldman-Hodgkin-Katz equation, gives the calculated membrane potential on the inside of the
membrane when two univalent positive ions, sodium (Na+) and potassium (K+), and one univalent
negative ion, chloride (Cl-), are involved.
Let us study the importance and the meaning of this equation. First, sodium, potassium, and chloride
ions are the most important ions involved in the development of membrane potentials in nerve and
muscle fibers, as well as in the neuronal cells in the nervous system. The concentration gradient of
each of these ions across the membrane helps determine the voltage of the membrane potential.
Second, the degree of importance of each of the ions in determining the voltage is proportional to the
membrane permeability for that particular ion. That is, if the membrane has zero permeability to both
potassium and chloride ions, the membrane potential becomes entirely dominated by the concentration
gradient of sodium ions alone, and the resulting potential will be equal to the Nernst potential for
sodium. The same holds for each of the other two ions if the membrane should become selectively
permeable for either one of them alone.
Third, a positive ion concentration gradient from inside the membrane to the outside causes
electronegativity inside the membrane. The reason for this is that excess positive ions diffuse to the
outside when their concentration is higher inside than outside. This carries positive charges to the
outside but leaves the nondiffusible negative anions on the inside, thus creating electronegativity on
the inside. The opposite effect occurs when there is a gradient for a negative ion. That is, a chloride
ion gradient from the outside to the inside causes negativity inside the cell because excess negatively
charged chloride ions diffuse to the inside, while leaving the nondiffusible positive ions on the outside.
Fourth, as explained later, the permeability of the sodium and potassium channels undergoes rapid
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changes during transmission of a nerve impulse, whereas the permeability of the chloride channels
does not change greatly during this process. Therefore, rapid changes in sodium and potassium
permeability are primarily responsible for signal transmission in neurons, which is the subject of most of
the remainder of this chapter.
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Measuring the Membrane Potential
The method for measuring the membrane potential is simple in theory but often difficult in practice
because of the small size of most of the fibers. Figure 5-2 shows a small pipette filled with an
electrolyte solution. The pipette is impaled through the cell membrane to the interior of the fiber. Then
another electrode, called the "indifferent electrode," is placed in the extracellular fluid, and the potential
difference between the inside and outside of the fiber is measured using an appropriate voltmeter. This
voltmeter is a highly sophisticated electronic apparatus that is capable of measuring small voltages
despite extremely high resistance to electrical flow through the tip of the micropipette, which has a
lumen diameter usually less than 1 micrometer and a resistance more than a million ohms. For
recording rapid changes in the membrane potential during transmission of nerve impulses, the
microelectrode is connected to an oscilloscope, as explained later in the chapter.
Figure 5-2 Measurement of the membrane potential of the nerve fiber using a microelectrode.
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Figure 5-3 Distribution of positively and negatively charged ions in the extracellular fluid surrounding a
nerve fiber and in the fluid inside the fiber; note the alignment of negative charges along the inside
surface of the membrane and positive charges along the outside surface. The lower panel displays the
abrupt changes in membrane potential that occur at the membranes on the two sides of the fiber.
The lower part of Figure 5-2 shows the electrical potential that is measured at each point in or near the
nerve fiber membrane, beginning at the left side of the figure and passing to the right. As long as the
electrode is outside the nerve membrane, the recorded potential is zero, which is the potential of the
extracellular fluid. Then, as the recording electrode passes through the voltage change area at the cell
membrane (called the electrical dipole layer ), the potential decreases abruptly to -90 millivolts. Moving
across the center of the fiber, the potential remains at a steady -90-millivolt level but reverses back to
zero the instant it passes through the membrane on the opposite side of the fiber.
To create a negative potential inside the membrane, only enough positive ions to develop the electrical
dipole layer at the membrane itself must be transported outward. All the remaining ions inside the nerve
fiber can be both positive and negative, as shown in the upper panel of Figure 5-3. Therefore, an
incredibly small number of ions must be transferred through the membrane to establish the normal
"resting potential" of -90 millivolts inside the nerve fiber; this means that only about 1/3,000,000 to
1/100,000,000 of the total positive charges inside the fiber must be transferred. Also, an equally small
number of positive ions moving from outside to inside the fiber can reverse the potential from -90
millivolts to as much as +35 millivolts within as little as 1/10,000 of a second. Rapid shifting of ions in
this manner causes the nerve signals discussed in subsequent sections of this chapter.
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Resting Membrane Potential of Nerves
The resting membrane potential of large nerve fibers when not transmitting nerve signals is about -90
millivolts. That is, the potential inside the fiber is 90 millivolts more negative than the potential in the
extracellular fluid on the outside of the fiber. In the next few paragraphs, the transport properties of the
resting nerve membrane for sodium and potassium and the factors that determine the level of this
resting potential are explained.
Active Transport of Sodium and Potassium Ions Through the Membrane-The Sodium-
Potassium (Na+-K+) Pump
First, let us recall from Chapter 4 that all cell membranes of the body have a powerful Na+-K+ pump
that continually transports sodium ions to the outside of the cell and potassium ions to the inside, as
illustrated on the left-hand side in Figure 5-4. Further, note that this is an electrogenic pump because
more positive charges are pumped to the outside than to the inside (three Na+ ions to the outside for
each two K+ ions to the inside), leaving a net deficit of positive ions on the inside; this causes a
negative potential inside the cell membrane.
The Na+-K+ pump also causes large concentration gradients for sodium and potassium across the
resting nerve membrane. These gradients are the following: The ratios of these two respective ions
from the inside to the outside are
Leakage of Potassium Through the Nerve Membrane
The right side of Figure 5-4 shows a channel protein, sometimes called a "tandem pore domain,"
potassium channel, or potassium (K+) "leak" channel, in the nerve membrane through which
potassium can leak even in a resting cell. The basic structure of potassium channels was described in
Chapter 4 (Figure 4-4). These K+ leak channels may also leak sodium ions slightly but are far more
permeable to potassium than to sodium, normally about 100 times as permeable. As discussed later,
this differential in permeability is a key factor in determining the level of the normal resting membrane
potential.
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Figure 5-4 Functional characteristics of the Na+-K+ pump and of the K+ "leak" channels. ADP,
adenosine diphosphate; ATP, adenosine triphosphate. The K+ "leak" channels also leak Na+ ions into
the cell slightly, but are much more permeable to K+.
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Origin of the Normal Resting Membrane Potential
Figure 5-5 shows the important factors in the establishment of the normal resting membrane potential
of -90 millivolts. They are as follows.
Contribution of the Potassium Diffusion Potential
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Figure 5-5 Establishment of resting membrane potentials in nerve fibers under three conditions: A,
when the membrane potential is caused entirely by potassium diffusion alone; B, when the membrane
potential is caused by diffusion of both sodium and potassium ions; and C, when the membrane
potential is caused by diffusion of both sodium and potassium ions plus pumping of both these ions by
the Na+-K+ pump.
In Figure 5-5A, we make the assumption that the only movement of ions through the membrane is
diffusion of potassium ions, as demonstrated by the open channels between the potassium symbols
(K+) inside and outside the membrane. Because of the high ratio of potassium ions inside to outside,
35:1, the Nernst potential corresponding to this ratio is -94 millivolts because the logarithm of 35 is
1.54, and this multiplied by -61 millivolts is -94 millivolts. Therefore, if potassium ions were the only
factor causing the resting potential, the resting potential inside the fiber would be equal to -94
millivolts, as shown in the figure.
Contribution of Sodium Diffusion Through the Nerve Membrane
Figure 5-5B shows the addition of slight permeability of the nerve membrane to sodium ions, caused by
the minute diffusion of sodium ions through the K+-Na+ leak channels. The ratio of sodium ions from
inside to outside the membrane is 0.1, and this gives a calculated Nernst potential for the inside of the
membrane of +61 millivolts. But also shown in Figure 5-5B is the Nernst potential for potassium
diffusion of -94 millivolts. How do these interact with each other, and what will be the summated
potential? This can be answered by using the Goldman equation described previously. Intuitively, one
can see that if the membrane is highly permeable to potassium but only slightly permeable to sodium, it
is logical that the diffusion of potassium contributes far more to the membrane potential than does the
diffusion of sodium. In the normal nerve fiber, the permeability of the membrane to potassium is about
100 times as great as its permeability to sodium. Using this value in the Goldman equation gives a
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potential inside the membrane of -86 millivolts, which is near the potassium potential shown in the
figure.
Contribution of the Na+-K+ Pump
In Figure 5-5C, the Na+-K+ pump is shown to provide an additional contribution to the resting potential.
In this figure, there is continuous pumping of three sodium ions to the outside for each two potassium
ions pumped to the inside of the membrane. The fact that more sodium ions are being pumped to the
outside than potassium to the inside causes continual loss of positive charges from inside the
membrane; this creates an additional degree of negativity (about -4 millivolts additional) on the inside
beyond that which can be accounted for by diffusion alone. Therefore, as shown in Figure 5-5C, the
net membrane potential with all these factors operative at the same time is about -90 millivolts.
In summary, the diffusion potentials alone caused by potassium and sodium diffusion would give a
membrane potential of about -86 millivolts, almost all of this being determined by potassium diffusion.
Then, an additional -4 millivolts is contributed to the membrane potential by the continuously acting
electrogenic Na+-K+ pump, giving a net membrane potential of -90 millivolts.
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Nerve Action Potential
Nerve signals are transmitted by action potentials, which are rapid changes in the membrane potential
that spread rapidly along the nerve fiber membrane. Each action potential begins with a sudden
change from the normal resting negative membrane potential to a positive potential and then ends with
an almost equally rapid change back to the negative potential. To conduct a nerve signal, the action
potential moves along the nerve fiber until it comes to the fiber's end.
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Figure 5-6 Typical action potential recorded by the method shown in the upper panel of the figure.
The upper panel of Figure 5-6 shows the changes that occur at the membrane during the action
potential, with transfer of positive charges to the interior of the fiber at its onset and return of positive
charges to the exterior at its end. The lower panel shows graphically the successive changes in
membrane potential over a few 10,000ths of a second, illustrating the explosive onset of the action
potential and the almost equally rapid recovery.
The successive stages of the action potential are as follows.
Resting Stage
This is the resting membrane potential before the action potential begins. The membrane is said to be
"polarized" during this stage because of the -90 millivolts negative membrane potential that is present.
Depolarization Stage
At this time, the membrane suddenly becomes permeable to sodium ions, allowing tremendous
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numbers of positively charged sodium ions to diffuse to the interior of the axon. The normal "polarized"
state of -90 millivolts is immediately neutralized by the inflowing positively charged sodium ions, with
the potential rising rapidly in the positive direction. This is called depolarization. In large nerve fibers,
the great excess of positive sodium ions moving to the inside causes the membrane potential to
actually "overshoot" beyond the zero level and to become somewhat positive. In some smaller fibers, as
well as in many central nervous system neurons, the potential merely approaches the zero level and
does not overshoot to the positive state.
Repolarization Stage
Within a few 10,000ths of a second after the membrane becomes highly permeable to sodium ions, the
sodium channels begin to close and the potassium channels open more than normal. Then, rapid
diffusion of potassium ions to the exterior re-establishes the normal negative resting membrane
potential. This is called repolarization of the membrane.
To explain more fully the factors that cause both depolarization and repolarization, we will describe the
special characteristics of two other types of transport channels through the nerve membrane: the
voltage-gated sodium and potassium channels.
Voltage-Gated Sodium and Potassium Channels
The necessary actor in causing both depolarization and repolarization of the nerve membrane during
the action potential is the voltage-gated sodium channel. A voltage-gated potassium channel also
plays an important role in increasing the rapidity of repolarization of the membrane. These two voltagegated
channels are in addition to the Na+-K+ pump and the K+ leak channels.
Voltage-Gated Sodium Channel-Activation and Inactivation of the Channel
Figure 5-7 Characteristics of the voltage-gated sodium (top) and potassium (bottom) channels,
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showing successive activation and inactivation of the sodium channels and delayed activation of the
potassium channels when the membrane potential is changed from the normal resting negative value to
a positive value.
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The upper panel of Figure 5-7 shows the voltage-gated sodium channel in three separate states. This
channel has two gates-one near the outside of the channel called the activation gate, and another
near the inside called the inactivation gate. The upper left of the figure depicts the state of these two
gates in the normal resting membrane when the membrane potential is -90 millivolts. In this state, the
activation gate is closed, which prevents any entry of sodium ions to the interior of the fiber through
these sodium channels.
Activation of the Sodium Channel
When the membrane potential becomes less negative than during the resting state, rising from -90
millivolts toward zero, it finally reaches a voltage-usually somewhere between -70 and -50 millivolts-that
causes a sudden conformational change in the activation gate, flipping it all the way to the open
position. This is called the activated state; during this state, sodium ions can pour inward through the
channel, increasing the sodium permeability of the membrane as much as 500- to 5000-fold.
Inactivation of the Sodium Channel
The upper right panel of Figure 5-7 shows a third state of the sodium channel. The same increase in
voltage that opens the activation gate also closes the inactivation gate. The inactivation gate, however,
closes a few 10,000ths of a second after the activation gate opens. That is, the conformational change
that flips the inactivation gate to the closed state is a slower process than the conformational change
that opens the activation gate. Therefore, after the sodium channel has remained open for a few
10,000ths of a second, the inactivation gate closes, and sodium ions no longer can pour to the inside
of the membrane. At this point, the membrane potential begins to recover back toward the resting
membrane state, which is the repolarization process.
Another important characteristic of the sodium channel inactivation process is that the inactivation gate
will not reopen until the membrane potential returns to or near the original resting membrane potential
level. Therefore, it is usually not possible for the sodium channels to open again without first
repolarizing the nerve fiber.
Voltage-Gated Potassium Channel and Its Activation
The lower panel of Figure 5-7 shows the voltage-gated potassium channel in two states: during the
resting state (left) and toward the end of the action potential (right). During the resting state, the gate of
the potassium channel is closed and potassium ions are prevented from passing through this channel
to the exterior. When the membrane potential rises from -90 millivolts toward zero, this voltage change
causes a conformational opening of the gate and allows increased potassium diffusion outward
through the channel. However, because of the slight delay in opening of the potassium channels, for
the most part, they open just at the same time that the sodium channels are beginning to close
because of inactivation. Thus, the decrease in sodium entry to the cell and the simultaneous increase
in potassium exit from the cell combine to speed the repolarization process, leading to full recovery of
the resting membrane potential within another few 10,000ths of a second.
Research Method for Measuring the Effect of Voltage on Opening and Closing of the Voltage-
Gated Channels-The "Voltage Clamp."
The original research that led to quantitative understanding of the sodium and potassium channels was
so ingenious that it led to Nobel Prizes for the scientists responsible, Hodgkin and Huxley. The
essence of these studies is shown in Figures 5-8 and 5-9.
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Figure 5-8 "Voltage clamp" method for studying flow of ions through specific channels.
Figure 5-9 Typical changes in conductance of sodium and potassium ion channels when the
membrane potential is suddenly increased from the normal resting value of -90 millivolts to a positive
value of +10 millivolts for 2 milliseconds. This figure shows that the sodium channels open (activate)
and then close (inactivate) before the end of the 2 milliseconds, whereas the potassium channels only
open (activate), and the rate of opening is much slower than that of the sodium channels.
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Figure 5-8 shows an experimental apparatus called a voltage clamp, which is used to measure flow of
ions through the different channels. In using this apparatus, two electrodes are inserted into the nerve
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fiber. One of these is to measure the voltage of the membrane potential, and the other is to conduct
electrical current into or out of the nerve fiber. This apparatus is used in the following way: The
investigator decides which voltage he or she wants to establish inside the nerve fiber. The electronic
portion of the apparatus is then adjusted to the desired voltage, and this automatically injects either
positive or negative electricity through the current electrode at whatever rate is required to hold the
voltage, as measured by the voltage electrode, at the level set by the operator. When the membrane
potential is suddenly increased by this voltage clamp from -90 millivolts to zero, the voltage-gated
sodium and potassium channels open and sodium and potassium ions begin to pour through the
channels. To counterbalance the effect of these ion movements on the desired setting of the
intracellular voltage, electrical current is injected automatically through the current electrode of the
voltage clamp to maintain the intracellular voltage at the required steady zero level. To achieve this, the
current injected must be equal to but of opposite polarity to the net current flow through the membrane
channels. To measure how much current flow is occurring at each instant, the current electrode is
connected to an oscilloscope that records the current flow, as demonstrated on the screen of the
oscilloscope in Figure 5-8. Finally, the investigator adjusts the concentrations of the ions to other than
normal levels both inside and outside the nerve fiber and repeats the study. This can be done easily
when using large nerve fibers removed from some invertebrates, especially the giant squid axon, which
in some cases is as large as 1 millimeter in diameter. When sodium is the only permeant ion in the
solutions inside and outside the squid axon, the voltage clamp measures current flow only through the
sodium channels. When potassium is the only permeant ion, current flow only through the potassium
channels is measured.
Another means for studying the flow of ions through an individual type of channel is to block one type
of channel at a time. For instance, the sodium channels can be blocked by a toxin called tetrodotoxin
by applying it to the outside of the cell membrane where the sodium activation gates are located.
Conversely, tetraethylammonium ion blocks the potassium channels when it is applied to the interior of
the nerve fiber.
Figure 5-9 shows typical changes in conductance of the voltage-gated sodium and potassium channels
when the membrane potential is suddenly changed by use of the voltage clamp from -90 millivolts to
+10 millivolts and then, 2 milliseconds later, back to -90 millivolts. Note the sudden opening of the
sodium channels (the activation stage) within a small fraction of a millisecond after the membrane
potential is increased to the positive value. However, during the next millisecond or so, the sodium
channels automatically close (the inactivation stage).
Note the opening (activation) of the potassium channels. These open slowly and reach their full open
state only after the sodium channels have almost completely closed. Further, once the potassium
channels open, they remain open for the entire duration of the positive membrane potential and do not
close again until after the membrane potential is decreased back to a negative value.
Summary of the Events That Cause the Action Potential
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Figure 5-10 Changes in sodium and potassium conductance during the course of the action potential.
Sodium conductance increases several thousand-fold during the early stages of the action potential,
whereas potassium conductance increases only about 30-fold during the latter stages of the action
potential and for a short period thereafter. (These curves were constructed from theory presented in
papers by Hodgkin and Huxley but transposed from squid axon to apply to the membrane potentials of
large mammalian nerve fibers.)
Figure 5-10 shows in summary form the sequential events that occur during and shortly after the action
potential. The bottom of the figure shows the changes in membrane conductance for sodium and
potassium ions. During the resting state, before the action potential begins, the conductance for
potassium ions is 50 to 100 times as great as the conductance for sodium ions. This is caused by much
greater leakage of potassium ions than sodium ions through the leak channels. However, at the onset
of the action potential, the sodium channels instantaneously become activated and allow up to a 5000-
fold increase in sodium conductance. Then the inactivation process closes the sodium channels within
another fraction of a millisecond. The onset of the action potential also causes voltage gating of the
potassium channels, causing them to begin opening more slowly a fraction of a millisecond after the
sodium channels open. At the end of the action potential, the return of the membrane potential to the
negative state causes the potassium channels to close back to their original status, but again, only
after an additional millisecond or more delay.
The middle portion of Figure 5-10 shows the ratio of sodium conductance to potassium conductance at
each instant during the action potential, and above this is the action potential itself. During the early
portion of the action potential, the ratio of sodium to potassium conductance increases more than
1000-fold. Therefore, far more sodium ions flow to the interior of the fiber than do potassium ions to the
exterior. This is what causes the membrane potential to become positive at the action potential onset.
Then the sodium channels begin to close and the potassium channels begin to open, so the ratio of
conductance shifts far in favor of high potassium conductance but low sodium conductance. This
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allows very rapid loss of potassium ions to the exterior but virtually zero flow of sodium ions to the
interior. Consequently, the action potential quickly returns to its baseline level.
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Roles of Other Ions During the Action Potential
Thus far, we have considered only the roles of sodium and potassium ions in the generation of the
action potential. At least two other types of ions must be considered: negative anions and calcium ions.
Impermeant Negatively Charged Ions (Anions) Inside the Nerve Axon
Inside the axon are many negatively charged ions that cannot go through the membrane channels.
They include the anions of protein molecules and of many organic phosphate compounds, sulfate
compounds, and so forth. Because these ions cannot leave the interior of the axon, any deficit of
positive ions inside the membrane leaves an excess of these impermeant negative anions. Therefore,
these impermeant negative ions are responsible for the negative charge inside the fiber when there is a
net deficit of positively charged potassium ions and other positive ions.
Calcium Ions
The membranes of almost all cells of the body have a calcium pump similar to the sodium pump, and
calcium serves along with (or instead of) sodium in some cells to cause most of the action potential.
Like the sodium pump, the calcium pump transports calcium ions from the interior to the exterior of the
cell membrane (or into the endoplasmic reticulum of the cell), creating a calcium ion gradient of about
10,000-fold. This leaves an internal cell concentration of calcium ions of about 10-7 molar, in contrast
to an external concentration of about 10-3 molar.
In addition, there are voltage-gated calcium channels. Because calcium ion concentration is more than
10,000 times greater in the extracellular than the intracellular fluid, there is a tremendous diffusion
gradient for passive flow of calcium ions into the cells. These channels are slightly permeable to
sodium ions and calcium ions, but their permeability to calcium is about 1000-fold greater than to
sodium under normal physiological conditions. When they open in response to a stimulus that
depolarizes the cell membrane, calcium ions flow to the interior of the cell.
A major function of the voltage-gated calcium ion channels is to contribute to the depolarizing phase on
the action potential in some cells. The gating of calcium channels, however, is slow, requiring 10 to 20
times as long for activation as for the sodium channels. For this reason they are often called slow
channels, in contrast to the sodium channels, which are called fast channels. Therefore, the opening
of calcium channels provides a more sustained depolarization, whereas the sodium channels play a
key role in initiating action potentials.
Calcium channels are numerous in both cardiac muscle and smooth muscle. In fact, in some types of
smooth muscle, the fast sodium channels are hardly present; therefore, the action potentials are
caused almost entirely by activation of slow calcium channels.
Increased Permeability of the Sodium Channels When There Is a Deficit of Calcium Ions
The concentration of calcium ions in the extracellular fluid also has a profound effect on the voltage
level at which the sodium channels become activated. When there is a deficit of calcium ions, the
sodium channels become activated (opened) by a small increase of the membrane potential from its
normal, very negative level. Therefore, the nerve fiber becomes highly excitable, sometimes
discharging repetitively without provocation rather than remaining in the resting state. In fact, the
calcium ion concentration needs to fall only 50 percent below normal before spontaneous discharge
occurs in some peripheral nerves, often causing muscle "tetany." This is sometimes lethal because of
tetanic contraction of the respiratory muscles.
The probable way in which calcium ions affect the sodium channels is as follows: These ions appear to
bind to the exterior surfaces of the sodium channel protein molecule. The positive charges of these
calcium ions in turn alter the electrical state of the sodium channel protein itself, in this way altering the
voltage level required to open the sodium gate.
Initiation of the Action Potential
Up to this point, we have explained the changing sodium and potassium permeability of the membrane,
as well as the development of the action potential itself, but we have not explained what initiates the
action potential.
A Positive-Feedback Cycle Opens the Sodium Channels
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First, as long as the membrane of the nerve fiber remains undisturbed, no action potential occurs in the
normal nerve. However, if any event causes enough initial rise in the membrane potential from -90
millivolts toward the zero level, the rising voltage itself causes many voltage-gated sodium channels to
begin opening. This allows rapid inflow of sodium ions, which causes a further rise in the membrane
potential, thus opening still more voltage-gated sodium channels and allowing more streaming of
sodium ions to the interior of the fiber. This process is a positive-feedback cycle that, once the
feedback is strong enough, continues until all the voltage-gated sodium channels have become
activated (opened). Then, within another fraction of a millisecond, the rising membrane potential
causes closure of the sodium channels and opening of potassium channels and the action potential
soon terminates.
Threshold for Initiation of the Action Potential
An action potential will not occur until the initial rise in membrane potential is great enough to create the
positive feedback described in the preceding paragraph. This occurs when the number of Na+ ions
entering the fiber becomes greater than the number of K+ ions leaving the fiber. A sudden rise in
membrane potential of 15 to 30 millivolts is usually required. Therefore, a sudden increase in the
membrane potential in a large nerve fiber from -90 millivolts up to about -65 millivolts usually causes
the explosive development of an action potential. This level of -65 millivolts is said to be the threshold
for stimulation.
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Propagation of the Action Potential
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Figure 5-11 Propagation of action potentials in both directions along a conductive fiber.
In the preceding paragraphs, we discussed the action potential as it occurs at one spot on the
membrane. However, an action potential elicited at any one point on an excitable membrane usually
excites adjacent portions of the membrane, resulting in propagation of the action potential along the
membrane. This mechanism is demonstrated in Figure 5-11. Figure 5-11A shows a normal resting
nerve fiber, and Figure 5-11B shows a nerve fiber that has been excited in its midportion-that is, the
midportion suddenly develops increased permeability to sodium. The arrows show a "local circuit" of
current flow from the depolarized areas of the membrane to the adjacent resting membrane areas. That
is, positive electrical charges are carried by the inward-diffusing sodium ions through the depolarized
membrane and then for several millimeters in both directions along the core of the axon. These positive
charges increase the voltage for a distance of 1 to 3 millimeters inside the large myelinated fiber to
above the threshold voltage value for initiating an action potential. Therefore, the sodium channels in
these new areas immediately open, as shown in Figure 5-11C and D, and the explosive action potential
spreads. These newly depolarized areas produce still more local circuits of current flow farther along
the membrane, causing progressively more and more depolarization. Thus, the depolarization process
travels along the entire length of the fiber. This transmission of the depolarization process along a
nerve or muscle fiber is called a nerve or muscle impulse.
Direction of Propagation
As demonstrated in Figure 5-11, an excitable membrane has no single direction of propagation, but the
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action potential travels in all directions away from the stimulus-even along all branches of a nerve fiberuntil
the entire membrane has become depolarized.
All-or-Nothing Principle
Once an action potential has been elicited at any point on the membrane of a normal fiber, the
depolarization process travels over the entire membrane if conditions are right, or it does not travel at
all if conditions are not right. This is called the all-or-nothing principle, and it applies to all normal
excitable tissues. Occasionally, the action potential reaches a point on the membrane at which it does
not generate sufficient voltage to stimulate the next area of the membrane. When this occurs, the
spread of depolarization stops. Therefore, for continued propagation of an impulse to occur, the ratio of
action potential to threshold for excitation must at all times be greater than 1. This "greater than 1"
requirement is called the safety factor for propagation.
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Re-establishing Sodium and Potassium Ionic Gradients After Action Potentials Are
Completed-Importance of Energy Metabolism
The transmission of each action potential along a nerve fiber reduces slightly the concentration
differences of sodium and potassium inside and outside the membrane because sodium ions diffuse to
the inside during depolarization and potassium ions diffuse to the outside during repolarization. For a
single action potential, this effect is so minute that it cannot be measured. Indeed, 100,000 to 50 million
impulses can be transmitted by large nerve fibers before the concentration differences reach the point
that action potential conduction ceases. Even so, with time, it becomes necessary to re-establish the
sodium and potassium membrane concentration differences. This is achieved by action of the Na+-K+
pump in the same way as described previously in the chapter for the original establishment of the
resting potential. That is, sodium ions that have diffused to the interior of the cell during the action
potentials and potassium ions that have diffused to the exterior must be returned to their original state
by the Na+-K+ pump. Because this pump requires energy for operation, this "recharging" of the nerve
fiber is an active metabolic process, using energy derived from the adenosine triphosphate (ATP)
energy system of the cell. Figure 5-12 shows that the nerve fiber produces excess heat during
recharging, which is a measure of energy expenditure when the nerve impulse frequency increases.
A special feature of the Na+-K+ ATPase pump is that its degree of activity is strongly stimulated when
excess sodium ions accumulate inside the cell membrane. In fact, the pumping activity increases
approximately in proportion to the third power of this intracellular sodium concentration. That is, as the
internal sodium concentration rises from 10 to 20 mEq/L, the activity of the pump does not merely
double but increases about eightfold. Therefore, it is easy to understand how the "recharging" process
of the nerve fiber can be set rapidly into motion whenever the concentration differences of sodium and
potassium ions across the membrane begin to "run down."
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Figure 5-12 Heat production in a nerve fiber at rest and at progressively increasing rates of stimulation.
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Plateau in Some Action Potentials
In some instances, the excited membrane does not repolarize immediately after depolarization; instead,
the potential remains on a plateau near the peak of the spike potential for many milliseconds, and only
then does repolarization begin. Such a plateau is shown in Figure 5-13; one can readily see that the
plateau greatly prolongs the period of depolarization. This type of action potential occurs in heart
muscle fibers, where the plateau lasts for as long as 0.2 to 0.3 second and causes contraction of heart
muscle to last for this same long period.
The cause of the plateau is a combination of several factors. First, in heart muscle, two types of
channels enter into the depolarization process: (1) the usual voltage-activated sodium channels, called
fast channels, and (2) voltage-activated calcium-sodium channels, which are slow to open and
therefore are called slow channels. Opening of fast channels causes the spike portion of the action
potential, whereas the prolonged opening of the slow calcium-sodium channels mainly allows calcium
ions to enter the fiber, which is largely responsible for the plateau portion of the action potential as well.
Figure 5-13 Action potential (in millivolts) from a Purkinje fiber of the heart, showing a "plateau."
A second factor that may be partly responsible for the plateau is that the voltage-gated potassium
channels are slower than usual to open, often not opening much until the end of the plateau. This
delays the return of the membrane potential toward its normal negative value of -80 to -90 millivolts.
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Rhythmicity of Some Excitable Tissues-Repetitive Discharge
Repetitive self-induced discharges occur normally in the heart, in most smooth muscle, and in many of
the neurons of the central nervous system. These rhythmical discharges cause (1) the rhythmical beat
of the heart, (2) rhythmical peristalsis of the intestines, and (3) such neuronal events as the rhythmical
control of breathing.
Also, almost all other excitable tissues can discharge repetitively if the threshold for stimulation of the
tissue cells is reduced low enough. For instance, even large nerve fibers and skeletal muscle fibers,
which normally are highly stable, discharge repetitively when they are placed in a solution that contains
the drug veratrine or when the calcium ion concentration falls below a critical value, both of which
increase sodium permeability of the membrane.
Re-excitation Process Necessary for Spontaneous Rhythmicity
Figure 5-14 Rhythmical action potentials (in millivolts) similar to those recorded in the rhythmical control
center of the heart. Note their relationship to potassium conductance and to the state of
hyperpolarization.
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For spontaneous rhythmicity to occur, the membrane even in its natural state must be permeable
enough to sodium ions (or to calcium and sodium ions through the slow calcium-sodium channels) to
allow automatic membrane depolarization. Thus, Figure 5-14 shows that the "resting" membrane
potential in the rhythmical control center of the heart is only -60 to -70 millivolts. This is not enough
negative voltage to keep the sodium and calcium channels totally closed. Therefore, the following
sequence occurs: (1) some sodium and calcium ions flow inward; (2) this increases the membrane
voltage in the positive direction, which further increases membrane permeability; (3) still more ions flow
inward; and (4) the permeability increases more, and so on, until an action potential is generated.
Then, at the end of the action potential, the membrane repolarizes. After another delay of milliseconds
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or seconds, spontaneous excitability causes depolarization again and a new action potential occurs
spontaneously. This cycle continues over and over and causes self-induced rhythmical excitation of the
excitable tissue.
Why does the membrane of the heart control center not depolarize immediately after it has become
repolarized, rather than delaying for nearly a second before the onset of the next action potential? The
answer can be found by observing the curve labeled "potassium conductance" in Figure 5-14. This
shows that toward the end of each action potential, and continuing for a short period thereafter, the
membrane becomes more permeable to potassium ions. The increased outflow of potassium ions
carries tremendous numbers of positive charges to the outside of the membrane, leaving inside the
fiber considerably more negativity than would otherwise occur. This continues for nearly a second after
the preceding action potential is over, thus drawing the membrane potential nearer to the potassium
Nernst potential. This is a state called hyperpolarization, also shown in Figure 5-14. As long as this
state exists, self-re-excitation will not occur. But the increased potassium conductance (and the state of
hyperpolarization) gradually disappears, as shown after each action potential is completed in the figure,
thereby allowing the membrane potential again to increase up to the threshold for excitation. Then,
suddenly, a new action potential results and the process occurs again and again.
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Special Characteristics of Signal Transmission in Nerve Trunks
Myelinated and Unmyelinated Nerve Fibers
Figure 5-15 shows a cross section of a typical small nerve, revealing many large nerve fibers that
constitute most of the cross-sectional area. However, a more careful look reveals many more small
fibers lying between the large ones. The large fibers are myelinated, and the small ones are
unmyelinated. The average nerve trunk contains about twice as many unmyelinated fibers as
myelinated fibers.
Figure 5-16 shows a typical myelinated fiber. The central core of the fiber is the axon, and the
membrane of the axon is the membrane that actually conducts the action potential. The axon is filled in
its center with axoplasm, which is a viscid intracellular fluid. Surrounding the axon is a myelin sheath
that is often much thicker than the axon itself. About once every 1 to 3 millimeters along the length of
the myelin sheath is a node of Ranvier.
Figure 5-15 Cross section of a small nerve trunk containing both myelinated and unmyelinated fibers.
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Figure 5-16 Function of the Schwann cell to insulate nerve fibers. A, Wrapping of a Schwann cell
membrane around a large axon to form the myelin sheath of the myelinated nerve fiber. B, Partial
wrapping of the membrane and cytoplasm of a Schwann cell around multiple unmyelinated nerve fibers
(shown in cross section). (A, Modified from Leeson TS, Leeson R: Histology. Philadelphia: WB
Saunders, 1979.)
The myelin sheath is deposited around the axon by Schwann cells in the following manner: The
membrane of a Schwann cell first envelops the axon. Then the Schwann cell rotates around the axon
many times, laying down multiple layers of Schwann cell membrane containing the lipid substance
sphingomyelin. This substance is an excellent electrical insulator that decreases ion flow through the
membrane about 5000-fold. At the juncture between each two successive Schwann cells along the
axon, a small uninsulated area only 2 to 3 micrometers in length remains where ions still can flow with
ease through the axon membrane between the extracellular fluid and the intracellular fluid inside the
axon. This area is called the node of Ranvier.
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Figure 5-17 Saltatory conduction along a myelinated axon. Flow of electrical current from node to node
is illustrated by the arrows.
"Saltatory" Conduction in Myelinated Fibers from Node to Node
Even though almost no ions can flow through the thick myelin sheaths of myelinated nerves, they can
flow with ease through the nodes of Ranvier. Therefore, action potentials occur only at the nodes. Yet
the action potentials are conducted from node to node, as shown in Figure 5-17; this is called saltatory
conduction. That is, electrical current flows through the surrounding extracellular fluid outside the
myelin sheath, as well as through the axoplasm inside the axon from node to node, exciting successive
nodes one after another. Thus, the nerve impulse jumps along the fiber, which is the origin of the term
"saltatory."
Saltatory conduction is of value for two reasons. First, by causing the depolarization process to jump
long intervals along the axis of the nerve fiber, this mechanism increases the velocity of nerve
transmission in myelinated fibers as much as 5- to 50-fold. Second, saltatory conduction conserves
energy for the axon because only the nodes depolarize, allowing perhaps 100 times less loss of ions
than would otherwise be necessary, and therefore requiring little metabolism for re-establishing the
sodium and potassium concentration differences across the membrane after a series of nerve
impulses.
Still another feature of saltatory conduction in large myelinated fibers is the following: The excellent
insulation afforded by the myelin membrane and the 50-fold decrease in membrane capacitance allow
repolarization to occur with little transfer of ions.
Velocity of Conduction in Nerve Fibers
The velocity of action potential conduction in nerve fibers varies from as little as 0.25 m/sec in small
unmyelinated fibers to as great as 100 m/sec (the length of a football field in 1 second) in large
myelinated fibers.
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Excitation-The Process of Eliciting the Action Potential
Basically, any factor that causes sodium ions to begin to diffuse inward through the membrane in
sufficient numbers can set off automatic regenerative opening of the sodium channels. This can result
from mechanical disturbance of the membrane, chemical effects on the membrane, or passage of
electricity through the membrane. All these are used at different points in the body to elicit nerve or
muscle action potentials: mechanical pressure to excite sensory nerve endings in the skin, chemical
neurotransmitters to transmit signals from one neuron to the next in the brain, and electrical current to
transmit signals between successive muscle cells in the heart and intestine. For the purpose of
understanding the excitation process, let us begin by discussing the principles of electrical stimulation.
Excitation of a Nerve Fiber by a Negatively Charged Metal Electrode
The usual means for exciting a nerve or muscle in the experimental laboratory is to apply electricity to
the nerve or muscle surface through two small electrodes, one of which is negatively charged and the
other positively charged. When this is done, the excitable membrane becomes stimulated at the
negative electrode.
The cause of this effect is the following: Remember that the action potential is initiated by the opening
of voltage-gated sodium channels. Further, these channels are opened by a decrease in the normal
resting electrical voltage across the membrane. That is, negative current from the electrode decreases
the voltage on the outside of the membrane to a negative value nearer to the voltage of the negative
potential inside the fiber. This decreases the electrical voltage across the membrane and allows the
sodium channels to open, resulting in an action potential. Conversely, at the positive electrode, the
injection of positive charges on the outside of the nerve membrane heightens the voltage difference
across the membrane rather than lessening it. This causes a state of hyperpolarization, which actually
decreases the excitability of the fiber rather than causing an action potential.
Threshold for Excitation, and "Acute Local Potentials."
A weak negative electrical stimulus may not be able to excite a fiber. However, when the voltage of the
stimulus is increased, there comes a point at which excitation does take place. Figure 5-18 shows the
effects of successively applied stimuli of progressing strength. A weak stimulus at point A causes the
membrane potential to change from -90 to -85 millivolts, but this is not a sufficient change for the
automatic regenerative processes of the action potential to develop. At point B, the stimulus is greater,
but again, the intensity is still not enough. The stimulus does, however, disturb the membrane potential
locally for as long as 1 millisecond or more after both of these weak stimuli. These local potential
changes are called acute local potentials, and when they fail to elicit an action potential, they are
called acute subthreshold potentials.
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Figure 5-18 Effect of stimuli of increasing voltages to elicit an action potential. Note development of
"acute subthreshold potentials" when the stimuli are below the threshold value required for eliciting an
action potential.
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At point C in Figure 5-18, the stimulus is even stronger. Now the local potential has barely reached the
level required to elicit an action potential, called the threshold level, but this occurs only after a short
"latent period." At point D, the stimulus is still stronger, the acute local potential is also stronger, and the
action potential occurs after less of a latent period.
Thus, this figure shows that even a weak stimulus causes a local potential change at the membrane,
but the intensity of the local potential must rise to a threshold level before the action potential is set off.
"Refractory Period" After an Action Potential, During Which a New Stimulus Cannot Be Elicited
A new action potential cannot occur in an excitable fiber as long as the membrane is still depolarized
from the preceding action potential. The reason for this is that shortly after the action potential is
initiated, the sodium channels (or calcium channels, or both) become inactivated and no amount of
excitatory signal applied to these channels at this point will open the inactivation gates. The only
condition that will allow them to reopen is for the membrane potential to return to or near the original
resting membrane potential level. Then, within another small fraction of a second, the inactivation
gates of the channels open and a new action potential can be initiated.
The period during which a second action potential cannot be elicited, even with a strong stimulus, is
called the absolute refractory period. This period for large myelinated nerve fibers is about 1/2500
second. Therefore, one can readily calculate that such a fiber can transmit a maximum of about 2500
impulses per second.
Inhibition of Excitability-"Stabilizers" and Local Anesthetics
In contrast to the factors that increase nerve excitability, still others, called membrane-stabilizing
factors, can decrease excitability. For instance, a high extracellular fluid calcium ion concentration
decreases membrane permeability to sodium ions and simultaneously reduces excitability. Therefore,
calcium ions are said to be a "stabilizer."
Local Anesthetics
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Among the most important stabilizers are the many substances used clinically as local anesthetics,
including procaine and tetracaine. Most of these act directly on the activation gates of the sodium
channels, making it much more difficult for these gates to open, thereby reducing membrane
excitability. When excitability has been reduced so low that the ratio of action potential strength to
excitability threshold (called the "safety factor") is reduced below 1.0, nerve impulses fail to pass along
the anesthetized nerves.
Integration link: Local anesthetics
Mechanisms of action and properties
Taken from Pharmacology 3e
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Recording Membrane Potentials and Action Potentials
Cathode Ray Oscilloscope
Figure 5-19 Cathode ray oscilloscope for recording transient action potentials.
Earlier in this chapter, we noted that the membrane potential changes extremely rapidly during the
course of an action potential. Indeed, most of the action potential complex of large nerve fibers takes
place in less than 1/1000 second. In some figures of this chapter, an electrical meter has been shown
recording these potential changes. However, it must be understood that any meter capable of
recording most action potentials must be capable of responding extremely rapidly. For practical
purposes, the only common type of meter that is capable of responding accurately to the rapid
membrane potential changes is the cathode ray oscilloscope.
Figure 5-19 shows the basic components of a cathode ray oscilloscope. The cathode ray tube itself is
composed basically of an electron gun and a fluorescent screen against which electrons are fired.
Where the electrons hit the screen surface, the fluorescent material glows. If the electron beam is
moved across the screen, the spot of glowing light also moves and draws a fluorescent line on the
screen.
In addition to the electron gun and fluorescent surface, the cathode ray tube is provided with two sets
of electrically charged plates-one set positioned on the two sides of the electron beam, and the other
set positioned above and below. Appropriate electronic control circuits change the voltage on these
plates so that the electron beam can be bent up or down in response to electrical signals coming from
recording electrodes on nerves. The beam of electrons also is swept horizontally across the screen at
a constant time rate by an internal electronic circuit of the oscilloscope. This gives the record shown on
the face of the cathode ray tube in the figure, giving a time base horizontally and voltage changes from
the nerve electrodes shown vertically. Note at the left end of the record a small stimulus artifact
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caused by the electrical stimulus used to elicit the nerve action potential. Then further to the right is the
recorded action potential itself.
Bibliography
Alberts B, Johnson A, Lewis J, et al: Molecular Biology of the Cell , ed 3, New York, 2008, Garland
Science.
Biel M, Wahl-Schott C, Michalakis S, Zong X: Hyperpolarization-activated cation channels: from
genes to function, Physiol Rev 89:847, 2009.
Blaesse P, Airaksinen MS, Rivera C, Kaila K: Cation-chloride cotransporters and neuronal function,
Neuron 61:820, 2009.
Dai S, Hall DD, Hell JW: Supramolecular assemblies and localized regulation of voltage-gated ion
channels, Physiol Rev 89:411, 2009.
Hodgkin AL, Huxley AF: Quantitative description of membrane current and its application to
conduction and excitation in nerve, J Physiol (Lond) 117:500, 1952.
Kandel ER, Schwartz JH, Jessell TM: Principles of Neural Science , ed 4, New York, 2000,
McGraw-Hill.
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Kleber AG, Rudy Y: Basic mechanisms of cardiac impulse propagation and associated arrhythmias,
Physiol Rev 84:431, 2004.
Luján R, Maylie J, Adelman JP: New sites of action for GIRK and SK channels, Nat Rev Neurosci
10:475, 2009.
Mangoni ME, Nargeot J: Genesis and regulation of the heart automaticity, Physiol Rev 88:919,
2008.
Perez-Reyes E: Molecular physiology of low-voltage-activated T-type calcium channels, Physiol
Rev 83:117, 2003.
Poliak S, Peles E: The local differentiation of myelinated axons at nodes of Ranvier, Nat Rev
Neurosci 12:968, 2003.
Schafer DP, Rasband MN: Glial regulation of the axonal membrane at nodes of Ranvier, Curr Opin
Neurobiol 16:508, 2006.
Vacher H, Mohapatra DP, Trimmer JS: Localization and targeting of voltage-dependent ion channels
in mammalian central neurons, Physiol Rev 88:1407, 2008.
Guyton & Hall: Textbook of Medical Physiology, 12e [VishalR] ecording Membrane Potentials & Action Potentials
132 / 1921
6 Contraction of Skeletal Muscle
About 40 percent of the body is skeletal muscle, and perhaps another 10 percent is smooth and
cardiac muscle. Some of the same basic principles of contraction apply to all three different types of
muscle. In this chapter, function of skeletal muscle is considered mainly; the specialized functions of
smooth muscle are discussed in Chapter 8, and cardiac muscle is discussed in Chapter 9.
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Physiologic Anatomy of Skeletal Muscle
Skeletal Muscle Fiber
Figure 6-1 shows the organization of skeletal muscle, demonstrating that all skeletal muscles are
composed of numerous fibers ranging from 10 to 80 micrometers in diameter. Each of these fibers is
made up of successively smaller subunits, also shown in Figure 6-1 and described in subsequent
paragraphs.
In most skeletal muscles, each fiber extends the entire length of the muscle. Except for about 2 percent
of the fibers, each fiber is usually innervated by only one nerve ending, located near the middle of the
fiber.
The Sarcolemma Is a Thin Membrane Enclosing a Skeletal Muscle Fiber
The sarcolemma consists of a true cell membrane, called the plasma membrane, and an outer coat
made up of a thin layer of polysaccharide material that contains numerous thin collagen fibrils. At each
end of the muscle fiber, this surface layer of the sarcolemma fuses with a tendon fiber. The tendon
fibers in turn collect into bundles to form the muscle tendons that then insert into the bones.
Myofibrils Are Composed of Actin and Myosin Filaments
Each muscle fiber contains several hundred to several thousand myofibrils, which are demonstrated by
the many small open dots in the cross-sectional view of Figure 6-1C. Each myofibril (Figure 6-1D and
E) is composed of about 1500 adjacent myosin filaments and 3000 actin filaments, which are large
polymerized protein molecules that are responsible for the actual muscle contraction. These can be
seen in longitudinal view in the electron micrograph of Figure 6-2 and are represented
diagrammatically in Figure 6-1, parts E through L. The thick filaments in the diagrams are myosin, and
the thin filaments are actin.
Note in Figure 6-1E that the myosin and actin filaments partially interdigitate and thus cause the
myofibrils to have alternate light and dark bands, as illustrated in Figure 6-2. The light bands contain
only actin filaments and are called I bands because they are isotropic to polarized light. The dark
bands contain myosin filaments, as well as the ends of the actin filaments where they overlap the
myosin, and are called A bands because they are anisotropic to polarized light. Note also the small
projections from the sides of the myosin filaments in Figure 6-1E and L. These are cross-bridges. It is
the interaction between these cross-bridges and the actin filaments that causes contraction.
Figure 6-1E also shows that the ends of the actin filaments are attached to a so-called Z disc. From
this disc, these filaments extend in both directions to interdigitate with the myosin filaments. The Z disc,
which itself is composed of filamentous proteins different from the actin and myosin filaments, passes
crosswise across the myofibril and also crosswise from myofibril to myofibril, attaching the myofibrils to
one another all the way across the muscle fiber. Therefore, the entire muscle fiber has light and dark
bands, as do the individual myofibrils. These bands give skeletal and cardiac muscle their striated
appearance.
The portion of the myofibril (or of the whole muscle fiber) that lies between two successive Z discs is
called a sarcomere. When the muscle fiber is contracted, as shown at the bottom of Figure 6-5, the
length of the sarcomere is about 2 micrometers. At this length, the actin filaments completely overlap
the myosin filaments, and the tips of the actin filaments are just beginning to overlap one another. As
discussed later, at this length the muscle is capable of generating its greatest force of contraction.
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Figure 6-1 Organization of skeletal muscle, from the gross to the molecular level. F, G, H, and I are
cross sections at the levels indicated.
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Figure 6-2 Electron micrograph of muscle myofibrils showing the detailed organization of actin and
myosin filaments. Note the mitochondria lying between the myofibrils. (From Fawcett DW: The Cell.
Philadelphia: WB Saunders, 1981.)
Titin Filamentous Molecules Keep the Myosin and Actin Filaments in Place
The side-by-side relationship between the myosin and actin filaments is difficult to maintain. This is
achieved by a large number of filamentous molecules of a protein called titin (Figure 6-3). Each titin
molecule has a molecular weight of about 3 million, which makes it one of the largest protein molecules
in the body. Also, because it is filamentous, it is very springy. These springy titin molecules act as a
framework that holds the myosin and actin filaments in place so that the contractile machinery of the
sarcomere will work. One end of the titin molecule is elastic and is attached to the Z disk, acting as a
spring and changing length as the sarcomere contracts and relaxes. The other part of the titin molecule
tethers it to the myosin thick filament. The titin molecule itself also appears to act as a template for
initial formation of portions of the contractile filaments of the sarcomere, especially the myosin
filaments.
Sarcoplasm Is the Intracellular Fluid Between Myofibrils
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Figure 6-3 Organization of proteins in a sarcomere. Each titin molecule extends from the Z disc to the
M line. Part of the titin molecule is closely associated with the myosin thick filament, whereas the rest
of the molecule is springy and changes length as the sarcomere contracts and relaxes.
The many myofibrils of each muscle fiber are suspended side by side in the muscle fiber. The spaces
between the myofibrils are filled with intracellular fluid called sarcoplasm, containing large quantities of
potassium, magnesium, and phosphate, plus multiple protein enzymes. Also present are tremendous
numbers of mitochondria that lie parallel to the myofibrils. These supply the contracting myofibrils with
large amounts of energy in the form of adenosine triphosphate (ATP) formed by the mitochondria.
Sarcoplasmic Reticulum Is a Specialized Endoplasmic Reticulum of Skeletal Muscle
Also in the sarcoplasm surrounding the myofibrils of each muscle fiber is an extensive reticulum (Figure
6-4), called the sarcoplasmic reticulum. This reticulum has a special organization that is extremely
important in controlling muscle contraction, as discussed in Chapter 7. The rapidly contracting types of
muscle fibers have especially extensive sarcoplasmic reticula.
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General Mechanism of Muscle Contraction
Figure 6-4 Sarcoplasmic reticulum in the extracellular spaces between the myofibrils, showing a
longitudinal system paralleling the myofibrils. Also shown in cross section are T tubules (arrows) that
lead to the exterior of the fiber membrane and are important for conducting the electrical signal into the
center of the muscle fiber. (From Fawcett DW: The Cell. Philadelphia: WB Saunders, 1981.)
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The initiation and execution of muscle contraction occur in the following sequential steps.
1. An action potential travels along a motor nerve to its endings on muscle fibers.
2. At each ending, the nerve secretes a small amount of the neurotransmitter substance
acetylcholine.
3. The acetylcholine acts on a local area of the muscle fiber membrane to open multiple
"acetylcholine-gated" cation channels through protein molecules floating in the membrane.
4. Opening of the acetylcholine-gated channels allows large quantities of sodium ions to diffuse to
the interior of the muscle fiber membrane. This causes a local depolarization that in turn leads to
opening of voltage-gated sodium channels. This initiates an action potential at the membrane.
5. The action potential travels along the muscle fiber membrane in the same way that action
potentials travel along nerve fiber membranes.
6. The action potential depolarizes the muscle membrane, and much of the action potential electricity
flows through the center of the muscle fiber. Here it causes the sarcoplasmic reticulum to release
large quantities of calcium ions that have been stored within this reticulum.
7. The calcium ions initiate attractive forces between the actin and myosin filaments, causing them to
slide alongside each other, which is the contractile process.
8. After a fraction of a second, the calcium ions are pumped back into the sarcoplasmic reticulum by
a Ca++ membrane pump and remain stored in the reticulum until a new muscle action potential
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comes along; this removal of calcium ions from the myofibrils causes the muscle contraction to
cease.
We now describe the molecular machinery of the muscle contractile process.
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Molecular Mechanism of Muscle Contraction
Sliding Filament Mechanism of Muscle Contraction
Figure 6-5 Relaxed and contracted states of a myofibril showing (top) sliding of the actin filaments
(pink) into the spaces between the myosin filaments (red) and (bottom) pulling of the Z membranes
toward each other.
Figure 6-5 demonstrates the basic mechanism of muscle contraction. It shows the relaxed state of a
sarcomere (top) and the contracted state (bottom). In the relaxed state, the ends of the actin filaments
extending from two successive Z discs barely begin to overlap one another. Conversely, in the
contracted state, these actin filaments have been pulled inward among the myosin filaments, so their
ends overlap one another to their maximum extent. Also, the Z discs have been pulled by the actin
filaments up to the ends of the myosin filaments. Thus, muscle contraction occurs by a sliding filament
mechanism.
But what causes the actin filaments to slide inward among the myosin filaments? This is caused by
forces generated by interaction of the cross-bridges from the myosin filaments with the actin filaments.
Under resting conditions, these forces are inactive. But when an action potential travels along the
muscle fiber, this causes the sarcoplasmic reticulum to release large quantities of calcium ions that
rapidly surround the myofibrils. The calcium ions in turn activate the forces between the myosin and
actin filaments, and contraction begins. But energy is needed for the contractile process to proceed.
This energy comes from high-energy bonds in the ATP molecule, which is degraded to adenosine
diphosphate (ADP) to liberate the energy. In the next few sections, we describe what is known about
the details of these molecular processes of contraction.
Molecular Characteristics of the Contractile Filaments
Myosin Filaments Are Composed of Multiple Myosin Molecules
Each of the myosin molecules, shown in Figure 6-6A, has a molecular weight of about 480,000. Figure
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6-6B shows the organization of many molecules to form a myosin filament, as well as interaction of this
filament on one side with the ends of two actin filaments.
Figure 6-6 A, Myosin molecule. B, Combination of many myosin molecules to form a myosin filament.
Also shown are thousands of myosin cross-bridges and interaction between the heads of the crossbridges
with adjacent actin filaments.
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The myosin molecule (see Figure 6-6A) is composed of six polypeptide chains-two heavy chains,
each with a molecular weight of about 200,000, and four light chains with molecular weights of about
20,000 each. The two heavy chains wrap spirally around each other to form a double helix, which is
called the tail of the myosin molecule. One end of each of these chains is folded bilaterally into a
globular polypeptide structure called a myosin head. Thus, there are two free heads at one end of the
double-helix myosin molecule. The four light chains are also part of the myosin head, two to each
head. These light chains help control the function of the head during muscle contraction.
The myosin filament is made up of 200 or more individual myosin molecules. The central portion of
one of these filaments is shown in Figure 6-6B, displaying the tails of the myosin molecules bundled
together to form the body of the filament, while many heads of the molecules hang outward to the sides
of the body. Also, part of the body of each myosin molecule hangs to the side along with the head, thus
providing an arm that extends the head outward from the body, as shown in the figure. The protruding
arms and heads together are called cross-bridges. Each cross-bridge is flexible at two points called
hinges-one where the arm leaves the body of the myosin filament, and the other where the head
attaches to the arm. The hinged arms allow the heads to be either extended far outward from the body
of the myosin filament or brought close to the body. The hinged heads in turn participate in the actual
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contraction process, as discussed in the following sections.
The total length of each myosin filament is uniform, almost exactly 1.6 micrometers. Note, however, that
there are no cross-bridge heads in the center of the myosin filament for a distance of about 0.2
micrometer because the hinged arms extend away from the center.
Now, to complete the picture, the myosin filament itself is twisted so that each successive pair of crossbridges
is axially displaced from the previous pair by 120 degrees. This ensures that the cross-bridges
extend in all directions around the filament.
ATPase Activity of the Myosin Head
Another feature of the myosin head that is essential for muscle contraction is that it functions as an
ATPase enzyme. As explained later, this property allows the head to cleave ATP and use the energy
derived from the ATP's high-energy phosphate bond to energize the contraction process.
Actin Filaments Are Composed of Actin, Tropomyosin, and Troponin
The backbone of the actin filament is a double-stranded F-actin protein molecule, represented by the
two lighter-colored strands in Figure 6-7. The two strands are wound in a helix in the same manner as
the myosin molecule.
Each strand of the double F-actin helix is composed of polymerized G-actin molecules, each having a
molecular weight of about 42,000. Attached to each one of the G-actin molecules is one molecule of
ADP. It is believed that these ADP molecules are the active sites on the actin filaments with which the
cross-bridges of the myosin filaments interact to cause muscle contraction. The active sites on the two
F-actin strands of the double helix are staggered, giving one active site on the overall actin filament
about every 2.7 nanometers.
Figure 6-7 Actin filament, composed of two helical strands of F-actin molecules and two strands of
tropomyosin molecules that fit in the grooves between the actin strands. Attached to one end of each
tropomyosin molecule is a troponin complex that initiates contraction.
Each actin filament is about 1 micrometer long. The bases of the actin filaments are inserted strongly
into the Z discs; the ends of the filaments protrude in both directions to lie in the spaces between the
myosin molecules, as shown in Figure 6-5.
Tropomyosin Molecules
The actin filament also contains another protein, tropomyosin. Each molecule of tropomyosin has a
molecular weight of 70,000 and a length of 40 nanometers. These molecules are wrapped spirally
around the sides of the F-actin helix. In the resting state, the tropomyosin molecules lie on top of the
active sites of the actin strands so that attraction cannot occur between the actin and myosin filaments
to cause contraction.
Troponin and Its Role in Muscle Contraction
Attached intermittently along the sides of the tropomyosin molecules are still other protein molecules
called troponin. These are actually complexes of three loosely bound protein subunits, each of which
plays a specific role in controlling muscle contraction. One of the subunits (troponin I) has a strong
affinity for actin, another (troponin T) for tropomyosin, and a third (troponin C) for calcium ions. This
complex is believed to attach the tropomyosin to the actin. The strong affinity of the troponin for
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calcium ions is believed to initiate the contraction process, as explained in the next section.
Interaction of One Myosin Filament, Two Actin Filaments, and Calcium Ions to Cause
Contraction
Inhibition of the Actin Filament by the Troponin-Tropomyosin Complex; Activation by Calcium
Ions
A pure actin filament without the presence of the troponin-tropomyosin complex (but in the presence of
magnesium ions and ATP) binds instantly and strongly with the heads of the myosin molecules. Then,
if the troponin-tropomyosin complex is added to the actin filament, the binding between myosin and
actin does not take place. Therefore, it is believed that the active sites on the normal actin filament of
the relaxed muscle are inhibited or physically covered by the troponin-tropomyosin complex.
Consequently, the sites cannot attach to the heads of the myosin filaments to cause contraction.
Before contraction can take place, the inhibitory effect of the troponin-tropomyosin complex must itself
be inhibited.
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This brings us to the role of the calcium ions. In the presence of large amounts of calcium ions, the
inhibitory effect of the troponin-tropomyosin on the actin filaments is itself inhibited. The mechanism of
this is not known, but one suggestion is the following: When calcium ions combine with troponin C,
each molecule of which can bind strongly with up to four calcium ions, the troponin complex
supposedly undergoes a conformational change that in some way tugs on the tropomyosin molecule
and moves it deeper into the groove between the two actin strands. This "uncovers" the active sites of
the actin, thus allowing these to attract the myosin cross-bridge heads and cause contraction to
proceed. Although this is a hypothetical mechanism, it does emphasize that the normal relation
between the troponin-tropomyosin complex and actin is altered by calcium ions, producing a new
condition that leads to contraction.
Interaction Between the "Activated" Actin Filament and the Myosin Cross-Bridges-The "Walk-
Along" Theory of Contraction
As soon as the actin filament becomes activated by the calcium ions, the heads of the cross-bridges
from the myosin filaments become attracted to the active sites of the actin filament, and this, in some
way, causes contraction to occur. Although the precise manner by which this interaction between the
cross-bridges and the actin causes contraction is still partly theoretical, one hypothesis for which
considerable evidence exists is the "walk-along" theory (or "ratchet" theory) of contraction.
Figure 6-8 demonstrates this postulated walk-along mechanism for contraction. The figure shows the
heads of two cross-bridges attaching to and disengaging from active sites of an actin filament. It is
postulated that when a head attaches to an active site, this attachment simultaneously causes
profound changes in the intramolecular forces between the head and arm of its cross-bridge. The new
alignment of forces causes the head to tilt toward the arm and to drag the actin filament along with it.
This tilt of the head is called the power stroke. Then, immediately after tilting, the head automatically
breaks away from the active site. Next, the head returns to its extended direction. In this position, it
combines with a new active site farther down along the actin filament; then the head tilts again to
cause a new power stroke, and the actin filament moves another step. Thus, the heads of the crossbridges
bend back and forth and step by step walk along the actin filament, pulling the ends of two
successive actin filaments toward the center of the myosin filament.
Each one of the cross-bridges is believed to operate independently of all others, each attaching and
pulling in a continuous repeated cycle. Therefore, the greater the number of cross-bridges in contact
with the actin filament at any given time, the greater the force of contraction.
ATP as the Source of Energy for Contraction-Chemical Events in the Motion of the Myosin
Heads
When a muscle contracts, work is performed and energy is required. Large amounts of ATP are
cleaved to form ADP during the contraction process; the greater the amount of work performed by the
muscle, the greater the amount of ATP that is cleaved, which is called the Fenn effect. The following
sequence of events is believed to be the means by which this occurs:
1. Before contraction begins, the heads of the cross-bridges bind with ATP. The ATPase activity of
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the myosin head immediately cleaves the ATP but leaves the cleavage products, ADP plus
phosphate ion, bound to the head. In this state, the conformation of the head is such that it
extends perpendicularly toward the actin filament but is not yet attached to the actin.
2. When the troponin-tropomyosin complex binds with calcium ions, active sites on the actin filament
are uncovered and the myosin heads then bind with these, as shown in Figure 6-8.
3. The bond between the head of the cross-bridge and the active site of the actin filament causes a
conformational change in the head, prompting the head to tilt toward the arm of the cross-bridge.
This provides the power stroke for pulling the actin filament. The energy that activates the power
stroke is the energy already stored, like a "cocked" spring, by the conformational change that
occurred in the head when the ATP molecule was cleaved earlier.
4. Once the head of the cross-bridge tilts, this allows release of the ADP and phosphate ion that
were previously attached to the head. At the site of release of the ADP, a new molecule of ATP
binds. This binding of new ATP causes detachment of the head from the actin.
5. After the head has detached from the actin, the new molecule of ATP is cleaved to begin the next
cycle, leading to a new power stroke. That is, the energy again "cocks" the head back to its
perpendicular condition, ready to begin the new power stroke cycle.
6. When the cocked head (with its stored energy derived from the cleaved ATP) binds with a new
active site on the actin filament, it becomes uncocked and once again provides a new power
stroke.
Thus, the process proceeds again and again until the actin filaments pull the Z membrane up against
the ends of the myosin filaments or until the load on the muscle becomes too great for further pulling to
occur.
Figure 6-8 "Walk-along" mechanism for contraction of the muscle.
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The Amount of Actin and Myosin Filament Overlap Determines Tension Developed by the Contracting
Muscle
Figure 6-9 shows the effect of sarcomere length and amount of myosin-actin filament overlap on the
active tension developed by a contracting muscle fiber. To the right, shown in black, are different
degrees of overlap of the myosin and actin filaments at different sarcomere lengths. At point D on the
diagram, the actin filament has pulled all the way out to the end of the myosin filament, with no actinmyosin
overlap. At this point, the tension developed by the activated muscle is zero. Then, as the
sarcomere shortens and the actin filament begins to overlap the myosin filament, the tension increases
progressively until the sarcomere length decreases to about 2.2 micrometers. At this point, the actin
filament has already overlapped all the cross-bridges of the myosin filament but has not yet reached
the center of the myosin filament. With further shortening, the sarcomere maintains full tension until
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point B is reached, at a sarcomere length of about 2 micrometers. At this point, the ends of the two
actin filaments begin to overlap each other in addition to overlapping the myosin filaments. As the
sarcomere length falls from 2 micrometers down to about 1.65 micrometers, at point A, the strength of
contraction decreases rapidly. At this point, the two Z discs of the sarcomere abut the ends of the
myosin filaments. Then, as contraction proceeds to still shorter sarcomere lengths, the ends of the
myosin filaments are crumpled and, as shown in the figure, the strength of contraction approaches
zero, but the sarcomere has now contracted to its shortest length.
Effect of Muscle Length on Force of Contraction in the Whole Intact Muscle
Figure 6-9 Length-tension diagram for a single fully contracted sarcomere, showing maximum strength
of contraction when the sarcomere is 2.0 to 2.2 micrometers in length. At the upper right are the relative
positions of the actin and myosin filaments at different sarcomere lengths from point A to point D.
(Modified from Gordon AM, Huxley AF, Julian FJ: The length-tension diagram of single vertebrate
striated muscle fibers. J Physiol 171:28P, 1964.)
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Figure 6-10 Relation of muscle length to tension in the muscle both before and during muscle
contraction.
The top curve of Figure 6-10 is similar to that in Figure 6-9, but the curve in Figure 6-10 depicts tension
of the intact, whole muscle rather than of a single muscle fiber. The whole muscle has a large amount
of connective tissue in it; also, the sarcomeres in different parts of the muscle do not always contract
the same amount. Therefore, the curve has somewhat different dimensions from those shown for the
individual muscle fiber, but it exhibits the same general form for the slope in the normal range of
contraction, as noted in Figure 6-10.
Note in Figure 6-10 that when the muscle is at its normal resting length, which is at a sarcomere length
of about 2 micrometers, it contracts upon activation with the approximate maximum force of contraction.
However, the increase in tension that occurs during contraction, called active tension, decreases as
the muscle is stretched beyond its normal length-that is, to a sarcomere length greater than about 2.2
micrometers. This is demonstrated by the decreased length of the arrow in the figure at greater than
normal muscle length.
Relation of Velocity of Contraction to Load
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Figure 6-11 Relation of load to velocity of contraction in a skeletal muscle with a cross section of 1
square centimeter and a length of 8 centimeters.
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A skeletal muscle contracts rapidly when it contracts against no load-to a state of full contraction in
about 0.1 second for the average muscle. When loads are applied, the velocity of contraction becomes
progressively less as the load increases, as shown in Figure 6-11. That is, when the load has been
increased to equal the maximum force that the muscle can exert, the velocity of contraction becomes
zero and no contraction results, despite activation of the muscle fiber.
This decreasing velocity of contraction with load is caused by the fact that a load on a contracting
muscle is a reverse force that opposes the contractile force caused by muscle contraction. Therefore,
the net force that is available to cause velocity of shortening is correspondingly reduced.
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Energetics of Muscle Contraction
Work Output During Muscle Contraction
When a muscle contracts against a load, it performs work. This means that energy is transferred from
the muscle to the external load to lift an object to a greater height or to overcome resistance to
movement.
In mathematical terms, work is defined by the following equation: in which W is the work output, L is the
load, and D is the distance of movement against the load. The energy required to perform the work is
derived from the chemical reactions in the muscle cells during contraction, as described in the following
sections.
Sources of Energy for Muscle Contraction
We have already seen that muscle contraction depends on energy supplied by ATP. Most of this
energy is required to actuate the walk-along mechanism by which the cross-bridges pull the actin
filaments, but small amounts are required for (1) pumping calcium ions from the sarcoplasm into the
sarcoplasmic reticulum after the contraction is over and (2) pumping sodium and potassium ions
through the muscle fiber membrane to maintain appropriate ionic environment for propagation of
muscle fiber action potentials.
The concentration of ATP in the muscle fiber, about 4 millimolar, is sufficient to maintain full contraction
for only 1 to 2 seconds at most. The ATP is split to form ADP, which transfers energy from the ATP
molecule to the contracting machinery of the muscle fiber. Then, as described in Chapter 2, the ADP is
rephosphorylated to form new ATP within another fraction of a second, which allows the muscle to
continue its contraction. There are several sources of the energy for this rephosphorylation.
The first source of energy that is used to reconstitute the ATP is the substance phosphocreatine, which
carries a high-energy phosphate bond similar to the bonds of ATP. The high-energy phosphate bond of
phosphocreatine has a slightly higher amount of free energy than that of each ATP bond, as is
discussed more fully in Chapters 67 and 72. Therefore, phosphocreatine is instantly cleaved, and its
released energy causes bonding of a new phosphate ion to ADP to reconstitute the ATP. However, the
total amount of phosphocreatine in the muscle fiber is also very little-only about five times as great as
the ATP. Therefore, the combined energy of both the stored ATP and the phosphocreatine in the
muscle is capable of causing maximal muscle contraction for only 5 to 8 seconds.
The second important source of energy, which is used to reconstitute both ATP and phosphocreatine,
is "glycolysis" of glycogen previously stored in the muscle cells. Rapid enzymatic breakdown of the
glycogen to pyruvic acid and lactic acid liberates energy that is used to convert ADP to ATP; the ATP
can then be used directly to energize additional muscle contraction and also to re-form the stores of
phosphocreatine.
The importance of this glycolysis mechanism is twofold. First, the glycolytic reactions can occur even in
the absence of oxygen, so muscle contraction can be sustained for many seconds and sometimes up
to more than a minute, even when oxygen delivery from the blood is not available. Second, the rate of
formation of ATP by the glycolytic process is about 2.5 times as rapid as ATP formation in response to
cellular foodstuffs reacting with oxygen. However, so many end products of glycolysis accumulate in
the muscle cells that glycolysis also loses its capability to sustain maximum muscle contraction after
about 1 minute.
The third and final source of energy is oxidative metabolism. This means combining oxygen with the
end products of glycolysis and with various other cellular foodstuffs to liberate ATP. More than 95
percent of all energy used by the muscles for sustained, long-term contraction is derived from this
source. The foodstuffs that are consumed are carbohydrates, fats, and protein. For extremely long-term
maximal muscle activity-over a period of many hours-by far the greatest proportion of energy comes
from fats, but for periods of 2 to 4 hours, as much as one half of the energy can come from stored
carbohydrates.
The detailed mechanisms of these energetic processes are discussed in Chapters 67 through 72. In
addition, the importance of the different mechanisms of energy release during performance of different
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sports is discussed in Chapter 84 on sports physiology.
Efficiency of Muscle Contraction
The efficiency of an engine or a motor is calculated as the percentage of energy input that is converted
into work instead of heat. The percentage of the input energy to muscle (the chemical energy in
nutrients) that can be converted into work, even under the best conditions, is less than 25 percent, with
the remainder becoming heat. The reason for this low efficiency is that about one half of the energy in
foodstuffs is lost during the formation of ATP, and even then, only 40 to 45 percent of the energy in the
ATP itself can later be converted into work.
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Maximum efficiency can be realized only when the muscle contracts at a moderate velocity. If the
muscle contracts slowly or without any movement, small amounts of maintenance heat are released
during contraction, even though little or no work is performed, thereby decreasing the conversion
efficiency to as little as zero. Conversely, if contraction is too rapid, large proportions of the energy are
used to overcome viscous friction within the muscle itself, and this, too, reduces the efficiency of
contraction. Ordinarily, maximum efficiency is developed when the velocity of contraction is about 30
percent of maximum.
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Characteristics of Whole Muscle Contraction
Many features of muscle contraction can be demonstrated by eliciting single muscle twitches. This can
be accomplished by instantaneous electrical excitation of the nerve to a muscle or by passing a short
electrical stimulus through the muscle itself, giving rise to a single, sudden contraction lasting for a
fraction of a second.
Isometric Versus Isotonic Contraction
Muscle contraction is said to be isometric when the muscle does not shorten during contraction and
isotonic when it does shorten but the tension on the muscle remains constant throughout the
contraction. Systems for recording the two types of muscle contraction are shown in Figure 6-12.
In the isometric system, the muscle contracts against a force transducer without decreasing the muscle
length, as shown on the right in Figure 6-12. In the isotonic system, the muscle shortens against a fixed
load; this is illustrated on the left in the figure, showing a muscle lifting a pan of weights. The
characteristics of isotonic contraction depend on the load against which the muscle contracts, as well
as the inertia of the load. However, the isometric system records strictly changes in force of muscle
contraction itself. Therefore, the isometric system is most often used when comparing the functional
characteristics of different muscle types.
Characteristics of Isometric Twitches Recorded from Different Muscles
The human body has many sizes of skeletal muscles-from the small stapedius muscle in the middle
ear, measuring only a few millimeters long and a millimeter or so in diameter, up to the large quadriceps
muscle, a half million times as large as the stapedius. Further, the fibers may be as small as 10
micrometers in diameter or as large as 80 micrometers. Finally, the energetics of muscle contraction
vary considerably from one muscle to another. Therefore, it is no wonder that the mechanical
characteristics of muscle contraction differ among muscles.
Figure 6-12 Isotonic and isometric systems for recording muscle contractions.
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Figure 6-13 Duration of isometric contractions for different types of mammalian skeletal muscles,
showing a latent period between the action potential (depolarization) and muscle contraction.
Figure 6-13 shows records of isometric contractions of three types of skeletal muscle: an ocular
muscle, which has a duration of isometric contraction of less than 1/50 second; the gastrocnemius
muscle, which has a duration of contraction of about 1/15 second; and the soleus muscle, which has a
duration of contraction of about 1/5 second. It is interesting that these durations of contraction are
adapted to the functions of the respective muscles. Ocular movements must be extremely rapid to
maintain fixation of the eyes on specific objects to provide accuracy of vision. The gastrocnemius
muscle must contract moderately rapidly to provide sufficient velocity of limb movement for running and
jumping, and the soleus muscle is concerned principally with slow contraction for continual, long-term
support of the body against gravity.
Fast Versus Slow Muscle Fibers
As we discuss more fully in Chapter 84 on sports physiology, every muscle of the body is composed of
a mixture of so-called fast and slow muscle fibers, with still other fibers gradated between these two
extremes. Muscles that react rapidly, including anterior tibialis, are composed mainly of "fast" fibers with
only small numbers of the slow variety. Conversely, muscles such as soleus that respond slowly but
with prolonged contraction are composed mainly of "slow" fibers. The differences between these two
types of fibers are as follows.
Slow Fibers (Type 1, Red Muscle)
(1) Smaller fibers. (2) Also innervated by smaller nerve fibers. (3) More extensive blood vessel system
and capillaries to supply extra amounts of oxygen. (4) Greatly increased numbers of mitochondria, also
to support high levels of oxidative metabolism. (5) Fibers contain large amounts of myoglobin, an ironcontaining
protein similar to hemoglobin in red blood cells. Myoglobin combines with oxygen and stores
it until needed; this also greatly speeds oxygen transport to the mitochondria. The myoglobin gives the
slow muscle a reddish appearance and the name red muscle.
Fast Fibers (Type II, White Muscle)
(1) Large fibers for great strength of contraction. (2) Extensive sarcoplasmic reticulum for rapid release
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of calcium ions to initiate contraction. (3) Large amounts of glycolytic enzymes for rapid release of
energy by the glycolytic process. (4) Less extensive blood supply because oxidative metabolism is of
secondary importance. (5) Fewer mitochondria, also because oxidative metabolism is secondary. A
deficit of red myoglobin in fast muscle gives it the name white muscle.
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Mechanics of Skeletal Muscle Contraction
Motor Unit-All the Muscle Fibers Innervated by a Single Nerve Fiber
Each motoneuron that leaves the spinal cord innervates multiple muscle fibers, the number depending
on the type of muscle. All the muscle fibers innervated by a single nerve fiber are called a motor unit.
In general, small muscles that react rapidly and whose control must be exact have more nerve fibers for
fewer muscle fibers (for instance, as few as two or three muscle fibers per motor unit in some of the
laryngeal muscles). Conversely, large muscles that do not require fine control, such as the soleus
muscle, may have several hundred muscle fibers in a motor unit. An average figure for all the muscles
of the body is questionable, but a good guess would be about 80 to 100 muscle fibers to a motor unit.
The muscle fibers in each motor unit are not all bunched together in the muscle but overlap other motor
units in microbundles of 3 to 15 fibers. This interdigitation allows the separate motor units to contract in
support of one another rather than entirely as individual segments.
Muscle Contractions of Different Force-Force Summation
Summation means the adding together of individual twitch contractions to increase the intensity of
overall muscle contraction. Summation occurs in two ways: (1) by increasing the number of motor units
contracting simultaneously, which is called multiple fiber summation, and (2) by increasing the
frequency of contraction, which is called frequency summation and can lead to tetanization.
Multiple Fiber Summation
When the central nervous system sends a weak signal to contract a muscle, the smaller motor units of
the muscle may be stimulated in preference to the larger motor units. Then, as the strength of the
signal increases, larger and larger motor units begin to be excited as well, with the largest motor units
often having as much as 50 times the contractile force of the smallest units. This is called the size
principle. It is important because it allows the gradations of muscle force during weak contraction to
occur in small steps, whereas the steps become progressively greater when large amounts of force are
required. The cause of this size principle is that the smaller motor units are driven by small motor nerve
fibers, and the small motoneurons in the spinal cord are more excitable than the larger ones, so
naturally they are excited first.
Another important feature of multiple fiber summation is that the different motor units are driven
asynchronously by the spinal cord, so contraction alternates among motor units one after the other,
thus providing smooth contraction even at low frequencies of nerve signals.
Frequency Summation and Tetanization
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Figure 6-14 Frequency summation and tetanization.
Figure 6-14 shows the principles of frequency summation and tetanization. To the left are displayed
individual twitch contractions occurring one after another at low frequency of stimulation. Then, as the
frequency increases, there comes a point where each new contraction occurs before the preceding
one is over. As a result, the second contraction is added partially to the first, so the total strength of
contraction rises progressively with increasing frequency. When the frequency reaches a critical level,
the successive contractions eventually become so rapid that they fuse together and the whole muscle
contraction appears to be completely smooth and continuous, as shown in the figure. This is called
tetanization. At a slightly higher frequency, the strength of contraction reaches its maximum, so any
additional increase in frequency beyond that point has no further effect in increasing contractile force.
This occurs because enough calcium ions are maintained in the muscle sarcoplasm, even between
action potentials, so that full contractile state is sustained without allowing any relaxation between the
action potentials.
Maximum Strength of Contraction
The maximum strength of tetanic contraction of a muscle operating at a normal muscle length averages
between 3 and 4 kilograms per square centimeter of muscle, or 50 pounds per square inch. Because a
quadriceps muscle can have up to 16 square inches of muscle belly, as much as 800 pounds of
tension may be applied to the patellar tendon. Thus, one can readily understand how it is possible for
muscles to pull their tendons out of their insertions in bone.
Changes in Muscle Strength at the Onset of Contraction-The Staircase Effect (Treppe)
When a muscle begins to contract after a long period of rest, its initial strength of contraction may be
as little as one-half its strength 10 to 50 muscle twitches later. That is, the strength of contraction
increases to a plateau, a phenomenon called the staircase effect, or treppe.
Although all the possible causes of the staircase effect are not known, it is believed to be caused
primarily by increasing calcium ions in the cytosol because of the release of more and more ions from
the sarcoplasmic reticulum with each successive muscle action potential and failure of the sarcoplasm
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to recapture the ions immediately.
Skeletal Muscle Tone
Even when muscles are at rest, a certain amount of tautness usually remains. This is called muscle
tone. Because normal skeletal muscle fibers do not contract without an action potential to stimulate the
fibers, skeletal muscle tone results entirely from a low rate of nerve impulses coming from the spinal
cord. These, in turn, are controlled partly by signals transmitted from the brain to the appropriate spinal
cord anterior motoneurons and partly by signals that originate in muscle spindles located in the muscle
itself. Both of these are discussed in relation to muscle spindle and spinal cord function in Chapter 54.
Muscle Fatigue
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Prolonged and strong contraction of a muscle leads to the well-known state of muscle fatigue. Studies
in athletes have shown that muscle fatigue increases in almost direct proportion to the rate of depletion
of muscle glycogen. Therefore, fatigue results mainly from inability of the contractile and metabolic
processes of the muscle fibers to continue supplying the same work output. However, experiments
have also shown that transmission of the nerve signal through the neuromuscular junction, which is
discussed in Chapter 7, can diminish at least a small amount after intense prolonged muscle activity,
thus further diminishing muscle contraction. Interruption of blood flow through a contracting muscle
leads to almost complete muscle fatigue within 1 or 2 minutes because of the loss of nutrient supply,
especially loss of oxygen.
Lever Systems of the Body
Muscles operate by applying tension to their points of insertion into bones, and the bones in turn form
various types of lever systems. Figure 6-15 shows the lever system activated by the biceps muscle to
lift the forearm. If we assume that a large biceps muscle has a cross-sectional area of 6 square inches,
the maximum force of contraction would be about 300 pounds. When the forearm is at right angles with
the upper arm, the tendon attachment of the biceps is about 2 inches anterior to the fulcrum at the
elbow and the total length of the forearm lever is about 14 inches. Therefore, the amount of lifting
power of the biceps at the hand would be only one seventh of the 300 pounds of muscle force, or
about 43 pounds. When the arm is fully extended, the attachment of the biceps is much less than 2
inches anterior to the fulcrum and the force with which the hand can be brought forward is also much
less than 43 pounds.
In short, an analysis of the lever systems of the body depends on knowledge of (1) the point of muscle
insertion, (2) its distance from the fulcrum of the lever, (3) the length of the lever arm, and (4) the
position of the lever. Many types of movement are required in the body, some of which need great
strength and others of which need large distances of movement. For this reason, there are many
different types of muscle; some are long and contract a long distance, and some are short but have
large cross-sectional areas and can provide extreme strength of contraction over short distances. The
study of different types of muscles, lever systems, and their movements is called kinesiology and is an
important scientific component of human physioanatomy.
"Positioning" of a Body Part by Contraction of Agonist and Antagonist Muscles on Opposite Sides of a
Joint-"Coactivation" of Antagonist Muscles
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Figure 6-15 Lever system activated by the biceps muscle.
Virtually all body movements are caused by simultaneous contraction of agonist and antagonist
muscles on opposite sides of joints. This is called coactivation of the agonist and antagonist muscles,
and it is controlled by the motor control centers of the brain and spinal cord.
The position of each separate part of the body, such as an arm or a leg, is determined by the relative
degrees of contraction of the agonist and antagonist sets of muscles. For instance, let us assume that
an arm or a leg is to be placed in a midrange position. To achieve this, agonist and antagonist muscles
are excited about equally. Remember that an elongated muscle contracts with more force than a
shortened muscle, which was demonstrated in Figure 6-10, showing maximum strength of contraction
at full functional muscle length and almost no strength of contraction at half-normal length. Therefore,
the elongated muscle on one side of a joint can contract with far greater force than the shorter muscle
on the opposite side. As an arm or leg moves toward its midposition, the strength of the longer muscle
decreases, whereas the strength of the shorter muscle increases until the two strengths equal each
other. At this point, movement of the arm or leg stops. Thus, by varying the ratios of the degree of
activation of the agonist and antagonist muscles, the nervous system directs the positioning of the arm
or leg.
We learn in Chapter 54 that the motor nervous system has additional important mechanisms to
compensate for different muscle loads when directing this positioning process.
Remodeling of Muscle to Match Function
All the muscles of the body are continually being remodeled to match the functions that are required of
them. Their diameters are altered, their lengths are altered, their strengths are altered, their vascular
supplies are altered, and even the types of muscle fibers are altered at least slightly. This remodeling
process is often quite rapid, within a few weeks. Indeed, experiments in animals have shown that
muscle contractile proteins in some smaller, more active muscles can be replaced in as little as 2
weeks.
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Muscle Hypertrophy and Muscle Atrophy
When the total mass of a muscle increases, this is called muscle hypertrophy. When it decreases, the
process is called muscle atrophy.
Virtually all muscle hypertrophy results from an increase in the number of actin and myosin filaments in
each muscle fiber, causing enlargement of the individual muscle fibers; this is called simply fiber
hypertrophy. Hypertrophy occurs to a much greater extent when the muscle is loaded during the
contractile process. Only a few strong contractions each day are required to cause significant
hypertrophy within 6 to 10 weeks.
The manner in which forceful contraction leads to hypertrophy is not known. It is known, however, that
the rate of synthesis of muscle contractile proteins is far greater when hypertrophy is developing,
leading also to progressively greater numbers of both actin and myosin filaments in the myofibrils, often
increasing as much as 50 percent. In turn, some of the myofibrils themselves have been observed to
split within hypertrophying muscle to form new myofibrils, but how important this is in usual muscle
hypertrophy is still unknown.
Along with the increasing size of myofibrils, the enzyme systems that provide energy also increase.
This is especially true of the enzymes for glycolysis, allowing rapid supply of energy during short-term
forceful muscle contraction.
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When a muscle remains unused for many weeks, the rate of degradation of the contractile proteins is
more rapid than the rate of replacement. Therefore, muscle atrophy occurs. The pathway that appears
to account for much of the protein degradation in a muscle undergoing atrophy is the ATP-dependent
ubiquitin-proteasome pathway. Proteasomes are large protein complexes that degrade damaged or
unneeded proteins by proteolysis, a chemical reaction that breaks peptide bonds. Ubiquitin is a
regulatory protein that basically labels which cells will be targeted for proteasomal degradation.
Adjustment of Muscle Length
Another type of hypertrophy occurs when muscles are stretched to greater than normal length. This
causes new sarcomeres to be added at the ends of the muscle fibers, where they attach to the
tendons. In fact, new sarcomeres can be added as rapidly as several per minute in newly developing
muscle, illustrating the rapidity of this type of hypertrophy.
Conversely, when a muscle continually remains shortened to less than its normal length, sarcomeres at
the ends of the muscle fibers can actually disappear. It is by these processes that muscles are
continually remodeled to have the appropriate length for proper muscle contraction.
Hyperplasia of Muscle Fibers
Under rare conditions of extreme muscle force generation, the actual number of muscle fibers has
been observed to increase (but only by a few percentage points), in addition to the fiber hypertrophy
process. This increase in fiber number is called fiber hyperplasia. When it does occur, the mechanism
is linear splitting of previously enlarged fibers.
Effects of Muscle Denervation
When a muscle loses its nerve supply, it no longer receives the contractile signals that are required to
maintain normal muscle size. Therefore, atrophy begins almost immediately. After about 2 months,
degenerative changes also begin to appear in the muscle fibers themselves. If the nerve supply to the
muscle grows back rapidly, full return of function can occur in as little as 3 months, but from that time
onward, the capability of functional return becomes less and less, with no further return of function
after 1 to 2 years.
In the final stage of denervation atrophy, most of the muscle fibers are destroyed and replaced by
fibrous and fatty tissue. The fibers that do remain are composed of a long cell membrane with a lineup
of muscle cell nuclei but with few or no contractile properties and little or no capability of regenerating
myofibrils if a nerve does regrow.
The fibrous tissue that replaces the muscle fibers during denervation atrophy also has a tendency to
continue shortening for many months, which is called contracture. Therefore, one of the most important
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problems in the practice of physical therapy is to keep atrophying muscles from developing debilitating
and disfiguring contractures. This is achieved by daily stretching of the muscles or use of appliances
that keep the muscles stretched during the atrophying process.
Recovery of Muscle Contraction in Poliomyelitis: Development of Macromotor Units
When some but not all nerve fibers to a muscle are destroyed, as commonly occurs in poliomyelitis, the
remaining nerve fibers branch off to form new axons that then innervate many of the paralyzed muscle
fibers. This causes large motor units called macromotor units, which can contain as many as five times
the normal number of muscle fibers for each motoneuron coming from the spinal cord. This decreases
the fineness of control one has over the muscles but does allow the muscles to regain varying degrees
of strength.
Integration link: Poliomyelitis
Taken from Davidson's Principles and Practice of Medicine 21E
Rigor Mortis
Several hours after death, all the muscles of the body go into a state of contracture called "rigor
mortis"; that is, the muscles contract and become rigid, even without action potentials. This rigidity
results from loss of all the ATP, which is required to cause separation of the cross-bridges from the
actin filaments during the relaxation process. The muscles remain in rigor until the muscle proteins
deteriorate about 15 to 25 hours later, which presumably results from autolysis caused by enzymes
released from lysosomes. All these events occur more rapidly at higher temperatures.
Bibliography
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88:287, 2008.
Berchtold MW, Brinkmeier H, Muntener M: Calcium ion in skeletal muscle: its crucial role for muscle
function, plasticity, and disease, Physiol Rev 80:1215, 2000.
Cheng H, Lederer WJ: Calcium sparks, Physiol Rev 88:1491, 2008.
Clanton TL, Levine S: Respiratory muscle fiber remodeling in chronic hyperinflation: dysfunction or
adaptation? J Appl Physiol 107:324, 2009.
Clausen T: Na+-K+ pump regulation and skeletal muscle contractility, Physiol Rev 83:1269, 2003.
Dirksen RT: Checking your SOCCs and feet: the molecular mechanisms of Ca2+ entry in skeletal
muscle, J Physiol 587:3139, 2009.
Fitts RH: The cross-bridge cycle and skeletal muscle fatigue, J Appl Physiol 104:551, 2008.
Glass DJ: Signalling pathways that mediate skeletal muscle hypertrophy and atrophy, Nat Cell Biol
5:87, 2003.
Gordon AM, Regnier M, Homsher E: Skeletal and cardiac muscle contractile activation: tropomyosin
"rocks and rolls", News Physiol Sci 16:49, 2001.
Gunning P, O'Neill G, Hardeman E: Tropomyosin-based regulation of the actin cytoskeleton in time
and space, Physiol Rev 88:1, 2008.
Huxley AF, Gordon AM: Striation patterns in active and passive shortening of muscle, Nature (Lond)
193:280, 1962.
Kjær M: Role of extracellular matrix in adaptation of tendon and skeletal muscle to mechanical
loading, Physiol Rev 84:649, 2004.
Lynch GS, Ryall JG: Role of beta-adrenoceptor signaling in skeletal muscle: implications for muscle
wasting and disease, Physiol Rev 88:729, 2008.
MacIntosh BR: Role of calcium sensitivity modulation in skeletal muscle performance, News Physiol
Sci 18:222, 2003.
Phillips SM, Glover EI, Rennie MJ: Alterations of protein turnover underlying disuse atrophy in
human skeletal muscle, J Appl Physiol 107:645, 2009.
Powers SK, Jackson MJ: Exercise-induced oxidative stress: cellular mechanisms and impact on
muscle force production, Physiol Rev 88:1243, 2008.
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Sandri M: Signaling in muscle atrophy and hypertrophy, Physiology (Bethesda) 160, 2008.
Sieck GC, Regnier M: Plasticity and energetic demands of contraction in skeletal and cardiac
muscle, J Appl Physiol 90:1158, 2001.
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modulate excitation-contraction coupling in striated muscles, J Physiol 587:3071, 2009.
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7 Excitation of Skeletal Muscle: Neuromuscular Transmission and Excitation-
Contraction Coupling
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Transmission of Impulses from Nerve Endings to Skeletal Muscle Fibers: The Neuromuscular
Junction
The skeletal muscle fibers are innervated by large, myelinated nerve fibers that originate from large
motoneurons in the anterior horns of the spinal cord. As pointed out in Chapter 6, each nerve fiber,
after entering the muscle belly, normally branches and stimulates from three to several hundred
skeletal muscle fibers. Each nerve ending makes a junction, called the neuromuscular junction, with
the muscle fiber near its midpoint. The action potential initiated in the muscle fiber by the nerve signal
travels in both directions toward the muscle fiber ends. With the exception of about 2 percent of the
muscle fibers, there is only one such junction per muscle fiber.
Physiologic Anatomy of the Neuromuscular Junction-The Motor End Plate
Figure 7-1A and B shows the neuromuscular junction from a large, myelinated nerve fiber to a skeletal
muscle fiber. The nerve fiber forms a complex of branching nerve terminals that invaginate into the
surface of the muscle fiber but lie outside the muscle fiber plasma membrane. The entire structure is
called the motor end plate. It is covered by one or more Schwann cells that insulate it from the
surrounding fluids.
Figure 7-1C shows an electron micrographic sketch of the junction between a single axon terminal and
the muscle fiber membrane. The invaginated membrane is called the synaptic gutter or synaptic
trough, and the space between the terminal and the fiber membrane is called the synaptic space or
synaptic cleft. This space is 20 to 30 nanometers wide. At the bottom of the gutter are numerous
smaller folds of the muscle membrane called subneural clefts, which greatly increase the surface area
at which the synaptic transmitter can act.
In the axon terminal are many mitochondria that supply adenosine triphosphate (ATP), the energy
source that is used for synthesis of an excitatory transmitter, acetylcholine. The acetylcholine in turn
excites the muscle fiber membrane. Acetylcholine is synthesized in the cytoplasm of the terminal, but it
is absorbed rapidly into many small synaptic vesicles, about 300,000 of which are normally in the
terminals of a single end plate. In the synaptic space are large quantities of the enzyme
acetylcholinesterase, which destroys acetylcholine a few milliseconds after it has been released from
the synaptic vesicles.
Secretion of Acetylcholine by the Nerve Terminals
When a nerve impulse reaches the neuromuscular junction, about 125 vesicles of acetylcholine are
released from the terminals into the synaptic space. Some of the details of this mechanism can be
seen in Figure 7-2, which shows an expanded view of a synaptic space with the neural membrane
above and the muscle membrane and its subneural clefts below.
On the inside surface of the neural membrane are linear dense bars, shown in cross section in Figure
7-2. To each side of each dense bar are protein particles that penetrate the neural membrane; these
are voltage-gated calcium channels. When an action potential spreads over the terminal, these
channels open and allow calcium ions to diffuse from the synaptic space to the interior of the nerve
terminal. The calcium ions, in turn, are believed to exert an attractive influence on the acetylcholine
vesicles, drawing them to the neural membrane adjacent to the dense bars. The vesicles then fuse with
the neural membrane and empty their acetylcholine into the synaptic space by the process of
exocytosis.
Although some of the aforementioned details are speculative, it is known that the effective stimulus for
causing acetylcholine release from the vesicles is entry of calcium ions and that acetylcholine from the
vesicles is then emptied through the neural membrane adjacent to the dense bars.
Effect of Acetylcholine on the Postsynaptic Muscle Fiber Membrane to Open Ion Channels
Figure 7-2 also shows many small acetylcholine receptors in the muscle fiber membrane; these are
acetylcholine-gated ion channels, and they are located almost entirely near the mouths of the
subneural clefts lying immediately below the dense bar areas, where the acetylcholine is emptied into
the synaptic space.
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Figure 7-1 Different views of the motor end plate. A, Longitudinal section through the end plate. B,
Surface view of the end plate. C, Electron micrographic appearance of the contact point between a
single axon terminal and the muscle fiber membrane. (Redrawn from Fawcett DW, as modified from
Couteaux R, in Bloom W, Fawcett DW: A Textbook of Histology. Philadelphia: WB Saunders, 1986.)
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Figure 7-2 Release of acetylcholine from synaptic vesicles at the neural membrane of the
neuromuscular junction. Note the proximity of the release sites in the neural membrane to the
acetylcholine receptors in the muscle membrane, at the mouths of the subneural clefts.
Each receptor is a protein complex that has a total molecular weight of 275,000. The complex is
composed of five subunit proteins, two alpha proteins and one each of beta, delta, and gamma
proteins. These protein molecules penetrate all the way through the membrane, lying side by side in a
circle to form a tubular channel, illustrated in Figure 7-3. The channel remains constricted, as shown in
section A of the figure, until two acetylcholine molecules attach respectively to the two alpha subunit
proteins. This causes a conformational change that opens the channel, as shown in section B of the
figure.
The acetylcholine-gated channel has a diameter of about 0.65 nanometer, which is large enough to
allow the important positive ions-sodium (Na+), potassium (K+), and calcium (Ca++)-to move easily
through the opening. Conversely, negative ions, such as chloride ions, do not pass through because of
strong negative charges in the mouth of the channel that repel these negative ions.
In practice, far more sodium ions flow through the acetylcholine-gated channels than any other ions, for
two reasons. First, there are only two positive ions in large concentration: sodium ions in the
extracellular fluid and potassium ions in the intracellular fluid. Second, the negative potential on the
inside of the muscle membrane, -80 to -90 millivolts, pulls the positively charged sodium ions to the
inside of the fiber, while simultaneously preventing efflux of the positively charged potassium ions when
they attempt to pass outward.
As shown in Figure 7-3B, the principal effect of opening the acetylcholine-gated channels is to allow
large numbers of sodium ions to pour to the inside of the fiber, carrying with them large numbers of
positive charges. This creates a local positive potential change inside the muscle fiber membrane,
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called the end plate potential. In turn, this end plate potential initiates an action potential that spreads
along the muscle membrane and thus causes muscle contraction.
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Figure 7-3 Acetylcholine-gated channel. A, Closed state. B, After acetylcholine (Ach) has become
attached and a conformational change has opened the channel, allowing sodium ions to enter the
muscle fiber and excite contraction. Note the negative charges at the channel mouth that prevent
passage of negative ions such as chloride ions.
Destruction of the Released Acetylcholine by Acetylcholinesterase
The acetylcholine, once released into the synaptic space, continues to activate the acetylcholine
receptors as long as the acetylcholine persists in the space. However, it is removed rapidly by two
means: (1) Most of the acetylcholine is destroyed by the enzyme acetylcholinesterase, which is
attached mainly to the spongy layer of fine connective tissue that fills the synaptic space between the
presynaptic nerve terminal and the postsynaptic muscle membrane. (2) A small amount of acetylcholine
diffuses out of the synaptic space and is then no longer available to act on the muscle fiber membrane.
The short time that the acetylcholine remains in the synaptic space-a few milliseconds at most-normally
is sufficient to excite the muscle fiber. Then the rapid removal of the acetylcholine prevents continued
muscle re-excitation after the muscle fiber has recovered from its initial action potential.
End Plate Potential and Excitation of the Skeletal Muscle Fiber
The sudden insurgence of sodium ions into the muscle fiber when the acetylcholine-gated channels
open causes the electrical potential inside the fiber at the local area of the end plate to increase in the
positive direction as much as 50 to 75 millivolts, creating a local potential called the end plate
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potential. Recall from Chapter 5 that a sudden increase in nerve membrane potential of more than 20
to 30 millivolts is normally sufficient to initiate more and more sodium channel opening, thus initiating an
action potential at the muscle fiber membrane.
Figure 7-4 shows the principle of an end plate potential initiating the action potential. This figure shows
three separate end plate potentials. End plate potentials A and C are too weak to elicit an action
potential, but they do produce weak local end plate voltage changes, as recorded in the figure. By
contrast, end plate potential B is much stronger and causes enough sodium channels to open so that
the self-regenerative effect of more and more sodium ions flowing to the interior of the fiber initiates an
action potential. The weakness of the end plate potential at point A was caused by poisoning of the
muscle fiber with curare, a drug that blocks the gating action of acetylcholine on the acetylcholine
channels by competing for the acetylcholine receptor sites. The weakness of the end plate potential at
point C resulted from the effect of botulinum toxin, a bacterial poison that decreases the quantity of
acetylcholine release by the nerve terminals.
Integration link: Botulinum toxin - mechanism of action
Taken from Integrated Pharmacology 3E
Safety Factor for Transmission at the Neuromuscular Junction; Fatigue of the Junction
Figure 7-4 End plate potentials (in millivolts). A, Weakened end plate potential recorded in a curarized
muscle, too weak to elicit an action potential. B, Normal end plate potential eliciting a muscle action
potential. C, Weakened end plate potential caused by botulinum toxin that decreases end plate release
of acetylcholine, again too weak to elicit a muscle action potential.
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Ordinarily, each impulse that arrives at the neuromuscular junction causes about three times as much
end plate potential as that required to stimulate the muscle fiber. Therefore, the normal neuromuscular
junction is said to have a high safety factor. However, stimulation of the nerve fiber at rates greater
than 100 times per second for several minutes often diminishes the number of acetylcholine vesicles so
much that impulses fail to pass into the muscle fiber. This is called fatigue of the neuromuscular
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junction, and it is the same effect that causes fatigue of synapses in the central nervous system when
the synapses are overexcited. Under normal functioning conditions, measurable fatigue of the
neuromuscular junction occurs rarely, and even then only at the most exhausting levels of muscle
activity.
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Molecular Biology of Acetylcholine Formation and Release
Because the neuromuscular junction is large enough to be studied easily, it is one of the few synapses
of the nervous system for which most of the details of chemical transmission have been worked out.
The formation and release of acetylcholine at this junction occur in the following stages:
1. Small vesicles, about 40 nanometers in size, are formed by the Golgi apparatus in the cell body of
the motoneuron in the spinal cord. These vesicles are then transported by axoplasm that
"streams" through the core of the axon from the central cell body in the spinal cord all the way to
the neuromuscular junction at the tips of the peripheral nerve fibers. About 300,000 of these small
vesicles collect in the nerve terminals of a single skeletal muscle end plate.
2. Acetylcholine is synthesized in the cytosol of the nerve fiber terminal but is immediately
transported through the membranes of the vesicles to their interior, where it is stored in highly
concentrated form, about 10,000 molecules of acetylcholine in each vesicle.
3. When an action potential arrives at the nerve terminal, it opens many calcium channels in the
membrane of the nerve terminal because this terminal has an abundance of voltage-gated
calcium channels. As a result, the calcium ion concentration inside the terminal membrane
increases about 100-fold, which in turn increases the rate of fusion of the acetylcholine vesicles
with the terminal membrane about 10,000-fold. This fusion makes many of the vesicles rupture,
allowing exocytosis of acetylcholine into the synaptic space. About 125 vesicles usually rupture
with each action potential. Then, after a few milliseconds, the acetylcholine is split by
acetylcholinesterase into acetate ion and choline and the choline is reabsorbed actively into the
neural terminal to be reused to form new acetylcholine. This sequence of events occurs within a
period of 5 to 10 milliseconds.
4. The number of vesicles available in the nerve ending is sufficient to allow transmission of only a
few thousand nerve-to-muscle impulses. Therefore, for continued function of the neuromuscular
junction, new vesicles need to be re-formed rapidly. Within a few seconds after each action
potential is over, "coated pits" appear in the terminal nerve membrane, caused by contractile
proteins in the nerve ending, especially the protein clathrin, which is attached to the membrane in
the areas of the original vesicles. Within about 20 seconds, the proteins contract and cause the
pits to break away to the interior of the membrane, thus forming new vesicles. Within another few
seconds, acetylcholine is transported to the interior of these vesicles, and they are then ready for
a new cycle of acetylcholine release.
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Drugs That Enhance or Block Transmission at the Neuromuscular Junction
Drugs That Stimulate the Muscle Fiber by Acetylcholine-Like Action
Many compounds, including methacholine, carbachol, and nicotine, have the same effect on the
muscle fiber as does acetylcholine. The difference between these drugs and acetylcholine is that the
drugs are not destroyed by cholinesterase or are destroyed so slowly that their action often persists for
many minutes to several hours. The drugs work by causing localized areas of depolarization of the
muscle fiber membrane at the motor end plate where the acetylcholine receptors are located. Then,
every time the muscle fiber recovers from a previous contraction, these depolarized areas, by virtue of
leaking ions, initiate a new action potential, thereby causing a state of muscle spasm.
Drugs That Stimulate the Neuromuscular Junction by Inactivating Acetylcholinesterase
Three particularly well-known drugs, neostigmine, physostigmine, and diisopropyl fluorophosphate,
inactivate the acetylcholinesterase in the synapses so that it no longer hydrolyzes acetylcholine.
Therefore, with each successive nerve impulse, additional acetylcholine accumulates and stimulates
the muscle fiber repetitively. This causes muscle spasm when even a few nerve impulses reach the
muscle. Unfortunately, it can also cause death due to laryngeal spasm, which smothers the person.
Neostigmine and physostigmine combine with acetylcholinesterase to inactivate the
acetylcholinesterase for up to several hours, after which these drugs are displaced from the
acetylcholinesterase so that the esterase once again becomes active. Conversely, diisopropyl
fluorophosphate, which is a powerful "nerve" gas poison, inactivates acetylcholinesterase for weeks,
which makes this a particularly lethal poison.
Drugs That Block Transmission at the Neuromuscular Junction
A group of drugs known as curariform drugs can prevent passage of impulses from the nerve ending
into the muscle. For instance, D-tubocurarine blocks the action of acetylcholine on the muscle fiber
acetylcholine receptors, thus preventing sufficient increase in permeability of the muscle membrane
channels to initiate an action potential.
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Myasthenia Gravis Causes Muscle Paralysis
Myasthenia gravis, which occurs in about 1 in every 20,000 persons, causes muscle paralysis
because of inability of the neuromuscular junctions to transmit enough signals from the nerve fibers to
the muscle fibers. Pathologically, antibodies that attack the acetylcholine receptors have been
demonstrated in the blood of most patients with myasthenia gravis. Therefore, it is believed that
myasthenia gravis is an autoimmune disease in which the patients have developed antibodies that
block or destroy their own acetylcholine receptors at the postsynaptic neuromuscular junction.
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Regardless of the cause, the end plate potentials that occur in the muscle fibers are mostly too weak to
initiate opening of the voltage-gated sodium channels so that muscle fiber depolarization does not
occur. If the disease is intense enough, the patient dies of paralysis-in particular, paralysis of the
respiratory muscles. The disease can usually be ameliorated for several hours by administering
neostigmine or some other anticholinesterase drug, which allows larger than normal amounts of
acetylcholine to accumulate in the synaptic space. Within minutes, some of these paralyzed people can
begin to function almost normally, until a new dose of neostigmine is required a few hours later.
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Muscle Action Potential
Almost everything discussed in Chapter 5 regarding initiation and conduction of action potentials in
nerve fibers applies equally to skeletal muscle fibers, except for quantitative differences. Some of the
quantitative aspects of muscle potentials are the following:
1. Resting membrane potential: about -80 to -90 millivolts in skeletal fibers-the same as in large
myelinated nerve fibers.
2. Duration of action potential: 1 to 5 milliseconds in skeletal muscle-about five times as long as in
large myelinated nerves.
3. Velocity of conduction: 3 to 5 m/sec-about 1/13 the velocity of conduction in the large myelinated
nerve fibers that excite skeletal muscle.
Spread of the Action Potential to the Interior of the Muscle Fiber by Way of "Transverse Tubules"
The skeletal muscle fiber is so large that action potentials spreading along its surface membrane cause
almost no current flow deep within the fiber. Yet to cause maximum muscle contraction, current must
penetrate deeply into the muscle fiber to the vicinity of the separate myofibrils. This is achieved by
transmission of action potentials along transverse tubules (T tubules) that penetrate all the way
through the muscle fiber from one side of the fiber to the other, as illustrated in Figure 7-5. The T
tubule action potentials cause release of calcium ions inside the muscle fiber in the immediate vicinity
of the myofibrils, and these calcium ions then cause contraction. This overall process is called
excitation-contraction coupling.
Figure 7-5 Transverse (T) tubule-sarcoplasmic reticulum system. Note that the T tubules communicate
with the outside of the cell membrane, and deep in the muscle fiber, each T tubule lies adjacent to the
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ends of longitudinal sarcoplasmic reticulum tubules that surround all sides of the actual myofibrils that
contract. This illustration was drawn from frog muscle, which has one T tubule per sarcomere, located
at the Z line. A similar arrangement is found in mammalian heart muscle, but mammalian skeletal
muscle has two T tubules per sarcomere, located at the A-I band junctions.
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Excitation-Contraction Coupling
Transverse Tubule-Sarcoplasmic Reticulum System
Figure 7-5 shows myofibrils surrounded by the T tubule-sarcoplasmic reticulum system. The T tubules
are small and run transverse to the myofibrils. They begin at the cell membrane and penetrate all the
way from one side of the muscle fiber to the opposite side. Not shown in the figure is the fact that these
tubules branch among themselves and form entire planes of T tubules interlacing among all the
separate myofibrils. Also, where the T tubules originate from the cell membrane, they are open to the
exterior of the muscle fiber. Therefore, they communicate with the extracellular fluid surrounding the
muscle fiber and they themselves contain extracellular fluid in their lumens. In other words, the T
tubules are actually internal extensions of the cell membrane. Therefore, when an action potential
spreads over a muscle fiber membrane, a potential change also spreads along the T tubules to the
deep interior of the muscle fiber. The electrical currents surrounding these T tubules then elicit the
muscle contraction.
Figure 7-5 also shows a sarcoplasmic reticulum, in yellow. This is composed of two major parts: (1)
large chambers called terminal cisternae that abut the T tubules and (2) long longitudinal tubules that
surround all surfaces of the actual contracting myofibrils.
Release of Calcium Ions by the Sarcoplasmic Reticulum
One of the special features of the sarcoplasmic reticulum is that within its vesicular tubules is an
excess of calcium ions in high concentration, and many of these ions are released from each vesicle
when an action potential occurs in the adjacent T tubule.
Figures 7-6 and 7-7 show that the action potential of the T tubule causes current flow into the
sarcoplasmic reticular cisternae where they abut the T tubule. As the action potential reaches the T
tubule, the voltage change is sensed by dihydropyridine receptors that are linked to calcium release
channels, also called ryanodine receptor channels, in the adjacent sarcoplasmic reticular cisternae
(see Figure 7-6). Activation of dihydropyridine receptors triggers the opening of the calcium release
channels in the cisternae, as well as in their attached longitudinal tubules. These channels remain
open for a few milliseconds, releasing calcium ions into the sarcoplasm surrounding the myofibrils and
causing contraction, as discussed in Chapter 6.
Calcium Pump for Removing Calcium Ions from the Myofibrillar Fluid After Contraction Occurs
Once the calcium ions have been released from the sarcoplasmic tubules and have diffused among the
myofibrils, muscle contraction continues as long as the calcium ions remain in high concentration.
However, a continually active calcium pump located in the walls of the sarcoplasmic reticulum pumps
calcium ions away from the myofibrils back into the sarcoplasmic tubules (see Figure 7-6). This pump
can concentrate the calcium ions about 10,000-fold inside the tubules. In addition, inside the reticulum
is a protein called calsequestrin that can bind up to 40 times more calcium.
Excitatory "Pulse" of Calcium Ions
The normal resting state concentration (<10-7 molar) of calcium ions in the cytosol that bathes the
myofibrils is too little to elicit contraction. Therefore, the troponin-tropomyosin complex keeps the actin
filaments inhibited and maintains a relaxed state of the muscle.
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Figure 7-6 Excitation-contraction coupling in skeletal muscle. The top panel shows an action potential
in the T tubule that causes a conformational change in the voltage-sensing dihydropyridine (DHP)
receptors, opening the Ca++ release channels in the terminal cisternae of the sarcoplasmic reticulum
and permitting Ca++ to rapidly diffuse into the sarcoplasm and initiate muscle contraction. During
repolarization (bottom panel) the conformational change in the DHP receptor closes the Ca++ release
channels and Ca++ is transported from the sarcoplasm into the sarcoplasmic reticulum by an ATPdependent
calcium pump.
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Figure 7-7 Excitation-contraction coupling in the muscle, showing (1) an action potential that causes
release of calcium ions from the sarcoplasmic reticulum and then (2) re-uptake of the calcium ions by a
calcium pump.
Conversely, full excitation of the T tubule and sarcoplasmic reticulum system causes enough release of
calcium ions to increase the concentration in the myofibrillar fluid to as high as 2 × 10-4 molar
concentration, a 500-fold increase, which is about 10 times the level required to cause maximum
muscle contraction. Immediately thereafter, the calcium pump depletes the calcium ions again. The total
duration of this calcium "pulse" in the usual skeletal muscle fiber lasts about 1/20 of a second,
although it may last several times as long in some fibers and several times less in others. (In heart
muscle, the calcium pulse lasts about one third of a second because of the long duration of the cardiac
action potential.)
During this calcium pulse, muscle contraction occurs. If the contraction is to continue without
interruption for long intervals, a series of calcium pulses must be initiated by a continuous series of
repetitive action potentials, as discussed in Chapter 6.
Bibliography
Also see references for Chapters 5 and 6.
Brown RH Jr: Dystrophin-associated proteins and the muscular dystrophies, Annu Rev Med 48:457,
1997.
Chaudhuri A, Behan PO: Fatigue in neurological disorders, Lancet 363:978, 2004.
Cheng H, Lederer WJ: Calcium sparks, Physiol Rev 88:1491, 2008.
Engel AG, Ohno K, Shen XM, Sine SM: Congenital myasthenic syndromes: multiple molecular
targets at the neuromuscular junction, Ann N Y Acad Sci 998:138, 2003.
Fagerlund MJ, Eriksson LI: Current concepts in neuromuscular transmission, Br J Anaesth 103:108,
2009.
Haouzi P, Chenuel B, Huszczuk A: Sensing vascular distension in skeletal muscle by slow
conducting afferent fibers: neurophysiological basis and implication for respiratory control, J Appl
Physiol 96:407, 2004.
Hirsch NP: Neuromuscular junction in health and disease, Br J Anaesth 99:132, 2007.
Keesey JC: Clinical evaluation and management of myasthenia gravis, Muscle Nerve 29:484, 2004.
Korkut C, Budnik V: WNTs tune up the neuromuscular junction, Nat Rev Neurosci 10:627, 2009.
Leite JF, Rodrigues-Pinguet N, Lester HA: Insights into channel function via channel dysfunction, J
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Clin Invest 111:436, 2003.
Meriggioli MN, Sanders DB: Autoimmune myasthenia gravis: emerging clinical and biological
heterogeneity, Lancet Neurol 8:475, 2009.
Rekling JC, Funk GD, Bayliss DA, et al: Synaptic control of motoneuronal excitability, Physiol Rev
80:767, 2000.
Rosenberg PB: Calcium entry in skeletal muscle, J Physiol 587:3149, 2009.
Toyoshima C, Nomura H, Sugita Y: Structural basis of ion pumping by Ca2+-ATPase of
sarcoplasmic reticulum, FEBS Lett 555:106, 2003.
Van der Kloot W, Molgo J: Quantal acetylcholine release at the vertebrate neuromuscular junction,
Physiol Rev 74:899, 1994.
Vincent A: Unraveling the pathogenesis of myasthenia gravis, Nat Rev Immunol 10:797, 2002.
Vincent A, McConville J, Farrugia ME, et al: Antibodies in myasthenia gravis and related disorders,
Ann N Y Acad Sci 998:324, 2003.
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8 Excitation and Contraction of Smooth Muscle
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Contraction of Smooth Muscle
In Chapters 6 and 7, the discussion was concerned with skeletal muscle. We now turn to smooth
muscle, which is composed of far smaller fibers-usually 1 to 5 micrometers in diameter and only 20 to
500 micrometers in length. In contrast, skeletal muscle fibers are as much as 30 times greater in
diameter and hundreds of times as long. Many of the same principles of contraction apply to smooth
muscle as to skeletal muscle. Most important, essentially the same attractive forces between myosin
and actin filaments cause contraction in smooth muscle as in skeletal muscle, but the internal physical
arrangement of smooth muscle fibers is different.
Types of Smooth Muscle
The smooth muscle of each organ is distinctive from that of most other organs in several ways: (1)
physical dimensions, (2) organization into bundles or sheets, (3) response to different types of stimuli,
(4) characteristics of innervation, and (5) function. Yet for the sake of simplicity, smooth muscle can
generally be divided into two major types, which are shown in Figure 8-1: multi-unit smooth muscle
and unitary (or single-unit) smooth muscle.
Multi-Unit Smooth Muscle
This type of smooth muscle is composed of discrete, separate smooth muscle fibers. Each fiber
operates independently of the others and often is innervated by a single nerve ending, as occurs for
skeletal muscle fibers. Further, the outer surfaces of these fibers, like those of skeletal muscle fibers,
are covered by a thin layer of basement membrane-like substance, a mixture of fine collagen and
glycoprotein that helps insulate the separate fibers from one another.
The most important characteristic of multi-unit smooth muscle fibers is that each fiber can contract
independently of the others, and their control is exerted mainly by nerve signals. In contrast, a major
share of control of unitary smooth muscle is exerted by non-nervous stimuli. Some examples of multiunit
smooth muscle are the ciliary muscle of the eye, the iris muscle of the eye, and the piloerector
muscles that cause erection of the hairs when stimulated by the sympathetic nervous system.
Unitary Smooth Muscle
This type is also called syncytial smooth muscle or visceral smooth muscle. The term "unitary" is
confusing because it does not mean single muscle fibers. Instead, it means a mass of hundreds to
thousands of smooth muscle fibers that contract together as a single unit. The fibers usually are
arranged in sheets or bundles, and their cell membranes are adherent to one another at multiple points
so that force generated in one muscle fiber can be transmitted to the next. In addition, the cell
membranes are joined by many gap junctions through which ions can flow freely from one muscle cell
to the next so that action potentials or simple ion flow without action potentials can travel from one fiber
to the next and cause the muscle fibers to contract together. This type of smooth muscle is also known
as syncytial smooth muscle because of its syncytial interconnections among fibers. It is also called
visceral smooth muscle because it is found in the walls of most viscera of the body, including the
gastrointestinal tract, bile ducts, ureters, uterus, and many blood vessels.
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Figure 8-1 Multi-unit (A) and unitary (B) smooth muscle.
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Contractile Mechanism in Smooth Muscle
Chemical Basis for Smooth Muscle Contraction
Smooth muscle contains both actin and myosin filaments, having chemical characteristics similar to
those of the actin and myosin filaments in skeletal muscle. It does not contain the normal troponin
complex that is required in the control of skeletal muscle contraction, so the mechanism for control of
contraction is different. This is discussed in detail later in this chapter.
Chemical studies have shown that actin and myosin filaments derived from smooth muscle interact with
each other in much the same way that they do in skeletal muscle. Further, the contractile process is
activated by calcium ions, and adenosine triphosphate (ATP) is degraded to adenosine diphosphate
(ADP) to provide the energy for contraction.
There are, however, major differences between the physical organization of smooth muscle and that of
skeletal muscle, as well as differences in excitation-contraction coupling, control of the contractile
process by calcium ions, duration of contraction, and amount of energy required for contraction.
Physical Basis for Smooth Muscle Contraction
Smooth muscle does not have the same striated arrangement of actin and myosin filaments as is found
in skeletal muscle. Instead, electron micrographic techniques suggest the physical organization
exhibited in Figure 8-2. This figure shows large numbers of actin filaments attached to so-called dense
bodies. Some of these bodies are attached to the cell membrane. Others are dispersed inside the cell.
Some of the membrane-dense bodies of adjacent cells are bonded together by intercellular protein
bridges. It is mainly through these bonds that the force of contraction is transmitted from one cell to the
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next.
Interspersed among the actin filaments in the muscle fiber are myosin filaments. These have a diameter
more than twice that of the actin filaments. In electron micrographs, one usually finds 5 to 10 times as
many actin filaments as myosin filaments.
To the right in Figure 8-2 is a postulated structure of an individual contractile unit within a smooth
muscle cell, showing large numbers of actin filaments radiating from two dense bodies; the ends of
these filaments overlap a myosin filament located midway between the dense bodies. This contractile
unit is similar to the contractile unit of skeletal muscle, but without the regularity of the skeletal muscle
structure; in fact, the dense bodies of smooth muscle serve the same role as the Z discs in skeletal
muscle.
Figure 8-2 Physical structure of smooth muscle. The upper left-hand fiber shows actin filaments
radiating from dense bodies. The lower left-hand fiber and the right-hand diagram demonstrate the
relation of myosin filaments to actin filaments.
There is another difference: Most of the myosin filaments have what are called "sidepolar" crossbridges
arranged so that the bridges on one side hinge in one direction and those on the other side
hinge in the opposite direction. This allows the myosin to pull an actin filament in one direction on one
side while simultaneously pulling another actin filament in the opposite direction on the other side. The
value of this organization is that it allows smooth muscle cells to contract as much as 80 percent of
their length instead of being limited to less than 30 percent, as occurs in skeletal muscle.
Comparison of Smooth Muscle Contraction and Skeletal Muscle Contraction
Although most skeletal muscles contract and relax rapidly, most smooth muscle contraction is
prolonged tonic contraction, sometimes lasting hours or even days. Therefore, it is to be expected that
both the physical and the chemical characteristics of smooth muscle versus skeletal muscle contraction
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would differ. Following are some of the differences.
Slow Cycling of the Myosin Cross-Bridges
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The rapidity of cycling of the myosin cross-bridges in smooth muscle-that is, their attachment to actin,
then release from the actin, and reattachment for the next cycle-is much slower than in skeletal muscle;
in fact, the frequency is as little as 1/10 to 1/300 that in skeletal muscle. Yet the fraction of time that the
cross-bridges remain attached to the actin filaments, which is a major factor that determines the force
of contraction, is believed to be greatly increased in smooth muscle. A possible reason for the slow
cycling is that the cross-bridge heads have far less ATPase activity than in skeletal muscle, so
degradation of the ATP that energizes the movements of the cross-bridge heads is greatly reduced,
with corresponding slowing of the rate of cycling.
Low Energy Requirement to Sustain Smooth Muscle Contraction
Only 1/10 to 1/300 as much energy is required to sustain the same tension of contraction in smooth
muscle as in skeletal muscle. This, too, is believed to result from the slow attachment and detachment
cycling of the cross-bridges and because only one molecule of ATP is required for each cycle,
regardless of its duration.
This sparsity of energy utilization by smooth muscle is exceedingly important to the overall energy
economy of the body because organs such as the intestines, urinary bladder, gallbladder, and other
viscera often maintain tonic muscle contraction almost indefinitely.
Slowness of Onset of Contraction and Relaxation of the Total Smooth Muscle Tissue
A typical smooth muscle tissue begins to contract 50 to 100 milliseconds after it is excited, reaches full
contraction about 0.5 second later, and then declines in contractile force in another 1 to 2 seconds,
giving a total contraction time of 1 to 3 seconds. This is about 30 times as long as a single contraction
of an average skeletal muscle fiber. But because there are so many types of smooth muscle,
contraction of some types can be as short as 0.2 second or as long as 30 seconds.
The slow onset of contraction of smooth muscle, as well as its prolonged contraction, is caused by the
slowness of attachment and detachment of the cross-bridges with the actin filaments. In addition, the
initiation of contraction in response to calcium ions is much slower than in skeletal muscle, as
discussed later.
Maximum Force of Contraction Is Often Greater in Smooth Muscle Than in Skeletal Muscle
Despite the relatively few myosin filaments in smooth muscle, and despite the slow cycling time of the
cross-bridges, the maximum force of contraction of smooth muscle is often greater than that of skeletal
muscle-as great as 4 to 6 kg/cm2 cross-sectional area for smooth muscle, in comparison with 3 to 4
kilograms for skeletal muscle. This great force of smooth muscle contraction results from the prolonged
period of attachment of the myosin cross-bridges to the actin filaments.
"Latch" Mechanism Facilitates Prolonged Holding of Contractions of Smooth Muscle
Once smooth muscle has developed full contraction, the amount of continuing excitation can usually be
reduced to far less than the initial level yet the muscle maintains its full force of contraction. Further, the
energy consumed to maintain contraction is often minuscule, sometimes as little as 1/300 the energy
required for comparable sustained skeletal muscle contraction. This is called the "latch" mechanism.
The importance of the latch mechanism is that it can maintain prolonged tonic contraction in smooth
muscle for hours with little use of energy. Little continued excitatory signal is required from nerve fibers
or hormonal sources.
Stress-Relaxation of Smooth Muscle
Another important characteristic of smooth muscle, especially the visceral unitary type of smooth
muscle of many hollow organs, is its ability to return to nearly its original force of contraction seconds
or minutes after it has been elongated or shortened. For example, a sudden increase in fluid volume in
the urinary bladder, thus stretching the smooth muscle in the bladder wall, causes an immediate large
increase in pressure in the bladder. However, during the next 15 seconds to a minute or so, despite
continued stretch of the bladder wall, the pressure returns almost exactly back to the original level.
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Then, when the volume is increased by another step, the same effect occurs again.
Conversely, when the volume is suddenly decreased, the pressure falls drastically at first but then rises
in another few seconds or minutes to or near to the original level. These phenomena are called stressrelaxation
and reverse stress-relaxation. Their importance is that, except for short periods of time, they
allow a hollow organ to maintain about the same amount of pressure inside its lumen despite longterm,
large changes in volume.
Regulation of Contraction by Calcium Ions
As is true for skeletal muscle, the initiating stimulus for most smooth muscle contraction is an increase
in intracellular calcium ions. This increase can be caused in different types of smooth muscle by nerve
stimulation of the smooth muscle fiber, hormonal stimulation, stretch of the fiber, or even change in the
chemical environment of the fiber.
Yet smooth muscle does not contain troponin, the regulatory protein that is activated by calcium ions to
cause skeletal muscle contraction. Instead, smooth muscle contraction is activated by an entirely
different mechanism, as follows.
Calcium Ions Combine with Calmodulin to Cause Activation of Myosin Kinase and Phosphorylation of
the Myosin Head
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In place of troponin, smooth muscle cells contain a large amount of another regulatory protein called
calmodulin (Figure 8-3). Although this protein is similar to troponin, it is different in the manner in which
it initiates contraction. Calmodulin does this by activating the myosin cross-bridges. This activation and
subsequent contraction occur in the following sequence:
1. The calcium ions bind with calmodulin.
2. The calmodulin-calcium complex then joins with and activates myosin light chain kinase, a
phosphorylating enzyme.
3. One of the light chains of each myosin head, called the regulatory chain, becomes
phosphorylated in response to this myosin kinase. When this chain is not phosphorylated, the
attachment-detachment cycling of the myosin head with the actin filament does not occur. But
when the regulatory chain is phosphorylated, the head has the capability of binding repetitively
with the actin filament and proceeding through the entire cycling process of intermittent "pulls," the
same as occurs for skeletal muscle, thus causing muscle contraction.
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Figure 8-3 Intracellular calcium ion (Ca++) concentration increases when Ca++ enters the cell through
calcium channels in the cell membrane or the sarcoplasmic reticulum (SR). The Ca++ binds to
calmodulin to form a Ca++-calmodulin complex, which then activates myosin light chain kinase (MLCK).
The MLCK phosphorylates the myosin light chain (MLC) leading to contraction of the smooth muscle.
When Ca++ concentration decreases, due to pumping of Ca++ out of the cell, the process is reversed
and myosin phosphatase removes the phosphate from MLC, leading to relaxation.
Myosin Phosphatase Is Important in Cessation of Contraction
When the calcium ion concentration falls below a critical level, the aforementioned processes
automatically reverse, except for the phosphorylation of the myosin head. Reversal of this requires
another enzyme, myosin phosphatase (see Figure 8-3), located in the cytosol of the smooth muscle
cell, which splits the phosphate from the regulatory light chain. Then the cycling stops and contraction
ceases. The time required for relaxation of muscle contraction, therefore, is determined to a great
extent by the amount of active myosin phosphatase in the cell.
Possible Mechanism for Regulation of the Latch Phenomenon
Because of the importance of the latch phenomenon in smooth muscle, and because this phenomenon
allows long-term maintenance of tone in many smooth muscle organs without much expenditure of
energy, many attempts have been made to explain it. Among the many mechanisms that have been
postulated, one of the simplest is the following.
When the myosin kinase and myosin phosphatase enzymes are both strongly activated, the cycling
frequency of the myosin heads and the velocity of contraction are great. Then, as the activation of the
enzymes decreases, the cycling frequency decreases, but at the same time, the deactivation of these
enzymes allows the myosin heads to remain attached to the actin filament for a longer and longer
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proportion of the cycling period. Therefore, the number of heads attached to the actin filament at any
given time remains large. Because the number of heads attached to the actin determines the static
force of contraction, tension is maintained, or "latched"; yet little energy is used by the muscle because
ATP is not degraded to ADP except on the rare occasion when a head detaches.
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Nervous and Hormonal Control of Smooth Muscle Contraction
Although skeletal muscle fibers are stimulated exclusively by the nervous system, smooth muscle can
be stimulated to contract by multiple types of signals: by nervous signals, by hormonal stimulation, by
stretch of the muscle, and in several other ways. The principal reason for the difference is that the
smooth muscle membrane contains many types of receptor proteins that can initiate the contractile
process. Still other receptor proteins inhibit smooth muscle contraction, which is another difference
from skeletal muscle. Therefore, in this section, we discuss nervous control of smooth muscle
contraction, followed by hormonal control and other means of control.
Neuromuscular Junctions of Smooth Muscle
Physiologic Anatomy of Smooth Muscle Neuromuscular Junctions
Figure 8-4 Innervation of smooth muscle.
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Neuromuscular junctions of the highly structured type found on skeletal muscle fibers do not occur in
smooth muscle. Instead, the autonomic nerve fibers that innervate smooth muscle generally branch
diffusely on top of a sheet of muscle fibers, as shown in Figure 8-4. In most instances, these fibers do
not make direct contact with the smooth muscle fiber cell membranes but instead form so-called diffuse
junctions that secrete their transmitter substance into the matrix coating of the smooth muscle often a
few nanometers to a few micrometers away from the muscle cells; the transmitter substance then
diffuses to the cells. Furthermore, where there are many layers of muscle cells, the nerve fibers often
innervate only the outer layer. Muscle excitation travels from this outer layer to the inner layers by
action potential conduction in the muscle mass or by additional diffusion of the transmitter substance.
The axons that innervate smooth muscle fibers do not have typical branching end feet of the type in the
motor end plate on skeletal muscle fibers. Instead, most of the fine terminal axons have multiple
varicosities distributed along their axes. At these points the Schwann cells that envelop the axons are
interrupted so that transmitter substance can be secreted through the walls of the varicosities. In the
varicosities are vesicles similar to those in the skeletal muscle end plate that contain transmitter
substance. But in contrast to the vesicles of skeletal muscle junctions, which always contain
acetylcholine, the vesicles of the autonomic nerve fiber endings contain acetylcholine in some fibers
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and norepinephrine in others-and occasionally other substances as well.
In a few instances, particularly in the multi-unit type of smooth muscle, the varicosities are separated
from the muscle cell membrane by as little as 20 to 30 nanometers-the same width as the synaptic cleft
that occurs in the skeletal muscle junction. These are called contact junctions, and they function in
much the same way as the skeletal muscle neuromuscular junction; the rapidity of contraction of these
smooth muscle fibers is considerably faster than that of fibers stimulated by the diffuse junctions.
Excitatory and Inhibitory Transmitter Substances Secreted at the Smooth Muscle Neuromuscular
Junction
The most important transmitter substances secreted by the autonomic nerves innervating smooth
muscle are acetylcholine and norepinephrine, but they are never secreted by the same nerve fibers.
Acetylcholine is an excitatory transmitter substance for smooth muscle fibers in some organs but an
inhibitory transmitter for smooth muscle in other organs. When acetylcholine excites a muscle fiber,
norepinephrine ordinarily inhibits it. Conversely, when acetylcholine inhibits a fiber, norepinephrine
usually excites it.
But why are these responses different? The answer is that both acetylcholine and norepinephrine
excite or inhibit smooth muscle by first binding with a receptor protein on the surface of the muscle cell
membrane. Some of the receptor proteins are excitatory receptors, whereas others are inhibitory
receptors. Thus, the type of receptor determines whether the smooth muscle is inhibited or excited and
also determines which of the two transmitters, acetylcholine or norepinephrine, is effective in causing
the excitation or inhibition. These receptors are discussed in more detail in Chapter 60 in relation to
function of the autonomic nervous system.
Membrane Potentials and Action Potentials in Smooth Muscle
Membrane Potentials in Smooth Muscle
The quantitative voltage of the membrane potential of smooth muscle depends on the momentary
condition of the muscle. In the normal resting state, the intracellular potential is usually about -50 to -60
millivolts, which is about 30 millivolts less negative than in skeletal muscle.
Action Potentials in Unitary Smooth Muscle
Action potentials occur in unitary smooth muscle (such as visceral muscle) in the same way that they
occur in skeletal muscle. They do not normally occur in most multi-unit types of smooth muscle, as
discussed in a subsequent section.
The action potentials of visceral smooth muscle occur in one of two forms: (1) spike potentials or (2)
action potentials with plateaus.
Spike Potentials
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Figure 8-5 A, Typical smooth muscle action potential (spike potential) elicited by an external stimulus.
B, Repetitive spike potentials, elicited by slow rhythmical electrical waves that occur spontaneously in
the smooth muscle of the intestinal wall. C, Action potential with a plateau, recorded from a smooth
muscle fiber of the uterus.
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Typical spike action potentials, such as those seen in skeletal muscle, occur in most types of unitary
smooth muscle. The duration of this type of action potential is 10 to 50 milliseconds, as shown in
Figure 8-5A. Such action potentials can be elicited in many ways, for example, by electrical stimulation,
by the action of hormones on the smooth muscle, by the action of transmitter substances from nerve
fibers, by stretch, or as a result of spontaneous generation in the muscle fiber itself, as discussed
subsequently.
Action Potentials with Plateaus
Figure 8-5C shows a smooth muscle action potential with a plateau. The onset of this action potential
is similar to that of the typical spike potential. However, instead of rapid repolarization of the muscle
fiber membrane, the repolarization is delayed for several hundred to as much as 1000 milliseconds (1
second). The importance of the plateau is that it can account for the prolonged contraction that occurs
in some types of smooth muscle, such as the ureter, the uterus under some conditions, and certain
types of vascular smooth muscle. (Also, this is the type of action potential seen in cardiac muscle fibers
that have a prolonged period of contraction, as discussed in Chapters 9 and 10.)
Calcium Channels Are Important in Generating the Smooth Muscle Action Potential
The smooth muscle cell membrane has far more voltage-gated calcium channels than does skeletal
muscle but few voltage-gated sodium channels. Therefore, sodium participates little in the generation
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of the action potential in most smooth muscle. Instead, flow of calcium ions to the interior of the fiber is
mainly responsible for the action potential. This occurs in the same self-regenerative way as occurs for
the sodium channels in nerve fibers and in skeletal muscle fibers. However, the calcium channels open
many times more slowly than do sodium channels, and they also remain open much longer. This
accounts in large measure for the prolonged plateau action potentials of some smooth muscle fibers.
Another important feature of calcium ion entry into the cells during the action potential is that the
calcium ions act directly on the smooth muscle contractile mechanism to cause contraction. Thus, the
calcium performs two tasks at once.
Slow Wave Potentials in Unitary Smooth Muscle Can Lead to Spontaneous Generation of Action
Potentials
Some smooth muscle is self-excitatory. That is, action potentials arise within the smooth muscle cells
themselves without an extrinsic stimulus. This is often associated with a basic slow wave rhythm of the
membrane potential. A typical slow wave in a visceral smooth muscle of the gut is shown in Figure 8-
5B. The slow wave itself is not the action potential. That is, it is not a self-regenerative process that
spreads progressively over the membranes of the muscle fibers. Instead, it is a local property of the
smooth muscle fibers that make up the muscle mass.
The cause of the slow wave rhythm is unknown. One suggestion is that the slow waves are caused by
waxing and waning of the pumping of positive ions (presumably sodium ions) outward through the
muscle fiber membrane; that is, the membrane potential becomes more negative when sodium is
pumped rapidly and less negative when the sodium pump becomes less active. Another suggestion is
that the conductances of the ion channels increase and decrease rhythmically.
The importance of the slow waves is that, when they are strong enough, they can initiate action
potentials. The slow waves themselves cannot cause muscle contraction. However, when the peak of
the negative slow wave potential inside the cell membrane rises in the positive direction from -60 to
about -35 millivolts (the approximate threshold for eliciting action potentials in most visceral smooth
muscle), an action potential develops and spreads over the muscle mass and contraction occurs.
Figure 8-5B demonstrates this effect, showing that at each peak of the slow wave, one or more action
potentials occur. These repetitive sequences of action potentials elicit rhythmical contraction of the
smooth muscle mass. Therefore, the slow waves are called pacemaker waves. In Chapter 62, we see
that this type of pacemaker activity controls the rhythmical contractions of the gut.
Excitation of Visceral Smooth Muscle by Muscle Stretch
When visceral (unitary) smooth muscle is stretched sufficiently, spontaneous action potentials are
usually generated. They result from a combination of (1) the normal slow wave potentials and (2)
decrease in overall negativity of the membrane potential caused by the stretch itself. This response to
stretch allows the gut wall, when excessively stretched, to contract automatically and rhythmically. For
instance, when the gut is overfilled by intestinal contents, local automatic contractions often set up
peristaltic waves that move the contents away from the overfilled intestine, usually in the direction of
the anus.
Depolarization of Multi-Unit Smooth Muscle Without Action Potentials
The smooth muscle fibers of multi-unit smooth muscle (such as the muscle of the iris of the eye or the
piloerector muscle of each hair) normally contract mainly in response to nerve stimuli. The nerve
endings secrete acetylcholine in the case of some multi-unit smooth muscles and norepinephrine in the
case of others. In both instances, the transmitter substances cause depolarization of the smooth
muscle membrane, and this in turn elicits contraction. Action potentials usually do not develop; the
reason is that the fibers are too small to generate an action potential. (When action potentials are
elicited in visceral unitary smooth muscle, 30 to 40 smooth muscle fibers must depolarize
simultaneously before a self-propagating action potential ensues.) Yet in small smooth muscle cells,
even without an action potential, the local depolarization (called the junctional potential ) caused by the
nerve transmitter substance itself spreads "electrotonically" over the entire fiber and is all that is
necessary to cause muscle contraction.
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Effect of Local Tissue Factors and Hormones to Cause Smooth Muscle Contraction Without Action
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Potentials
Probably half of all smooth muscle contraction is initiated by stimulatory factors acting directly on the
smooth muscle contractile machinery and without action potentials. Two types of non-nervous and
nonaction potential stimulating factors often involved are (1) local tissue chemical factors and (2)
various hormones.
Smooth Muscle Contraction in Response to Local Tissue Chemical Factors
In Chapter 17, we discuss control of contraction of the arterioles, meta-arterioles, and precapillary
sphincters. The smallest of these vessels have little or no nervous supply. Yet the smooth muscle is
highly contractile, responding rapidly to changes in local chemical conditions in the surrounding
interstitial fluid.
In the normal resting state, many of these small blood vessels remain contracted. But when extra blood
flow to the tissue is necessary, multiple factors can relax the vessel wall, thus allowing for increased
flow. In this way, a powerful local feedback control system controls the blood flow to the local tissue
area. Some of the specific control factors are as follows:
1. Lack of oxygen in the local tissues causes smooth muscle relaxation and, therefore,
vasodilatation.
2. Excess carbon dioxide causes vasodilatation.
3. Increased hydrogen ion concentration causes vasodilatation.
Adenosine, lactic acid, increased potassium ions, diminished calcium ion concentration, and increased
body temperature can all cause local vasodilatation.
Effects of Hormones on Smooth Muscle Contraction
Many circulating hormones in the blood affect smooth muscle contraction to some degree, and some
have profound effects. Among the more important of these are norepinephrine, epinephrine,
acetylcholine, angiotensin, endothelin, vasopressin, oxytocin, serotonin, and histamine.
A hormone causes contraction of a smooth muscle when the muscle cell membrane contains hormonegated
excitatory receptors for the respective hormone. Conversely, the hormone causes inhibition if
the membrane contains inhibitory receptors for the hormone rather than excitatory receptors.
Mechanisms of Smooth Muscle Excitation or Inhibition by Hormones or Local Tissue Factors
Some hormone receptors in the smooth muscle membrane open sodium or calcium ion channels and
depolarize the membrane, the same as after nerve stimulation. Sometimes action potentials result, or
action potentials that are already occurring may be enhanced. In other cases, depolarization occurs
without action potentials and this depolarization allows calcium ion entry into the cell, which promotes
the contraction.
Inhibition, in contrast, occurs when the hormone (or other tissue factor) closes the sodium and calcium
channels to prevent entry of these positive ions; inhibition also occurs if the normally closed potassium
channels are opened, allowing positive potassium ions to diffuse out of the cell. Both of these actions
increase the degree of negativity inside the muscle cell, a state called hyperpolarization, which
strongly inhibits muscle contraction.
Sometimes smooth muscle contraction or inhibition is initiated by hormones without directly causing
any change in the membrane potential. In these instances, the hormone may activate a membrane
receptor that does not open any ion channels but instead causes an internal change in the muscle
fiber, such as release of calcium ions from the intracellular sarcoplasmic reticulum; the calcium then
induces contraction. To inhibit contraction, other receptor mechanisms are known to activate the
enzyme adenylate cyclase or guanylate cyclase in the cell membrane; the portions of the receptors
that protrude to the interior of the cells are coupled to these enzymes, causing the formation of cyclic
adenosine monophosphate (cAMP) or cyclic guanosine monophosphate (cGMP), so-called second
messengers. The cAMP or cGMP has many effects, one of which is to change the degree of
phosphorylation of several enzymes that indirectly inhibit contraction. The pump that moves calcium
ions from the sarcoplasm into the sarcoplasmic reticulum is activated, as well as the cell membrane
pump that moves calcium ions out of the cell itself; these effects reduce the calcium ion concentration
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in the sarcoplasm, thereby inhibiting contraction.
Smooth muscles have considerable diversity in how they initiate contraction or relaxation in response
to different hormones, neurotransmitters, and other substances. In some instances, the same
substance may cause either relaxation or contraction of smooth muscles in different locations. For
example, norepinephrine inhibits contraction of smooth muscle in the intestine but stimulates
contraction of smooth muscle in blood vessels.
Source of Calcium Ions That Cause Contraction Through the Cell Membrane and from the
Sarcoplasmic Reticulum
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Although the contractile process in smooth muscle, as in skeletal muscle, is activated by calcium ions,
the source of the calcium ions differs. An important difference is that the sarcoplasmic reticulum, which
provides virtually all the calcium ions for skeletal muscle contraction, is only slightly developed in most
smooth muscle. Instead, most of the calcium ions that cause contraction enter the muscle cell from the
extracellular fluid at the time of the action potential or other stimulus. That is, the concentration of
calcium ions in the extracellular fluid is greater than 10-3 molar, in comparison with less than 10-7
molar inside the smooth muscle cell; this causes rapid diffusion of the calcium ions into the cell from the
extracellular fluid when the calcium channels open. The time required for this diffusion to occur
averages 200 to 300 milliseconds and is called the latent period before contraction begins. This latent
period is about 50 times as great for smooth muscle as for skeletal muscle contraction.
Role of the Smooth Muscle Sarcoplasmic Reticulum
Figure 8-6 shows a few slightly developed sarcoplasmic tubules that lie near the cell membrane in
some larger smooth muscle cells. Small invaginations of the cell membrane, called caveolae, abut the
surfaces of these tubules. The caveolae suggest a rudimentary analog of the transverse tubule system
of skeletal muscle. When an action potential is transmitted into the caveolae, this is believed to excite
calcium ion release from the abutting sarcoplasmic tubules in the same way that action potentials in
skeletal muscle transverse tubules cause release of calcium ions from the skeletal muscle longitudinal
sarcoplasmic tubules. In general, the more extensive the sarcoplasmic reticulum in the smooth muscle
fiber, the more rapidly it contracts.
Smooth Muscle Contraction Is Dependent on Extracellular Calcium Ion Concentration
Although changing the extracellular fluid calcium ion concentration from normal has little effect on the
force of contraction of skeletal muscle, this is not true for most smooth muscle. When the extracellular
fluid calcium ion concentration falls to about 1/3 to 1/10 normal, smooth muscle contraction usually
ceases. Therefore, the force of contraction of smooth muscle is usually highly dependent on
extracellular fluid calcium ion concentration.
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Figure 8-6 Sarcoplasmic tubules in a large smooth muscle fiber showing their relation to invaginations
in the cell membrane called caveolae.
A Calcium Pump Is Required to Cause Smooth Muscle Relaxation
To cause relaxation of smooth muscle after it has contracted, the calcium ions must be removed from
the intracellular fluids. This removal is achieved by a calcium pump that pumps calcium ions out of the
smooth muscle fiber back into the extracellular fluid, or into a sarcoplasmic reticulum, if it is present.
This pump is slow-acting in comparison with the fast-acting sarcoplasmic reticulum pump in skeletal
muscle. Therefore, a single smooth muscle contraction often lasts for seconds rather than hundredths
to tenths of a second, as occurs for skeletal muscle.
Bibliography
Also see references for Chapters 5 and 6.
Andersson KE, Arner A: Pharmacology of the lower urinary tract: basis for current and future
treatments of urinary incontinence, Physiol Rev 84:935, 2004.
Berridge MJ: Smooth muscle cell calcium activation mechanisms, J Physiol 586:5047, 2008.
Blaustein MP, Lederer WJ: Sodium/calcium exchange: its physiological implications, Physiol Rev
79:763, 1999.
Cheng H, Lederer WJ: Calcium sparks, Physiol Rev 88:1491, 2008.
Davis MJ, Hill MA: Signaling mechanisms underlying the vascular myogenic response, Physiol Rev
79:387, 1999.
Drummond HA, Grifoni SC, Jernigan NLA: New trick for an old dogma: ENaC proteins as
mechanotransducers in vascular smooth muscle, Physiology (Bethesda) 23:23, 2008.
Harnett KM, Biancani P: Calcium-dependent and calcium-independent contractions in smooth
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muscles, Am J Med 115(Suppl 3A):24S, 2003.
Hilgers RH, Webb RC: Molecular aspects of arterial smooth muscle contraction: focus on Rho, Exp
Biol Med (Maywood) 230:829, 2005.
House SJ, Potier M, Bisaillon J, Singer HA, Trebak M: The non-excitable smooth muscle: calcium
signaling and phenotypic switching during vascular disease, Pflugers Arch 456:769, 2008.
Huizinga JD, Lammers WJ: Gut peristalsis is governed by a multitude of cooperating mechanisms,
Am J Physiol Gastrointest Liver Physiol 296:G1, 2009.
Kuriyama H, Kitamura K, Itoh T, Inoue R: Physiological features of visceral smooth muscle cells, with
special reference to receptors and ion channels, Physiol Rev 78:811, 1998.
Morgan KG, Gangopadhyay SS: Cross-bridge regulation by thin filament-associated proteins, J Appl
Physiol 91:953, 2001.
Somlyo AP, Somlyo AV: Ca2+ sensitivity of smooth muscle and nonmuscle myosin II: modulated by G
proteins, kinases, and myosin phosphatase, Physiol Rev 83:1325, 2003.
Stephens NL: Airway smooth muscle, Lung 179:333, 2001.
Touyz RM: Transient receptor potential melastatin 6 and 7 channels, magnesium transport, and
vascular biology: implications in hypertension, Am J Physiol Heart Circ Physiol 294:H1103, 2008.
Walker JS, Wingard CJ, Murphy RA: Energetics of crossbridge phosphorylation and contraction in
vascular smooth muscle, Hypertension 23:1106, 1994.
Wamhoff BR, Bowles DK, Owens GK: Excitation-transcription coupling in arterial smooth muscle,
Circ Res 98:868, 2006.
Webb RC: Smooth muscle contraction and relaxation, Adv Physiol Educ 27:201, 2003.
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UNIT III The Heart
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9 Cardiac Muscle; The Heart as a Pump and Function of the Heart Valves
With this chapter we begin discussion of the heart and circulatory system. The heart, shown in Figure
9-1, is actually two separate pumps: a right heart that pumps blood through the lungs, and a left heart
that pumps blood through the peripheral organs. In turn, each of these hearts is a pulsatile twochamber
pump composed of an atrium and a ventricle. Each atrium is a weak primer pump for the
ventricle, helping to move blood into the ventricle. The ventricles then supply the main pumping force
that propels the blood either (1) through the pulmonary circulation by the right ventricle or (2) through
the peripheral circulation by the left ventricle.
Special mechanisms in the heart cause a continuing succession of heart contractions called cardiac
rhythmicity, transmitting action potentials throughout the cardiac muscle to cause the heart's rhythmical
beat. This rhythmical control system is explained in Chapter 10. In this chapter, we explain how the
heart operates as a pump, beginning with the special features of cardiac muscle itself.
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Physiology of Cardiac Muscle
The heart is composed of three major types of cardiac muscle: atrial muscle, ventricular muscle, and
specialized excitatory and conductive muscle fibers. The atrial and ventricular types of muscle contract
in much the same way as skeletal muscle, except that the duration of contraction is much longer. The
specialized excitatory and conductive fibers, however, contract only feebly because they contain few
contractile fibrils; instead, they exhibit either automatic rhythmical electrical discharge in the form of
action potentials or conduction of the action potentials through the heart, providing an excitatory
system that controls the rhythmical beating of the heart.
Physiologic Anatomy of Cardiac Muscle
Figure 9-2 shows the histology of cardiac muscle, demonstrating cardiac muscle fibers arranged in a
latticework, with the fibers dividing, recombining, and then spreading again. One also notes
immediately from this figure that cardiac muscle is striated in the same manner as in skeletal muscle.
Further, cardiac muscle has typical myofibrils that contain actin and myosin filaments almost identical
to those found in skeletal muscle; these filaments lie side by side and slide along one another during
contraction in the same manner as occurs in skeletal muscle (see Chapter 6). But in other ways,
cardiac muscle is quite different from skeletal muscle, as we shall see.
Cardiac Muscle as a Syncytium
The dark areas crossing the cardiac muscle fibers in Figure 9-2 are called intercalated discs; they are
actually cell membranes that separate individual cardiac muscle cells from one another. That is, cardiac
muscle fibers are made up of many individual cells connected in series and in parallel with one another.
Figure 9-1 Structure of the heart, and course of blood flow through the heart chambers and heart
valves.
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Figure 9-2 "Syncytial," interconnecting nature of cardiac muscle fibers.
At each intercalated disc the cell membranes fuse with one another in such a way that they form
permeable "communicating" junctions (gap junctions) that allow rapid diffusion of ions. Therefore, from
a functional point of view, ions move with ease in the intracellular fluid along the longitudinal axes of
the cardiac muscle fibers so that action potentials travel easily from one cardiac muscle cell to the next,
past the intercalated discs. Thus, cardiac muscle is a syncytium of many heart muscle cells in which
the cardiac cells are so interconnected that when one of these cells becomes excited, the action
potential spreads to all of them, from cell to cell throughout the latticework interconnections.
The heart actually is composed of two syncytiums: the atrial syncytium, which constitutes the walls of
the two atria, and the ventricular syncytium, which constitutes the walls of the two ventricles. The atria
are separated from the ventricles by fibrous tissue that surrounds the atrioventricular (A-V) valvular
openings between the atria and ventricles. Normally, potentials are not conducted from the atrial
syncytium into the ventricular syncytium directly through this fibrous tissue. Instead, they are conducted
only by way of a specialized conductive system called the A-V bundle, a bundle of conductive fibers
several millimeters in diameter that is discussed in detail in Chapter 10.
This division of the muscle of the heart into two functional syncytiums allows the atria to contract a
short time ahead of ventricular contraction, which is important for effectiveness of heart pumping.
Action Potentials in Cardiac Muscle
The action potential recorded in a ventricular muscle fiber, shown in Figure 9-3, averages about 105
millivolts, which means that the intracellular potential rises from a very negative value, about -85
millivolts, between beats to a slightly positive value, about +20 millivolts, during each beat. After the
initial spike, the membrane remains depolarized for about 0.2 second, exhibiting a plateau as shown in
the figure, followed at the end of the plateau by abrupt repolarization. The presence of this plateau in
the action potential causes ventricular contraction to last as much as 15 times as long in cardiac
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muscle as in skeletal muscle.
What Causes the Long Action Potential and the Plateau?
Figure 9-3 Rhythmical action potentials (in millivolts) from a Purkinje fiber and from a ventricular muscle
fiber, recorded by means of microelectrodes.
At this point, we address the questions: Why is the action potential of cardiac muscle so long and why
does it have a plateau, whereas that of skeletal muscle does not? The basic biophysical answers to
these questions were presented in Chapter 5, but they merit summarizing here as well.
At least two major differences between the membrane properties of cardiac and skeletal muscle
account for the prolonged action potential and the plateau in cardiac muscle. First, the action potential
of skeletal muscle is caused almost entirely by sudden opening of large numbers of so-called fast
sodium channels that allow tremendous numbers of sodium ions to enter the skeletal muscle fiber from
the extracellular fluid. These channels are called "fast" channels because they remain open for only a
few thousandths of a second and then abruptly close. At the end of this closure, repolarization occurs,
and the action potential is over within another thousandth of a second or so.
In cardiac muscle, the action potential is caused by opening of two types of channels: (1) the same
fast sodium channels as those in skeletal muscle and (2) another entirely different population of slow
calcium channels, which are also called calcium-sodium channels. This second population of
channels differs from the fast sodium channels in that they are slower to open and, even more
important, remain open for several tenths of a second. During this time, a large quantity of both calcium
and sodium ions flows through these channels to the interior of the cardiac muscle fiber, and this
maintains a prolonged period of depolarization, causing the plateau in the action potential. Further, the
calcium ions that enter during this plateau phase activate the muscle contractile process, while the
calcium ions that cause skeletal muscle contraction are derived from the intracellular sarcoplasmic
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reticulum.
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The second major functional difference between cardiac muscle and skeletal muscle that helps
account for both the prolonged action potential and its plateau is this: Immediately after the onset of the
action potential, the permeability of the cardiac muscle membrane for potassium ions decreases about
fivefold, an effect that does not occur in skeletal muscle. This decreased potassium permeability may
result from the excess calcium influx through the calcium channels just noted. Regardless of the cause,
the decreased potassium permeability greatly decreases the outflux of positively charged potassium
ions during the action potential plateau and thereby prevents early return of the action potential voltage
to its resting level. When the slow calcium-sodium channels do close at the end of 0.2 to 0.3 second
and the influx of calcium and sodium ions ceases, the membrane permeability for potassium ions also
increases rapidly; this rapid loss of potassium from the fiber immediately returns the membrane
potential to its resting level, thus ending the action potential.
Integration link: Calcium channel blockers
Taken from Clinical Pharmacology 10E
Velocity of Signal Conduction in Cardiac Muscle
The velocity of conduction of the excitatory action potential signal along both atrial and ventricular
muscle fibers is about 0.3 to 0.5 m/sec, or about 1/250 the velocity in very large nerve fibers and about
1/10 the velocity in skeletal muscle fibers. The velocity of conduction in the specialized heart
conductive system-in the Purkinje fibers-is as great as 4 m/sec in most parts of the system, which
allows reasonably rapid conduction of the excitatory signal to the different parts of the heart, as
explained in Chapter 10.
Refractory Period of Cardiac Muscle
Cardiac muscle, like all excitable tissue, is refractory to restimulation during the action potential.
Therefore, the refractory period of the heart is the interval of time, as shown to the left in Figure 9-4,
during which a normal cardiac impulse cannot re-excite an already excited area of cardiac muscle. The
normal refractory period of the ventricle is 0.25 to 0.30 second, which is about the duration of the
prolonged plateau action potential. There is an additional relative refractory period of about 0.05
second during which the muscle is more difficult than normal to excite but nevertheless can be excited
by a very strong excitatory signal, as demonstrated by the early "premature" contraction in the second
example of Figure 9-4. The refractory period of atrial muscle is much shorter than that for the ventricles
(about 0.15 second for the atria compared with 0.25 to 0.30 second for the ventricles).
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Figure 9-4 Force of ventricular heart muscle contraction, showing also duration of the refractory period
and relative refractory period, plus the effect of premature contraction. Note that premature
contractions do not cause wave summation, as occurs in skeletal muscle.
Excitation-Contraction Coupling-Function of Calcium Ions and the Transverse Tubules
The term "excitation-contraction coupling" refers to the mechanism by which the action potential causes
the myofibrils of muscle to contract. This was discussed for skeletal muscle in Chapter 7. Once again,
there are differences in this mechanism in cardiac muscle that have important effects on the
characteristics of heart muscle contraction.
As is true for skeletal muscle, when an action potential passes over the cardiac muscle membrane, the
action potential spreads to the interior of the cardiac muscle fiber along the membranes of the
transverse (T) tubules. The T tubule action potentials in turn act on the membranes of the longitudinal
sarcoplasmic tubules to cause release of calcium ions into the muscle sarcoplasm from the
sarcoplasmic reticulum. In another few thousandths of a second, these calcium ions diffuse into the
myofibrils and catalyze the chemical reactions that promote sliding of the actin and myosin filaments
along one another; this produces the muscle contraction.
Thus far, this mechanism of excitation-contraction coupling is the same as that for skeletal muscle, but
there is a second effect that is quite different. In addition to the calcium ions that are released into the
sarcoplasm from the cisternae of the sarcoplasmic reticulum, calcium ions also diffuse into the
sarcoplasm from the T tubules themselves at the time of the action potential, which opens voltagedependent
calcium channels in the membrane of the T tubule (Figure 9-5). Calcium entering the cell
then activates calcium release channels, also called ryanodine receptor channels, in the sarcoplasmic
reticulum membrane, triggering the release of calcium into the sarcoplasm. Calcium ions in the
sarcoplasm then interact with troponin to initiate cross-bridge formation and contraction by the same
basic mechanism as described for skeletal muscle in Chapter 6.
Without the calcium from the T tubules, the strength of cardiac muscle contraction would be reduced
considerably because the sarcoplasmic reticulum of cardiac muscle is less well developed than that of
skeletal muscle and does not store enough calcium to provide full contraction. The T tubules of cardiac
muscle, however, have a diameter 5 times as great as that of the skeletal muscle tubules, which means
a volume 25 times as great. Also, inside the T tubules is a large quantity of mucopolysaccharides that
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are electronegatively charged and bind an abundant store of calcium ions, keeping these always
available for diffusion to the interior of the cardiac muscle fiber when a T tubule action potential
appears.
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Figure 9-5 Mechanisms of excitation-contraction coupling and relaxation in cardiac muscle.
The strength of contraction of cardiac muscle depends to a great extent on the concentration of
calcium ions in the extracellular fluids. In fact, a heart placed in a calcium-free solution will quickly stop
beating. The reason for this is that the openings of the T tubules pass directly through the cardiac
muscle cell membrane into the extracellular spaces surrounding the cells, allowing the same
extracellular fluid that is in the cardiac muscle interstitium to percolate through the T tubules as well.
Consequently, the quantity of calcium ions in the T tubule system (i.e., the availability of calcium ions to
cause cardiac muscle contraction) depends to a great extent on the extracellular fluid calcium ion
concentration.
In contrast, the strength of skeletal muscle contraction is hardly affected by moderate changes in
extracellular fluid calcium concentration because skeletal muscle contraction is caused almost entirely
by calcium ions released from the sarcoplasmic reticulum inside the skeletal muscle fiber.
At the end of the plateau of the cardiac action potential, the influx of calcium ions to the interior of the
muscle fiber is suddenly cut off, and the calcium ions in the sarcoplasm are rapidly pumped back out of
the muscle fibers into both the sarcoplasmic reticulum and the T tubule-extracellular fluid space.
Transport of calcium back into the sarcoplasmic reticulum is achieved with the help of a calcium-
ATPase pump (see Figure 9-5). Calcium ions are also removed from the cell by a sodium-calcium
exchanger. The sodium that enters the cell during this exchange is then transported out of the cell by
the sodium-potassium ATPase pump. As a result, the contraction ceases until a new action potential
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comes along.
Duration of Contraction
Cardiac muscle begins to contract a few milliseconds after the action potential begins and continues to
contract until a few milliseconds after the action potential ends. Therefore, the duration of contraction
of cardiac muscle is mainly a function of the duration of the action potential, including the plateauabout
0.2 second in atrial muscle and 0.3 second in ventricular muscle.
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Cardiac Cycle
The cardiac events that occur from the beginning of one heartbeat to the beginning of the next are
called the cardiac cycle. Each cycle is initiated by spontaneous generation of an action potential in the
sinus node, as explained in Chapter 10. This node is located in the superior lateral wall of the right
atrium near the opening of the superior vena cava, and the action potential travels from here rapidly
through both atria and then through the A-V bundle into the ventricles. Because of this special
arrangement of the conducting system from the atria into the ventricles, there is a delay of more than
0.1 second during passage of the cardiac impulse from the atria into the ventricles. This allows the
atria to contract ahead of ventricular contraction, thereby pumping blood into the ventricles before the
strong ventricular contraction begins. Thus, the atria act as primer pumps for the ventricles, and the
ventricles in turn provide the major source of power for moving blood through the body's vascular
system.
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Diastole and Systole
The cardiac cycle consists of a period of relaxation called diastole, during which the heart fills with
blood, followed by a period of contraction called systole.
The total duration of the cardiac cycle, including systole and diastole, is the reciprocal of the heart
rate. For example, if heart rate is 72 beats/min, the duration of the cardiac cycle is 1/72 beats/minabout
0.0139 minutes per beat, or 0.833 second per beat.
Figure 9-6 shows the different events during the cardiac cycle for the left side of the heart. The top
three curves show the pressure changes in the aorta, left ventricle, and left atrium, respectively. The
fourth curve depicts the changes in left ventricular volume, the fifth the electrocardiogram, and the sixth
a phonocardiogram, which is a recording of the sounds produced by the heart-mainly by the heart
valves-as it pumps. It is especially important that the reader study in detail this figure and understand
the causes of all the events shown.
Effect of Heart Rate on Duration of Cardiac Cycle
When heart rate increases, the duration of each cardiac cycle decreases, including the contraction and
relaxation phases. The duration of the action potential and the period of contraction (systole) also
decrease, but not by as great a percentage as does the relaxation phase (diastole). At a normal heart
rate of 72 beats/min, systole comprises about 0.4 of the entire cardiac cycle. At three times the normal
heart rate, systole is about 0.65 of the entire cardiac cycle. This means that the heart beating at a very
fast rate does not remain relaxed long enough to allow complete filling of the cardiac chambers before
the next contraction.
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Figure 9-6 Events of the cardiac cycle for left ventricular function, showing changes in left atrial
pressure, left ventricular pressure, aortic pressure, ventricular volume, the electrocardiogram, and the
phonocardiogram.
Relationship of the Electrocardiogram to the Cardiac Cycle
The electrocardiogram in Figure 9-6 shows the P, Q, R, S, and T waves, which are discussed in
Chapters 11, 12, and 13. They are electrical voltages generated by the heart and recorded by the
electrocardiograph from the surface of the body.
The P wave is caused by spread of depolarization through the atria, and this is followed by atrial
contraction, which causes a slight rise in the atrial pressure curve immediately after the
electrocardiographic P wave.
About 0.16 second after the onset of the P wave, the QRS waves appear as a result of electrical
depolarization of the ventricles, which initiates contraction of the ventricles and causes the ventricular
pressure to begin rising, as also shown in the figure. Therefore, the QRS complex begins slightly
before the onset of ventricular systole.
Finally, one observes the ventricular T wave in the electrocardiogram. This represents the stage of
repolarization of the ventricles when the ventricular muscle fibers begin to relax. Therefore, the T wave
occurs slightly before the end of ventricular contraction.
Function of the Atria as Primer Pumps
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Blood normally flows continually from the great veins into the atria; about 80 percent of the blood flows
directly through the atria into the ventricles even before the atria contract. Then, atrial contraction
usually causes an additional 20 percent filling of the ventricles. Therefore, the atria simply function as
primer pumps that increase the ventricular pumping effectiveness as much as 20 percent. However, the
heart can continue to operate under most conditions even without this extra 20 percent effectiveness
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because it normally has the capability of pumping 300 to 400 percent more blood than is required by
the resting body. Therefore, when the atria fail to function, the difference is unlikely to be noticed
unless a person exercises; then acute signs of heart failure occasionally develop, especially shortness
of breath.
Pressure Changes in the Atria-a, c, and v Waves
In the atrial pressure curve of Figure 9-6, three minor pressure elevations, called the a, c, and v atrial
pressure waves, are noted.
The a wave is caused by atrial contraction. Ordinarily, the right atrial pressure increases 4 to 6 mm Hg
during atrial contraction, and the left atrial pressure increases about 7 to 8 mm Hg.
The c wave occurs when the ventricles begin to contract; it is caused partly by slight backflow of blood
into the atria at the onset of ventricular contraction but mainly by bulging of the A-V valves backward
toward the atria because of increasing pressure in the ventricles.
The v wave occurs toward the end of ventricular contraction; it results from slow flow of blood into the
atria from the veins while the A-V valves are closed during ventricular contraction. Then, when
ventricular contraction is over, the A-V valves open, allowing this stored atrial blood to flow rapidly into
the ventricles and causing the v wave to disappear.
Function of the Ventricles as Pumps
Filling of the Ventricles During Diastole
During ventricular systole, large amounts of blood accumulate in the right and left atria because of the
closed A-V valves. Therefore, as soon as systole is over and the ventricular pressures fall again to their
low diastolic values, the moderately increased pressures that have developed in the atria during
ventricular systole immediately push the A-V valves open and allow blood to flow rapidly into the
ventricles, as shown by the rise of the left ventricular volume curve in Figure 9-6. This is called the
period of rapid filling of the ventricles.
The period of rapid filling lasts for about the first third of diastole. During the middle third of diastole,
only a small amount of blood normally flows into the ventricles; this is blood that continues to empty
into the atria from the veins and passes through the atria directly into the ventricles.
During the last third of diastole, the atria contract and give an additional thrust to the inflow of blood
into the ventricles; this accounts for about 20 percent of the filling of the ventricles during each heart
cycle.
Emptying of the Ventricles During Systole
Period of Isovolumic (Isometric) Contraction
Immediately after ventricular contraction begins, the ventricular pressure rises abruptly, as shown in
Figure 9-6, causing the A-V valves to close. Then an additional 0.02 to 0.03 second is required for the
ventricle to build up sufficient pressure to push the semilunar (aortic and pulmonary) valves open
against the pressures in the aorta and pulmonary artery. Therefore, during this period, contraction is
occurring in the ventricles, but there is no emptying. This is called the period of isovolumic or isometric
contraction, meaning that tension is increasing in the muscle but little or no shortening of the muscle
fibers is occurring.
Period of Ejection
When the left ventricular pressure rises slightly above 80 mm Hg (and the right ventricular pressure
slightly above 8 mm Hg), the ventricular pressures push the semilunar valves open. Immediately, blood
begins to pour out of the ventricles, with about 70 percent of the blood emptying occurring during the
first third of the period of ejection and the remaining 30 percent emptying during the next two thirds.
Therefore, the first third is called the period of rapid ejection, and the last two thirds, the period of
slow ejection.
Period of Isovolumic (Isometric) Relaxation
At the end of systole, ventricular relaxation begins suddenly, allowing both the right and left
intraventricular pressures to decrease rapidly. The elevated pressures in the distended large arteries
that have just been filled with blood from the contracted ventricles immediately push blood back toward
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the ventricles, which snaps the aortic and pulmonary valves closed. For another 0.03 to 0.06 second,
the ventricular muscle continues to relax, even though the ventricular volume does not change, giving
rise to the period of isovolumic or isometric relaxation. During this period, the intraventricular
pressures decrease rapidly back to their low diastolic levels. Then the A-V valves open to begin a new
cycle of ventricular pumping.
End-Diastolic Volume, End-Systolic Volume, and Stroke Volume Output
During diastole, normal filling of the ventricles increases the volume of each ventricle to about 110 to
120 ml. This volume is called the end-diastolic volume. Then, as the ventricles empty during systole,
the volume decreases about 70 ml, which is called the stroke volume output. The remaining volume in
each ventricle, about 40 to 50 ml, is called the end-systolic volume. The fraction of the end-diastolic
volume that is ejected is called the ejection fraction-usually equal to about 60 percent.
When the heart contracts strongly, the end-systolic volume can be decreased to as little as 10 to 20 ml.
Conversely, when large amounts of blood flow into the ventricles during diastole, the ventricular enddiastolic
volumes can become as great as 150 to 180 ml in the healthy heart. By both increasing the
end-diastolic volume and decreasing the end-systolic volume, the stroke volume output can be
increased to more than double normal.
Function of the Valves
Atrioventricular Valves
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Figure 9-7 Mitral and aortic valves (the left ventricular valves).
The A-V valves (the tricuspid and mitral valves) prevent backflow of blood from the ventricles to the
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atria during systole, and the semilunar valves (the aortic and pulmonary artery valves) prevent
backflow from the aorta and pulmonary arteries into the ventricles during diastole. These valves,
shown in Figure 9-7 for the left ventricle, close and open passively. That is, they close when a
backward pressure gradient pushes blood backward, and they open when a forward pressure gradient
forces blood in the forward direction. For anatomical reasons, the thin, filmy A-V valves require almost
no backflow to cause closure, whereas the much heavier semilunar valves require rather rapid
backflow for a few milliseconds.
Function of the Papillary Muscles
Figure 9-7 also shows papillary muscles that attach to the vanes of the A-V valves by the chordae
tendineae. The papillary muscles contract when the ventricular walls contract, but contrary to what
might be expected, they do not help the valves to close. Instead, they pull the vanes of the valves
inward toward the ventricles to prevent their bulging too far backward toward the atria during
ventricular contraction. If a chorda tendinea becomes ruptured or if one of the papillary muscles
becomes paralyzed, the valve bulges far backward during ventricular contraction, sometimes so far that
it leaks severely and results in severe or even lethal cardiac incapacity.
Aortic and Pulmonary Artery Valves
The aortic and pulmonary artery semilunar valves function quite differently from the A-V valves. First,
the high pressures in the arteries at the end of systole cause the semilunar valves to snap to the
closed position, in contrast to the much softer closure of the A-V valves. Second, because of smaller
openings, the velocity of blood ejection through the aortic and pulmonary valves is far greater than that
through the much larger A-V valves. Also, because of the rapid closure and rapid ejection, the edges of
the aortic and pulmonary valves are subjected to much greater mechanical abrasion than are the A-V
valves. Finally, the A-V valves are supported by the chordae tendineae, which is not true for the
semilunar valves. It is obvious from the anatomy of the aortic and pulmonary valves (as shown for the
aortic valve at the bottom of Figure 9-7) that they must be constructed with an especially strong yet
very pliable fibrous tissue base to withstand the extra physical stresses.
Aortic Pressure Curve
When the left ventricle contracts, the ventricular pressure increases rapidly until the aortic valve opens.
Then, after the valve opens, the pressure in the ventricle rises much less rapidly, as shown in Figure 9-
6, because blood immediately flows out of the ventricle into the aorta and then into the systemic
distribution arteries.
The entry of blood into the arteries causes the walls of these arteries to stretch and the pressure to
increase to about 120 mm Hg.
Next, at the end of systole, after the left ventricle stops ejecting blood and the aortic valve closes, the
elastic walls of the arteries maintain a high pressure in the arteries, even during diastole.
A so-called incisura occurs in the aortic pressure curve when the aortic valve closes. This is caused by
a short period of backward flow of blood immediately before closure of the valve, followed by sudden
cessation of the backflow.
After the aortic valve has closed, the pressure in the aorta decreases slowly throughout diastole
because the blood stored in the distended elastic arteries flows continually through the peripheral
vessels back to the veins. Before the ventricle contracts again, the aortic pressure usually has fallen to
about 80 mm Hg (diastolic pressure), which is two thirds the maximal pressure of 120 mm Hg (systolic
pressure) that occurs in the aorta during ventricular contraction.
The pressure curves in the right ventricle and pulmonary artery are similar to those in the aorta,
except that the pressures are only about one sixth as great, as discussed in Chapter 14.
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Relationship of the Heart Sounds to Heart Pumping
When listening to the heart with a stethoscope, one does not hear the opening of the valves because
this is a relatively slow process that normally makes no noise. However, when the valves close, the
vanes of the valves and the surrounding fluids vibrate under the influence of sudden pressure
changes, giving off sound that travels in all directions through the chest.
When the ventricles contract, one first hears a sound caused by closure of the A-V valves. The
vibration is low in pitch and relatively long-lasting and is known as the first heart sound. When the
aortic and pulmonary valves close at the end of systole, one hears a rapid snap because these valves
close rapidly, and the surroundings vibrate for a short period. This sound is called the second heart
sound. The precise causes of the heart sounds are discussed more fully in Chapter 23, in relation to
listening to the sounds with the stethoscope.
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Work Output of the Heart
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The stroke work output of the heart is the amount of energy that the heart converts to work during
each heartbeat while pumping blood into the arteries. Minute work output is the total amount of energy
converted to work in 1 minute; this is equal to the stroke work output times the heart rate per minute.
Work output of the heart is in two forms. First, by far the major proportion is used to move the blood
from the low-pressure veins to the high-pressure arteries. This is called volume-pressure work or
external work. Second, a minor proportion of the energy is used to accelerate the blood to its velocity
of ejection through the aortic and pulmonary valves. This is the kinetic energy of blood flow
component of the work output.
Right ventricular external work output is normally about one sixth the work output of the left ventricle
because of the sixfold difference in systolic pressures that the two ventricles pump. The additional
work output of each ventricle required to create kinetic energy of blood flow is proportional to the mass
of blood ejected times the square of velocity of ejection.
Ordinarily, the work output of the left ventricle required to create kinetic energy of blood flow is only
about 1 percent of the total work output of the ventricle and therefore is ignored in the calculation of
the total stroke work output. But in certain abnormal conditions, such as aortic stenosis, in which blood
flows with great velocity through the stenosed valve, more than 50 percent of the total work output may
be required to create kinetic energy of blood flow.
Graphical Analysis of Ventricular Pumping
Figure 9-8 shows a diagram that is especially useful in explaining the pumping mechanics of the left
ventricle. The most important components of the diagram are the two curves labeled "diastolic
pressure" and "systolic pressure." These curves are volume-pressure curves.
The diastolic pressure curve is determined by filling the heart with progressively greater volumes of
blood and then measuring the diastolic pressure immediately before ventricular contraction occurs,
which is the end-diastolic pressure of the ventricle.
The systolic pressure curve is determined by recording the systolic pressure achieved during
ventricular contraction at each volume of filling.
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Figure 9-8 Relationship between left ventricular volume and intraventricular pressure during diastole
and systole. Also shown by the heavy red lines is the "volume-pressure diagram," demonstrating
changes in intraventricular volume and pressure during the normal cardiac cycle. EW, net external
work.
Until the volume of the noncontracting ventricle rises above about 150 ml, the "diastolic" pressure does
not increase greatly. Therefore, up to this volume, blood can flow easily into the ventricle from the
atrium. Above 150 ml, the ventricular diastolic pressure increases rapidly, partly because of fibrous
tissue in the heart that will stretch no more and partly because the pericardium that surrounds the heart
becomes filled nearly to its limit.
During ventricular contraction, the "systolic" pressure increases even at low ventricular volumes and
reaches a maximum at a ventricular volume of 150 to 170 ml. Then, as the volume increases still
further, the systolic pressure actually decreases under some conditions, as demonstrated by the falling
systolic pressure curve in Figure 9-8, because at these great volumes, the actin and myosin filaments
of the cardiac muscle fibers are pulled apart far enough that the strength of each cardiac fiber
contraction becomes less than optimal.
Note especially in the figure that the maximum systolic pressure for the normal left ventricle is between
250 and 300 mm Hg, but this varies widely with each person's heart strength and degree of heart
stimulation by cardiac nerves. For the normal right ventricle, the maximum systolic pressure is between
60 and 80 mm Hg.
"Volume-Pressure Diagram" During the Cardiac Cycle; Cardiac Work Output
The red lines in Figure 9-8 form a loop called the volume-pressure diagram of the cardiac cycle for
normal function of the left ventricle. A more detailed version of this loop is shown in Figure 9-9. It is
divided into four phases.
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Phase I: Period of filling. This phase in the volume-pressure diagram begins at a ventricular volume of
about 50 ml and a diastolic pressure of 2 to 3 mm Hg. The amount of blood that remains in the
ventricle after the previous heartbeat, 50 ml, is called the end-systolic volume. As venous blood flows
into the ventricle from the left atrium, the ventricular volume normally increases to about 120 ml, called
the end-diastolic volume, an increase of 70 ml. Therefore, the volume-pressure diagram during phase I
extends along the line labeled "I," from point A to point B, with the volume increasing to 120 ml and the
diastolic pressure rising to about 5 to 7 mm Hg.
Phase II: Period of isovolumic contraction. During isovolumic contraction, the volume of the ventricle
does not change because all valves are closed. However, the pressure inside the ventricle increases to
equal the pressure in the aorta, at a pressure value of about 80 mm Hg, as depicted by point C.
Phase III: Period of ejection. During ejection, the systolic pressure rises even higher because of still
more contraction of the ventricle. At the same time, the volume of the ventricle decreases because the
aortic valve has now opened and blood flows out of the ventricle into the aorta. Therefore, the curve
labeled "III," or "period of ejection," traces the changes in volume and systolic pressure during this
period of ejection.
Phase IV: Period of isovolumic relaxation. At the end of the period of ejection (point D), the aortic
valve closes, and the ventricular pressure falls back to the diastolic pressure level. The line labeled "IV"
traces this decrease in intraventricular pressure without any change in volume. Thus, the ventricle
returns to its starting point, with about 50 ml of blood left in the ventricle and at an atrial pressure of 2
to 3 mm Hg.
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Figure 9-9 The "volume-pressure diagram" demonstrating changes in intraventricular volume and
Guyton & Hall: Textbook of Medical Physiology, 12e [Vishal] Work Output of the Heart
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pressure during a single cardiac cycle (red line). The tan shaded area represents the net external work
(EW) output by the left ventricle during the cardiac cycle.
Readers well trained in the basic principles of physics will recognize that the area subtended by this
functional volume-pressure diagram (the tan shaded area, labeled EW) represents the net external
work output of the ventricle during its contraction cycle. In experimental studies of cardiac contraction,
this diagram is used for calculating cardiac work output.
When the heart pumps large quantities of blood, the area of the work diagram becomes much larger.
That is, it extends far to the right because the ventricle fills with more blood during diastole, it rises
much higher because the ventricle contracts with greater pressure, and it usually extends farther to the
left because the ventricle contracts to a smaller volume-especially if the ventricle is stimulated to
increased activity by the sympathetic nervous system.
Concepts of Preload and Afterload
In assessing the contractile properties of muscle, it is important to specify the degree of tension on the
muscle when it begins to contract, which is called the preload, and to specify the load against which
the muscle exerts its contractile force, which is called the afterload.
For cardiac contraction, the preload is usually considered to be the end-diastolic pressure when the
ventricle has become filled.
The afterload of the ventricle is the pressure in the aorta leading from the ventricle. In Figure 9-8, this
corresponds to the systolic pressure described by the phase III curve of the volume-pressure diagram.
(Sometimes the afterload is loosely considered to be the resistance in the circulation rather than the
pressure.)
The importance of the concepts of preload and afterload is that in many abnormal functional states of
the heart or circulation, the pressure during filling of the ventricle (the preload), the arterial pressure
against which the ventricle must contract (the afterload), or both are severely altered from normal.
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Chemical Energy Required for Cardiac Contraction: Oxygen Utilization by the Heart
Heart muscle, like skeletal muscle, uses chemical energy to provide the work of contraction.
Approximately 70 to 90 percent of this energy is normally derived from oxidative metabolism of fatty
acids with about 10 to 30 percent coming from other nutrients, especially lactate and glucose.
Therefore, the rate of oxygen consumption by the heart is an excellent measure of the chemical energy
liberated while the heart performs its work. The different chemical reactions that liberate this energy
are discussed in Chapters 67 and 68.
Experimental studies have shown that oxygen consumption of the heart and the chemical energy
expended during contraction are directly related to the total shaded area in Figure 9-8. This shaded
portion consists of the external work (EW) as explained earlier and an additional portion called the
potential energy, labeled PE. The potential energy represents additional work that could be
accomplished by contraction of the ventricle if the ventricle should empty completely all the blood in its
chamber with each contraction.
Oxygen consumption has also been shown to be nearly proportional to the tension that occurs in the
heart muscle during contraction multiplied by the duration of time that the contraction persists, called
the tension-time index. Because tension is high when systolic pressure is high, correspondingly more
oxygen is used. Also, much more chemical energy is expended even at normal systolic pressures when
the ventricle is abnormally dilated because the heart muscle tension during contraction is proportional
to pressure times the diameter of the ventricle. This becomes especially important in heart failure
where the heart ventricle is dilated and, paradoxically, the amount of chemical energy required for a
given amount of work output is greater than normal even though the heart is already failing.
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Efficiency of Cardiac Contraction
During heart muscle contraction, most of the expended chemical energy is converted into heat and a
much smaller portion into work output. The ratio of work output to total chemical energy expenditure is
called the efficiency of cardiac contraction, or simply efficiency of the heart. Maximum efficiency of
the normal heart is between 20 and 25 percent. In heart failure, this can decrease to as low as 5 to 10
percent.
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Regulation of Heart Pumping
When a person is at rest, the heart pumps only 4 to 6 liters of blood each minute. During severe
exercise, the heart may be required to pump four to seven times this amount. The basic means by
which the volume pumped by the heart is regulated are (1) intrinsic cardiac regulation of pumping in
response to changes in volume of blood flowing into the heart and (2) control of heart rate and strength
of heart pumping by the autonomic nervous system.
Intrinsic Regulation of Heart Pumping-The Frank-Starling Mechanism
In Chapter 20, we will learn that under most conditions, the amount of blood pumped by the heart each
minute is normally determined almost entirely by the rate of blood flow into the heart from the veins,
which is called venous return. That is, each peripheral tissue of the body controls its own local blood
flow, and all the local tissue flows combine and return by way of the veins to the right atrium. The heart,
in turn, automatically pumps this incoming blood into the arteries so that it can flow around the circuit
again.
This intrinsic ability of the heart to adapt to increasing volumes of inflowing blood is called the Frank-
Starling mechanism of the heart, in honor of Otto Frank and Ernest Starling, two great physiologists of
a century ago. Basically, the Frank-Starling mechanism means that the greater the heart muscle is
stretched during filling, the greater is the force of contraction and the greater the quantity of blood
pumped into the aorta. Or, stated another way: Within physiologic limits, the heart pumps all the
blood that returns to it by the way of the veins.
What Is the Explanation of the Frank-Starling Mechanism?
When an extra amount of blood flows into the ventricles, the cardiac muscle itself is stretched to
greater length. This in turn causes the muscle to contract with increased force because the actin and
myosin filaments are brought to a more nearly optimal degree of overlap for force generation.
Therefore, the ventricle, because of its increased pumping, automatically pumps the extra blood into
the arteries.
This ability of stretched muscle, up to an optimal length, to contract with increased work output is
characteristic of all striated muscle, as explained in Chapter 6, and is not simply a characteristic of
cardiac muscle.
In addition to the important effect of lengthening the heart muscle, still another factor increases heart
pumping when its volume is increased. Stretch of the right atrial wall directly increases the heart rate
by 10 to 20 percent; this, too, helps increase the amount of blood pumped each minute, although its
contribution is much less than that of the Frank-Starling mechanism.
Ventricular Function Curves
One of the best ways to express the functional ability of the ventricles to pump blood is by ventricular
function curves, as shown in Figures 9-10 and 9-11. Figure 9-10 shows a type of ventricular function
curve called the stroke work output curve. Note that as the atrial pressure for each side of the heart
increases, the stroke work output for that side increases until it reaches the limit of the ventricle's
pumping ability.
Figure 9-11 shows another type of ventricular function curve called the ventricular volume output
curve. The two curves of this figure represent function of the two ventricles of the human heart based
on data extrapolated from lower animals. As the right and left atrial pressures increase, the respective
ventricular volume outputs per minute also increase.
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Figure 9-10 Left and right ventricular function curves recorded from dogs, depicting ventricular stroke
work output as a function of left and right mean atrial pressures. (Curves reconstructed from data in
Sarnoff SJ: Myocardial contractility as described by ventricular function curves. Physiol Rev 35:107,
1955.)
Figure 9-11 Approximate normal right and left ventricular volume output curves for the normal resting
human heart as extrapolated from data obtained in dogs and data from human beings.
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Thus, ventricular function curves are another way of expressing the Frank-Starling mechanism of the
heart. That is, as the ventricles fill in response to higher atrial pressures, each ventricular volume and
strength of cardiac muscle contraction increase, causing the heart to pump increased quantities of
blood into the arteries.
Control of the Heart by the Sympathetic and Parasympathetic Nerves
The pumping effectiveness of the heart also is controlled by the sympathetic and parasympathetic
(vagus) nerves, which abundantly supply the heart, as shown in Figure 9-12. For given levels of atrial
pressure, the amount of blood pumped each minute (cardiac output) often can be increased more than
100 percent by sympathetic stimulation. By contrast, the output can be decreased to as low as zero or
almost zero by vagal (parasympathetic) stimulation.
Mechanisms of Excitation of the Heart by the Sympathetic Nerves
Strong sympathetic stimulation can increase the heart rate in young adult humans from the normal rate
of 70 beats/min up to 180 to 200 and, rarely, even 250 beats/min. Also, sympathetic stimulation
increases the force of heart contraction to as much as double normal, thereby increasing the volume of
blood pumped and increasing the ejection pressure. Thus, sympathetic stimulation often can increase
the maximum cardiac output as much as twofold to threefold, in addition to the increased output caused
by the Frank-Starling mechanism already discussed.
Figure 9-12 Cardiac sympathetic and parasympathetic nerves. (The vagus nerves to the heart are
parasympathetic nerves.)
Conversely, inhibition of the sympathetic nerves to the heart can decrease cardiac pumping to a
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moderate extent in the following way: Under normal conditions, the sympathetic nerve fibers to the
heart discharge continuously at a slow rate that maintains pumping at about 30 percent above that with
no sympathetic stimulation. Therefore, when the activity of the sympathetic nervous system is
depressed below normal, this decreases both heart rate and strength of ventricular muscle contraction,
thereby decreasing the level of cardiac pumping as much as 30 percent below normal.
Parasympathetic (Vagal) Stimulation of the Heart
Strong stimulation of the parasympathetic nerve fibers in the vagus nerves to the heart can stop the
heartbeat for a few seconds, but then the heart usually "escapes" and beats at a rate of 20 to 40
beats/min as long as the parasympathetic stimulation continues. In addition, strong vagal stimulation
can decrease the strength of heart muscle contraction by 20 to 30 percent.
The vagal fibers are distributed mainly to the atria and not much to the ventricles, where the power
contraction of the heart occurs. This explains the effect of vagal stimulation mainly to decrease heart
rate rather than to decrease greatly the strength of heart contraction. Nevertheless, the great decrease
in heart rate combined with a slight decrease in heart contraction strength can decrease ventricular
pumping 50 percent or more.
Effect of Sympathetic or Parasympathetic Stimulation on the Cardiac Function Curve
Figure 9-13 shows four cardiac function curves. They are similar to the ventricular function curves of
Figure 9-11. However, they represent function of the entire heart rather than of a single ventricle; they
show the relation between right atrial pressure at the input of the right heart and cardiac output from
the left ventricle into the aorta.
The curves of Figure 9-13 demonstrate that at any given right atrial pressure, the cardiac output
increases during increased sympathetic stimulation and decreases during increased parasympathetic
stimulation. These changes in output caused by autonomic nervous system stimulation result both from
changes in heart rate and from changes in contractile strength of the heart because both change in
response to the nerve stimulation.
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Figure 9-13 Effect on the cardiac output curve of different degrees of sympathetic or parasympathetic
stimulation.
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Effect of Potassium and Calcium Ions on Heart Function
In the discussion of membrane potentials in Chapter 5, it was pointed out that potassium ions have a
marked effect on membrane potentials, and in Chapter 6 it was noted that calcium ions play an
especially important role in activating the muscle contractile process. Therefore, it is to be expected
that the concentration of each of these two ions in the extracellular fluids should also have important
effects on cardiac pumping.
Effect of Potassium Ions
Excess potassium in the extracellular fluids causes the heart to become dilated and flaccid and also
slows the heart rate. Large quantities also can block conduction of the cardiac impulse from the atria to
the ventricles through the A-V bundle. Elevation of potassium concentration to only 8 to 12 mEq/L-two
to three times the normal value-can cause such weakness of the heart and abnormal rhythm that death
occurs.
These effects result partially from the fact that a high potassium concentration in the extracellular fluids
decreases the resting membrane potential in the cardiac muscle fibers, as explained in Chapter 5. That
is, high extracellular fluid potassium concentration partially depolarizes the cell membrane, causing the
membrane potential to be less negative. As the membrane potential decreases, the intensity of the
action potential also decreases, which makes contraction of the heart progressively weaker.
Effect of Calcium Ions
An excess of calcium ions causes effects almost exactly opposite to those of potassium ions, causing
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the heart to go toward spastic contraction. This is caused by a direct effect of calcium ions to initiate
the cardiac contractile process, as explained earlier in the chapter.
Conversely, deficiency of calcium ions causes cardiac flaccidity, similar to the effect of high potassium.
Fortunately, calcium ion levels in the blood normally are regulated within a very narrow range.
Therefore, cardiac effects of abnormal calcium concentrations are seldom of clinical concern.
Effect of Temperature on Heart Function
Increased body temperature, as occurs when one has fever, causes a greatly increased heart rate,
sometimes to double normal. Decreased temperature causes a greatly decreased heart rate, falling to
as low as a few beats per minute when a person is near death from hypothermia in the body
temperature range of 60° to 70°F. These effects presumably result from the fact that heat increases the
permeability of the cardiac muscle membrane to ions that control heart rate, resulting in acceleration of
the self-excitation process.
Figure 9-14 Constancy of cardiac output up to a pressure level of 160 mm Hg. Only when the arterial
pressure rises above this normal limit does the increasing pressure load cause the cardiac output to fall
significantly.
Contractile strength of the heart often is enhanced temporarily by a moderate increase in temperature,
as occurs during body exercise, but prolonged elevation of temperature exhausts the metabolic
systems of the heart and eventually causes weakness. Therefore, optimal function of the heart
depends greatly on proper control of body temperature by the temperature control mechanisms
explained in Chapter 73.
Increasing the Arterial Pressure Load (up to a Limit) Does Not Decrease the Cardiac Output
Note in Figure 9-14 that increasing the arterial pressure in the aorta does not decrease the cardiac
output until the mean arterial pressure rises above about 160 mm Hg. In other words, during normal
function of the heart at normal systolic arterial pressures (80 to 140 mm Hg), the cardiac output is
determined almost entirely by the ease of blood flow through the body's tissues, which in turn controls
venous return of blood to the heart. This is the principal subject of Chapter 20.
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Rudy Y, Ackerman MJ, Bers DM, et al: Systems approach to understanding electromechanical
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10 Rhythmical Excitation of the Heart
The heart is endowed with a special system for (1) generating rhythmical electrical impulses to cause
rhythmical contraction of the heart muscle and (2) conducting these impulses rapidly through the heart.
When this system functions normally, the atria contract about one sixth of a second ahead of
ventricular contraction, which allows filling of the ventricles before they pump the blood through the
lungs and peripheral circulation. Another special importance of the system is that it allows all portions
of the ventricles to contract almost simultaneously, which is essential for most effective pressure
generation in the ventricular chambers.
This rhythmical and conductive system of the heart is susceptible to damage by heart disease,
especially by ischemia of the heart tissues resulting from poor coronary blood flow. The effect is often a
bizarre heart rhythm or abnormal sequence of contraction of the heart chambers, and the pumping
effectiveness of the heart often is affected severely, even to the extent of causing death.
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Specialized Excitatory and Conductive System of the Heart
Figure 10-1 shows the specialized excitatory and conductive system of the heart that controls cardiac
contractions. The figure shows the sinus node (also called sinoatrial or S-A node), in which the normal
rhythmical impulses are generated; the internodal pathways that conduct impulses from the sinus node
to the atrioventricular (A-V) node; the A-V node, in which impulses from the atria are delayed before
passing into the ventricles; the A-V bundle, which conducts impulses from the atria into the ventricles;
and the left and right bundle branches of Purkinje fibers, which conduct the cardiac impulses to all
parts of the ventricles.
Sinus (Sinoatrial) Node
The sinus node (also called sinoatrial node) is a small, flattened, ellipsoid strip of specialized cardiac
muscle about 3 millimeters wide, 15 millimeters long, and 1 millimeter thick. It is located in the superior
posterolateral wall of the right atrium immediately below and slightly lateral to the opening of the
superior vena cava. The fibers of this node have almost no contractile muscle filaments and are each
only 3 to 5 micrometers in diameter, in contrast to a diameter of 10 to 15 micrometers for the
surrounding atrial muscle fibers. However, the sinus nodal fibers connect directly with the atrial muscle
fibers so that any action potential that begins in the sinus node spreads immediately into the atrial
muscle wall.
Automatic Electrical Rhythmicity of the Sinus Fibers
Some cardiac fibers have the capability of self-excitation, a process that can cause automatic
rhythmical discharge and contraction. This is especially true of the fibers of the heart's specialized
conducting system, including the fibers of the sinus node. For this reason, the sinus node ordinarily
controls the rate of beat of the entire heart, as discussed in detail later in this chapter. First, let us
describe this automatic rhythmicity.
Mechanism of Sinus Nodal Rhythmicity
Figure 10-2 shows action potentials recorded from inside a sinus nodal fiber for three heartbeats and,
by comparison, a single ventricular muscle fiber action potential. Note that the "resting membrane
potential" of the sinus nodal fiber between discharges has a negativity of about -55 to -60 millivolts, in
comparison with -85 to -90 millivolts for the ventricular muscle fiber. The cause of this lesser negativity
is that the cell membranes of the sinus fibers are naturally leaky to sodium and calcium ions, and
positive charges of the entering sodium and calcium ions neutralize some of the intracellular negativity.
Before attempting to explain the rhythmicity of the sinus nodal fibers, first recall from the discussions of
Chapters 5 and 9 that cardiac muscle has three types of membrane ion channels that play important
roles in causing the voltage changes of the action potential. They are (1) fast sodium channels, (2)
slow sodium-calcium channels, and (3) potassium channels.
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Figure 10-1 Sinus node and the Purkinje system of the heart, showing also the A-V node, atrial
internodal pathways, and ventricular bundle branches.
Opening of the fast sodium channels for a few 10,000 ths of a second is responsible for the rapid
upstroke spike of the action potential observed in ventricular muscle, because of rapid influx of positive
sodium ions to the interior of the fiber. Then the "plateau" of the ventricular action potential is caused
primarily by slower opening of the slow sodium-calcium channels, which lasts for about 0.3 second.
Finally, opening of potassium channels allows diffusion of large amounts of positive potassium ions in
the outward direction through the fiber membrane and returns the membrane potential to its resting
level.
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Figure 10-2 Rhythmical discharge of a sinus nodal fiber. Also, the sinus nodal action potential is
compared with that of a ventricular muscle fiber.
But there is a difference in the function of these channels in the sinus nodal fiber because the "resting"
potential is much less negative-only -55 millivolts in the nodal fiber instead of the -90 millivolts in the
ventricular muscle fiber. At this level of -55 millivolts, the fast sodium channels mainly have already
become "inactivated," which means that they have become blocked. The cause of this is that any time
the membrane potential remains less negative than about -55 millivolts for more than a few
milliseconds, the inactivation gates on the inside of the cell membrane that close the fast sodium
channels become closed and remain so. Therefore, only the slow sodium-calcium channels can open
(i.e., can become "activated") and thereby cause the action potential. As a result, the atrial nodal action
potential is slower to develop than the action potential of the ventricular muscle. Also, after the action
potential does occur, return of the potential to its negative state occurs slowly as well, rather than the
abrupt return that occurs for the ventricular fiber.
Self-Excitation of Sinus Nodal Fibers
Because of the high sodium ion concentration in the extracellular fluid outside the nodal fiber, as well
as a moderate number of already open sodium channels, positive sodium ions from outside the fibers
normally tend to leak to the inside. Therefore, between heartbeats, influx of positively charged sodium
ions causes a slow rise in the resting membrane potential in the positive direction. Thus, as shown in
Figure 10-2, the "resting" potential gradually rises and becomes less negative between each two
heartbeats. When the potential reaches a threshold voltage of about -40 millivolts, the sodium-calcium
channels become "activated," thus causing the action potential. Therefore, basically, the inherent
leakiness of the sinus nodal fibers to sodium and calcium ions causes their self-excitation.
Why does this leakiness to sodium and calcium ions not cause the sinus nodal fibers to remain
depolarized all the time? The answer is that two events occur during the course of the action potential
to prevent this. First, the sodium-calcium channels become inactivated (i.e., they close) within about
100 to 150 milliseconds after opening, and second, at about the same time, greatly increased numbers
of potassium channels open. Therefore, influx of positive calcium and sodium ions through the sodiumcalcium
channels ceases, while at the same time large quantities of positive potassium ions diffuse out
of the fiber. Both of these effects reduce the intracellular potential back to its negative resting level and
therefore terminate the action potential. Furthermore, the potassium channels remain open for another
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few tenths of a second, temporarily continuing movement of positive charges out of the cell, with
resultant excess negativity inside the fiber; this is called hyperpolarization. The hyperpolarization state
initially carries the "resting" membrane potential down to about -55 to -60 millivolts at the termination of
the action potential.
Why is this new state of hyperpolarization not maintained forever? The reason is that during the next
few tenths of a second after the action potential is over, progressively more and more potassium
channels close. The inward-leaking sodium and calcium ions once again overbalance the outward flux
of potassium ions, and this causes the "resting" potential to drift upward once more, finally reaching the
threshold level for discharge at a potential of about -40 millivolts. Then the entire process begins again:
self-excitation to cause the action potential, recovery from the action potential, hyperpolarization after
the action potential is over, drift of the "resting" potential to threshold, and finally re-excitation to elicit
another cycle. This process continues indefinitely throughout a person's life.
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Internodal Pathways and Transmission of the Cardiac Impulse Through the Atria
The ends of the sinus nodal fibers connect directly with surrounding atrial muscle fibers. Therefore,
action potentials originating in the sinus node travel outward into these atrial muscle fibers. In this way,
the action potential spreads through the entire atrial muscle mass and, eventually, to the A-V node. The
velocity of conduction in most atrial muscle is about 0.3 m/sec, but conduction is more rapid, about 1
m/sec, in several small bands of atrial fibers. One of these, called the anterior interatrial band, passes
through the anterior walls of the atria to the left atrium. In addition, three other small bands curve
through the anterior, lateral, and posterior atrial walls and terminate in the A-V node; shown in Figures
10-1 and 10-3, these are called, respectively, the anterior, middle, and posterior internodal pathways .
The cause of more rapid velocity of conduction in these bands is the presence of specialized
conduction fibers. These fibers are similar to even more rapidly conducting "Purkinje fibers" of the
ventricles, which are discussed as follows.
Atrioventricular Node and Delay of Impulse Conduction from the Atria to the Ventricles
The atrial conductive system is organized so that the cardiac impulse does not travel from the atria into
the ventricles too rapidly; this delay allows time for the atria to empty their blood into the ventricles
before ventricular contraction begins. It is primarily the A-V node and its adjacent conductive fibers that
delay this transmission into the ventricles.
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Figure 10-3 Organization of the A-V node. The numbers represent the interval of time from the origin of
the impulse in the sinus node. The values have been extrapolated to human beings.
The A-V node is located in the posterior wall of the right atrium immediately behind the tricuspid valve,
as shown in Figure 10-1. And Figure 10-3 shows diagrammatically the different parts of this node, plus
its connections with the entering atrial internodal pathway fibers and the exiting A-V bundle. The figure
also shows the approximate intervals of time in fractions of a second between initial onset of the
cardiac impulse in the sinus node and its subsequent appearance in the A-V nodal system. Note that
the impulse, after traveling through the internodal pathways, reaches the A-V node about 0.03 second
after its origin in the sinus node. Then there is a delay of another 0.09 second in the A-V node itself
before the impulse enters the penetrating portion of the A-V bundle, where it passes into the ventricles.
A final delay of another 0.04 second occurs mainly in this penetrating A-V bundle, which is composed
of multiple small fascicles passing through the fibrous tissue separating the atria from the ventricles.
Thus, the total delay in the A-V nodal and A-V bundle system is about 0.13 second. This, in addition to
the initial conduction delay of 0.03 second from the sinus node to the A-V node, makes a total delay of
0.16 second before the excitatory signal finally reaches the contracting muscle of the ventricles.
Cause of the Slow Conduction
The slow conduction in the transitional, nodal, and penetrating A-V bundle fibers is caused mainly by
diminished numbers of gap junctions between successive cells in the conducting pathways, so there is
great resistance to conduction of excitatory ions from one conducting fiber to the next. Therefore, it is
easy to see why each succeeding cell is slow to be excited.
Rapid Transmission in the Ventricular Purkinje System
Special Purkinje fibers lead from the A-V node through the A-V bundle into the ventricles. Except for the
initial portion of these fibers where they penetrate the A-V fibrous barrier, they have functional
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characteristics that are quite the opposite of those of the A-V nodal fibers. They are very large fibers,
even larger than the normal ventricular muscle fibers, and they transmit action potentials at a velocity
of 1.5 to 4.0 m/sec, a velocity about 6 times that in the usual ventricular muscle and 150 times that in
some of the A-V nodal fibers. This allows almost instantaneous transmission of the cardiac impulse
throughout the entire remainder of the ventricular muscle.
The rapid transmission of action potentials by Purkinje fibers is believed to be caused by a very high
level of permeability of the gap junctions at the intercalated discs between the successive cells that
make up the Purkinje fibers. Therefore, ions are transmitted easily from one cell to the next, thus
enhancing the velocity of transmission. The Purkinje fibers also have very few myofibrils, which means
that they contract little or not at all during the course of impulse transmission.
One-Way Conduction Through the A-V Bundle
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A special characteristic of the A-V bundle is the inability, except in abnormal states, of action potentials
to travel backward from the ventricles to the atria. This prevents re-entry of cardiac impulses by this
route from the ventricles to the atria, allowing only forward conduction from the atria to the ventricles.
Furthermore, it should be recalled that everywhere, except at the A-V bundle, the atrial muscle is
separated from the ventricular muscle by a continuous fibrous barrier, a portion of which is shown in
Figure 10-3. This barrier normally acts as an insulator to prevent passage of the cardiac impulse
between atrial and ventricular muscle through any other route besides forward conduction through the
A-V bundle itself. (In rare instances, an abnormal muscle bridge does penetrate the fibrous barrier
elsewhere besides at the A-V bundle. Under such conditions, the cardiac impulse can re-enter the atria
from the ventricles and cause a serious cardiac arrhythmia.)
Distribution of the Purkinje Fibers in the Ventricles-The Left and Right Bundle Branches
After penetrating the fibrous tissue between the atrial and ventricular muscle, the distal portion of the AV
bundle passes downward in the ventricular septum for 5 to 15 millimeters toward the apex of the
heart, as shown in Figures 10-1 and 10-3. Then the bundle divides into left and right bundle branches
that lie beneath the endocardium on the two respective sides of the ventricular septum. Each branch
spreads downward toward the apex of the ventricle, progressively dividing into smaller branches.
These branches in turn course sidewise around each ventricular chamber and back toward the base of
the heart. The ends of the Purkinje fibers penetrate about one third of the way into the muscle mass
and finally become continuous with the cardiac muscle fibers.
From the time the cardiac impulse enters the bundle branches in the ventricular septum until it reaches
the terminations of the Purkinje fibers, the total elapsed time averages only 0.03 second. Therefore,
once the cardiac impulse enters the ventricular Purkinje conductive system, it spreads almost
immediately to the entire ventricular muscle mass.
Transmission of the Cardiac Impulse in the Ventricular Muscle
Once the impulse reaches the ends of the Purkinje fibers, it is transmitted through the ventricular
muscle mass by the ventricular muscle fibers themselves. The velocity of transmission is now only 0.3
to 0.5 m/sec, one sixth that in the Purkinje fibers.
The cardiac muscle wraps around the heart in a double spiral, with fibrous septa between the spiraling
layers; therefore, the cardiac impulse does not necessarily travel directly outward toward the surface of
the heart but instead angulates toward the surface along the directions of the spirals. Because of this,
transmission from the endocardial surface to the epicardial surface of the ventricle requires as much as
another 0.03 second, approximately equal to the time required for transmission through the entire
ventricular portion of the Purkinje system. Thus, the total time for transmission of the cardiac impulse
from the initial bundle branches to the last of the ventricular muscle fibers in the normal heart is about
0.06 second.
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Figure 10-4 Transmission of the cardiac impulse through the heart, showing the time of appearance (in
fractions of a second after initial appearance at the sinoatrial node) in different parts of the heart.
Summary of the Spread of the Cardiac Impulse Through the Heart
Figure 10-4 shows in summary form the transmission of the cardiac impulse through the human heart.
The numbers on the figure represent the intervals of time, in fractions of a second, that lapse between
the origin of the cardiac impulse in the sinus node and its appearance at each respective point in the
heart. Note that the impulse spreads at moderate velocity through the atria but is delayed more than
0.1 second in the A-V nodal region before appearing in the ventricular septal A-V bundle. Once it has
entered this bundle, it spreads very rapidly through the Purkinje fibers to the entire endocardial
surfaces of the ventricles. Then the impulse once again spreads slightly less rapidly through the
ventricular muscle to the epicardial surfaces.
It is important that the student learn in detail the course of the cardiac impulse through the heart and
the precise times of its appearance in each separate part of the heart, because a thorough quantitative
knowledge of this process is essential to the understanding of electrocardiography, which is discussed
in Chapters 11 through 13.
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Control of Excitation and Conduction in the Heart
Sinus Node as the Pacemaker of the Heart
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In the discussion thus far of the genesis and transmission of the cardiac impulse through the heart, we
have noted that the impulse normally arises in the sinus node. In some abnormal conditions, this is not
the case. Other parts of the heart can also exhibit intrinsic rhythmical excitation in the same way that
the sinus nodal fibers do; this is particularly true of the A-V nodal and Purkinje fibers.
The A-V nodal fibers, when not stimulated from some outside source, discharge at an intrinsic
rhythmical rate of 40 to 60 times per minute, and the Purkinje fibers discharge at a rate somewhere
between 15 and 40 times per minute. These rates are in contrast to the normal rate of the sinus node
of 70 to 80 times per minute.
Why then does the sinus node rather than the A-V node or the Purkinje fibers control the heart's
rhythmicity? The answer derives from the fact that the discharge rate of the sinus node is considerably
faster than the natural self-excitatory discharge rate of either the A-V node or the Purkinje fibers. Each
time the sinus node discharges, its impulse is conducted into both the A-V node and the Purkinje fibers,
also discharging their excitable membranes. But the sinus node discharges again before either the A-V
node or the Purkinje fibers can reach their own thresholds for self-excitation. Therefore, the new
impulse from the sinus node discharges both the A-V node and the Purkinje fibers before self-excitation
can occur in either of these.
Thus, the sinus node controls the beat of the heart because its rate of rhythmical discharge is faster
than that of any other part of the heart. Therefore, the sinus node is virtually always the pacemaker of
the normal heart.
Abnormal Pacemakers-"Ectopic" Pacemaker
Occasionally some other part of the heart develops a rhythmical discharge rate that is more rapid than
that of the sinus node. For instance, this sometimes occurs in the A-V node or in the Purkinje fibers
when one of these becomes abnormal. In either case, the pacemaker of the heart shifts from the sinus
node to the A-V node or to the excited Purkinje fibers. Under rarer conditions, a place in the atrial or
ventricular muscle develops excessive excitability and becomes the pacemaker.
A pacemaker elsewhere than the sinus node is called an "ectopic" pacemaker . An ectopic pacemaker
causes an abnormal sequence of contraction of the different parts of the heart and can cause
significant debility of heart pumping.
Another cause of shift of the pacemaker is blockage of transmission of the cardiac impulse from the
sinus node to the other parts of the heart. The new pacemaker then occurs most frequently at the A-V
node or in the penetrating portion of the A-V bundle on the way to the ventricles.
When A-V block occurs-that is, when the cardiac impulse fails to pass from the atria into the ventricles
through the A-V nodal and bundle system-the atria continue to beat at the normal rate of rhythm of the
sinus node, while a new pacemaker usually develops in the Purkinje system of the ventricles and
drives the ventricular muscle at a new rate somewhere between 15 and 40 beats per minute. After
sudden A-V bundle block, the Purkinje system does not begin to emit its intrinsic rhythmical impulses
until 5 to 20 seconds later because, before the blockage, the Purkinje fibers had been "overdriven" by
the rapid sinus impulses and, consequently, are in a suppressed state. During these 5 to 20 seconds,
the ventricles fail to pump blood, and the person faints after the first 4 to 5 seconds because of lack of
blood flow to the brain. This delayed pickup of the heartbeat is called Stokes-Adams syndrome. If the
delay period is too long, it can lead to death.
Role of the Purkinje System in Causing Synchronous Contraction of the Ventricular Muscle
It is clear from our description of the Purkinje system that normally the cardiac impulse arrives at almost
all portions of the ventricles within a narrow span of time, exciting the first ventricular muscle fiber only
0.03 to 0.06 second ahead of excitation of the last ventricular muscle fiber. This causes all portions of
the ventricular muscle in both ventricles to begin contracting at almost the same time and then to
continue contracting for about another 0.3 second.
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Effective pumping by the two ventricular chambers requires this synchronous type of contraction. If the
cardiac impulse should travel through the ventricles slowly, much of the ventricular mass would
contract before contraction of the remainder, in which case the overall pumping effect would be greatly
depressed. Indeed, in some types of cardiac debilities, several of which are discussed in Chapters 12
and 13, slow transmission does occur, and the pumping effectiveness of the ventricles is decreased as
much as 20 to 30 percent.
Control of Heart Rhythmicity and Impulse Conduction by the Cardiac Nerves: Sympathetic and
Parasympathetic Nerves
The heart is supplied with both sympathetic and parasympathetic nerves, as shown in Figure 9-10 of
Chapter 9. The parasympathetic nerves (the vagi) are distributed mainly to the S-A and A-V nodes, to a
lesser extent to the muscle of the two atria, and very little directly to the ventricular muscle. The
sympathetic nerves, conversely, are distributed to all parts of the heart, with strong representation to
the ventricular muscle, as well as to all the other areas.
Parasympathetic (Vagal) Stimulation Can Slow or Even Block Cardiac Rhythm and Conduction-
"Ventricular Escape."
Stimulation of the parasympathetic nerves to the heart (the vagi) causes the hormone acetylcholine to
be released at the vagal endings. This hormone has two major effects on the heart. First, it decreases
the rate of rhythm of the sinus node, and second, it decreases the excitability of the A-V junctional
fibers between the atrial musculature and the A-V node, thereby slowing transmission of the cardiac
impulse into the ventricles.
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Weak to moderate vagal stimulation slows the rate of heart pumping, often to as little as one-half
normal. And strong stimulation of the vagi can stop completely the rhythmical excitation by the sinus
node or block completely transmission of the cardiac impulse from the atria into the ventricles through
the A-V mode. In either case, rhythmical excitatory signals are no longer transmitted into the ventricles.
The ventricles stop beating for 5 to 20 seconds, but then some small area in the Purkinje fibers, usually
in the ventricular septal portion of the A-V bundle, develops a rhythm of its own and causes ventricular
contraction at a rate of 15 to 40 beats per minute. This phenomenon is called ventricular escape.
Mechanism of the Vagal Effects
The acetylcholine released at the vagal nerve endings greatly increases the permeability of the fiber
membranes to potassium ions, which allows rapid leakage of potassium out of the conductive fibers.
This causes increased negativity inside the fibers, an effect called hyperpolarization, which makes this
excitable tissue much less excitable, as explained in Chapter 5.
In the sinus node, the state of hyperpolarization decreases the "resting" membrane potential of the
sinus nodal fibers to a level considerably more negative than usual, to -65 to -75 millivolts rather than
the normal level of -55 to -60 millivolts. Therefore, the initial rise of the sinus nodal membrane potential
caused by inward sodium and calcium leakage requires much longer to reach the threshold potential
for excitation. This greatly slows the rate of rhythmicity of these nodal fibers. If the vagal stimulation is
strong enough, it is possible to stop entirely the rhythmical self-excitation of this node.
In the A-V node, a state of hyperpolarization caused by vagal stimulation makes it difficult for the small
atrial fibers entering the node to generate enough electricity to excite the nodal fibers. Therefore, the
safety factor for transmission of the cardiac impulse through the transitional fibers into the A-V nodal
fibers decreases. A moderate decrease simply delays conduction of the impulse, but a large decrease
blocks conduction entirely.
Effect of Sympathetic Stimulation on Cardiac Rhythm and Conduction
Sympathetic stimulation causes essentially the opposite effects on the heart to those caused by vagal
stimulation, as follows: First, it increases the rate of sinus nodal discharge. Second, it increases the
rate of conduction, as well as the level of excitability in all portions of the heart. Third, it increases
greatly the force of contraction of all the cardiac musculature, both atrial and ventricular, as discussed
in Chapter 9.
In short, sympathetic stimulation increases the overall activity of the heart. Maximal stimulation can
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almost triple the frequency of heartbeat and can increase the strength of heart contraction as much as
twofold.
Mechanism of the Sympathetic Effect
Stimulation of the sympathetic nerves releases the hormone norepinephrine at the sympathetic nerve
endings. Norepinephrine in turn stimulates beta-1 adrenergic receptors, which mediate the effects on
heart rate. The precise mechanism by which beta-1 adrenergic stimulation acts on cardiac muscle
fibers is somewhat unclear, but the belief is that it increases the permeability of the fiber membrane to
sodium and calcium ions. In the sinus node, an increase of sodium-calcium permeability causes a more
positive resting potential and also causes increased rate of upward drift of the diastolic membrane
potential toward the threshold level for self-excitation, thus accelerating self-excitation and, therefore,
increasing the heart rate.
In the A-V node and A-V bundles, increased sodium-calcium permeability makes it easier for the action
potential to excite each succeeding portion of the conducting fiber bundles, thereby decreasing the
conduction time from the atria to the ventricles.
The increase in permeability to calcium ions is at least partially responsible for the increase in
contractile strength of the cardiac muscle under the influence of sympathetic stimulation, because
calcium ions play a powerful role in exciting the contractile process of the myofibrils.
Bibliography
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Baruscotti M, Robinson RB: Electrophysiology and pacemaker function of the developing sinoatrial
node, Am J Physiol Heart Circ Physiol 293:H2613, 2007.
Cheng H, Lederer WJ: Calcium sparks, Physiol Rev 88:1491, 2008.
Chien KR, Domian IJ, Parker KK: Cardiogenesis and the complex biology of regenerative
cardiovascular medicine, Science 322:1494, 2008.
Dobrzynski H, Boyett MR, Anderson RH: New insights into pacemaker activity: promoting
understanding of sick sinus syndrome, Circulation 115:1921, 2007.
James TN: Structure and function of the sinus node, AV node and His bundle of the human heart:
part I-structure, Prog Cardiovasc Dis 45:235, 2002.
James TN: Structure and function of the sinus node, AV node and His bundle of the human heart:
part II-function, Prog Cardiovasc Dis 45:327, 2003.
Kléber AG, Rudy Y: Basic mechanisms of cardiac impulse propagation and associated arrhythmias,
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Mangoni ME, Nargeot J: Genesis and regulation of the heart automaticity, Physiol Rev 88:919,
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Mazgalev TN, Ho SY, Anderson RH: Anatomic-electrophysiological correlations concerning the
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Schram G, Pourrier M, Melnyk P, et al: Differential distribution of cardiac ion channel expression as a
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11 The Normal Electrocardiogram
When the cardiac impulse passes through the heart, electrical current also spreads from the heart into
the adjacent tissues surrounding the heart. A small portion of the current spreads all the way to the
surface of the body. If electrodes are placed on the skin on opposite sides of the heart, electrical
potentials generated by the current can be recorded; the recording is known as an electrocardiogram.
A normal electrocardiogram for two beats of the heart is shown in Figure 11-1.
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Characteristics of the Normal Electrocardiogram
The normal electrocardiogram (see Figure 11-1) is composed of a P wave, a QRS complex, and a T
wave. The QRS complex is often, but not always, three separate waves: the Q wave, the R wave, and
the S wave.
The P wave is caused by electrical potentials generated when the atria depolarize before atrial
contraction begins. The QRS complex is caused by potentials generated when the ventricles
depolarize before contraction, that is, as the depolarization wave spreads through the ventricles.
Therefore, both the P wave and the components of the QRS complex are depolarization waves.
Figure 11-1 Normal electrocardiogram.
The T wave is caused by potentials generated as the ventricles recover from the state of
depolarization. This process normally occurs in ventricular muscle 0.25 to 0.35 second after
depolarization, and the T wave is known as a repolarization wave.
Thus, the electrocardiogram is composed of both depolarization and repolarization waves. The
principles of depolarization and repolarization are discussed in Chapter 5. The distinction between
depolarization waves and repolarization waves is so important in electrocardiography that further
clarification is necessary.
Depolarization Waves versus Repolarization Waves
Figure 11-2 shows a single cardiac muscle fiber in four stages of depolarization and repolarization, the
color red designating depolarization. During depolarization, the normal negative potential inside the
fiber reverses and becomes slightly positive inside and negative outside.
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Figure 11-2 Recording the depolarization wave (A and B) and the repolarization wave (C and D) from a
cardiac muscle fiber.
In Figure 11-2A, depolarization, demonstrated by red positive charges inside and red negative charges
outside, is traveling from left to right. The first half of the fiber has already depolarized, while the
remaining half is still polarized. Therefore, the left electrode on the outside of the fiber is in an area of
negativity, and the right electrode is in an area of positivity; this causes the meter to record positively.
To the right of the muscle fiber is shown a record of changes in potential between the two electrodes,
as recorded by a high-speed recording meter. Note that when depolarization has reached the halfway
mark in Figure 11-2A, the record has risen to a maximum positive value.
In Figure 11-2B, depolarization has extended over the entire muscle fiber, and the recording to the right
has returned to the zero baseline because both electrodes are now in areas of equal negativity. The
completed wave is a depolarization wave because it results from spread of depolarization along the
muscle fiber membrane.
Figure 11-2C shows halfway repolarization of the same muscle fiber, with positivity returning to the
outside of the fiber. At this point, the left electrode is in an area of positivity, and the right electrode is in
an area of negativity. This is opposite to the polarity in Figure 11-2A. Consequently, the recording, as
shown to the right, becomes negative.
In Figure 11-2D, the muscle fiber has completely repolarized, and both electrodes are now in areas of
positivity so that no potential difference is recorded between them. Thus, in the recording to the right,
the potential returns once more to zero. This completed negative wave is a repolarization wave
because it results from spread of repolarization along the muscle fiber membrane.
Relation of the Monophasic Action Potential of Ventricular Muscle to the QRS and T Waves in
the Standard Electrocardiogram
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Figure 11-3 Above, Monophasic action potential from a ventricular muscle fiber during normal cardiac
function, showing rapid depolarization and then repolarization occurring slowly during the plateau stage
but rapidly toward the end. Below, Electrocardiogram recorded simultaneously.
The monophasic action potential of ventricular muscle, discussed in Chapter 10, normally lasts
between 0.25 and 0.35 second. The top part of Figure 11-3 shows a monophasic action potential
recorded from a microelectrode inserted to the inside of a single ventricular muscle fiber. The upsweep
of this action potential is caused by depolarization, and the return of the potential to the baseline is
caused by repolarization.
Note in the lower half of the figure a simultaneous recording of the electrocardiogram from this same
ventricle, which shows the QRS waves appearing at the beginning of the monophasic action potential
and the T wave appearing at the end. Note especially that no potential is recorded in the
electrocardiogram when the ventricular muscle is either completely polarized or completely
depolarized. Only when the muscle is partly polarized and partly depolarized does current flow from
one part of the ventricles to another part and therefore current also flows to the surface of the body to
produce the electrocardiogram.
Relationship of Atrial and Ventricular Contraction to the Waves of the Electrocardiogram
Before contraction of muscle can occur, depolarization must spread through the muscle to initiate the
chemical processes of contraction. Refer again to Figure 11-1; the P wave occurs at the beginning of
contraction of the atria, and the QRS complex of waves occurs at the beginning of contraction of the
ventricles. The ventricles remain contracted until after repolarization has occurred, that is, until after the
end of the T wave.
The atria repolarize about 0.15 to 0.20 second after termination of the P wave. This is also
approximately when the QRS complex is being recorded in the electrocardiogram. Therefore, the atrial
repolarization wave, known as the atrial T wave, is usually obscured by the much larger QRS complex.
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For this reason, an atrial T wave seldom is observed in the electrocardiogram.
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The ventricular repolarization wave is the T wave of the normal electrocardiogram. Ordinarily,
ventricular muscle begins to repolarize in some fibers about 0.20 second after the beginning of the
depolarization wave (the QRS complex), but in many other fibers, it takes as long as 0.35 second.
Thus, the process of ventricular repolarization extends over a long period, about 0.15 second. For this
reason, the T wave in the normal electrocardiogram is a prolonged wave, but the voltage of the T wave
is considerably less than the voltage of the QRS complex, partly because of its prolonged length.
Voltage and Time Calibration of the Electrocardiogram
All recordings of electrocardiograms are made with appropriate calibration lines on the recording paper.
Either these calibration lines are already ruled on the paper, as is the case when a pen recorder is
used, or they are recorded on the paper at the same time that the electrocardiogram is recorded, which
is the case with the photographic types of electrocardiographs.
As shown in Figure 11-1, the horizontal calibration lines are arranged so that 10 of the small line
divisions upward or downward in the standard electrocardiogram represent 1 millivolt, with positivity in
the upward direction and negativity in the downward direction.
The vertical lines on the electrocardiogram are time calibration lines. A typical electrocardiogram is run
at a paper speed of 25 millimeters per second, although faster speeds are sometimes used. Therefore,
each 25 millimeters in the horizontal direction is 1 second, and each 5-millimeter segment, indicated by
the dark vertical lines, represents 0.20 second. The 0.20-second intervals are then broken into five
smaller intervals by thin lines, each of which represents 0.04 second.
Normal Voltages in the Electrocardiogram
The recorded voltages of the waves in the normal electrocardiogram depend on the manner in which
the electrodes are applied to the surface of the body and how close the electrodes are to the heart.
When one electrode is placed directly over the ventricles and a second electrode is placed elsewhere
on the body remote from the heart, the voltage of the QRS complex may be as great as 3 to 4 millivolts.
Even this voltage is small in comparison with the monophasic action potential of 110 millivolts recorded
directly at the heart muscle membrane. When electrocardiograms are recorded from electrodes on the
two arms or on one arm and one leg, the voltage of the QRS complex usually is 1.0 to 1.5 millivolts
from the top of the R wave to the bottom of the S wave; the voltage of the P wave is between 0.1 and
0.3 millivolts; and that of the T wave is between 0.2 and 0.3 millivolts.
P-Q or P-R Interval
The time between the beginning of the P wave and the beginning of the QRS complex is the interval
between the beginning of electrical excitation of the atria and the beginning of excitation of the
ventricles. This period is called the P-Q interval. The normal P-Q interval is about 0.16 second. (Often
this interval is called the P-R interval because the Q wave is likely to be absent.)
Q-T Interval
Contraction of the ventricle lasts almost from the beginning of the Q wave (or R wave, if the Q wave is
absent) to the end of the T wave. This interval is called the Q-T interval and ordinarily is about 0.35
second.
Rate of Heartbeat as Determined from the Electrocardiogram
The rate of heartbeat can be determined easily from an electrocardiogram because the heart rate is
the reciprocal of the time interval between two successive heartbeats. If the interval between two beats
as determined from the time calibration lines is 1 second, the heart rate is 60 beats per minute. The
normal interval between two successive QRS complexes in the adult person is about 0.83 second. This
is a heart rate of 60/0.83 times per minute, or 72 beats per minute.
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Methods for Recording Electrocardiograms
Sometimes the electrical currents generated by the cardiac muscle during each beat of the heart
change electrical potentials and polarities on the respective sides of the heart in less than 0.01 second.
Therefore, it is essential that any apparatus for recording electrocardiograms be capable of responding
rapidly to these changes in potentials.
Recorders for Electrocardiographs
Many modern clinical electrocardiographs use computer-based systems and electronic display,
whereas others use a direct pen recorder that writes the electrocardiogram with a pen directly on a
moving sheet of paper. Sometimes the pen is a thin tube connected at one end to an inkwell, and its
recording end is connected to a powerful electromagnet system that is capable of moving the pen back
and forth at high speed. As the paper moves forward, the pen records the electrocardiogram. The
movement of the pen is controlled by appropriate electronic amplifiers connected to
electrocardiographic electrodes on the patient.
Other pen recording systems use special paper that does not require ink in the recording stylus. One
such paper turns black when it is exposed to heat; the stylus itself is made very hot by electrical current
flowing through its tip. Another type turns black when electrical current flows from the tip of the stylus
through the paper to an electrode at its back. This leaves a black line on the paper where the stylus
touches.
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Flow of Current Around the Heart during the Cardiac Cycle
Recording Electrical Potentials from a Partially Depolarized Mass of Syncytial Cardiac Muscle
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Figure 11-4 Instantaneous potentials develop on the surface of a cardiac muscle mass that has been
depolarized in its center.
Figure 11-4 shows a syncytial mass of cardiac muscle that has been stimulated at its centralmost point.
Before stimulation, all the exteriors of the muscle cells had been positive and the interiors negative. For
reasons presented in Chapter 5 in the discussion of membrane potentials, as soon as an area of
cardiac syncytium becomes depolarized, negative charges leak to the outsides of the depolarized
muscle fibers, making this part of the surface electronegative, as represented by the negative signs in
Figure 11-4. The remaining surface of the heart, which is still polarized, is represented by the positive
signs. Therefore, a meter connected with its negative terminal on the area of depolarization and its
positive terminal on one of the still-polarized areas, as shown to the right in the figure, records
positively.
Two other electrode placements and meter readings are also demonstrated in Figure 11-4. These
should be studied carefully, and the reader should be able to explain the causes of the respective
meter readings. Because the depolarization spreads in all directions through the heart, the potential
differences shown in the figure persist for only a few thousandths of a second, and the actual voltage
measurements can be accomplished only with a high-speed recording apparatus.
Flow of Electrical Currents in the Chest Around the Heart
Figure 11-5 shows the ventricular muscle lying within the chest. Even the lungs, although mostly filled
with air, conduct electricity to a surprising extent, and fluids in other tissues surrounding the heart
conduct electricity even more easily. Therefore, the heart is actually suspended in a conductive
medium. When one portion of the ventricles depolarizes and therefore becomes electronegative with
respect to the remainder, electrical current flows from the depolarized area to the polarized area in
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large circuitous routes, as noted in the figure.
Figure 11-5 Flow of current in the chest around partially depolarized ventricles.
It should be recalled from the discussion of the Purkinje system in Chapter 10 that the cardiac impulse
first arrives in the ventricles in the septum and shortly thereafter spreads to the inside surfaces of the
remainder of the ventricles, as shown by the red areas and the negative signs in Figure 11-5. This
provides electronegativity on the insides of the ventricles and electropositivity on the outer walls of the
ventricles, with electrical current flowing through the fluids surrounding the ventricles along elliptical
paths, as demonstrated by the curving arrows in the figure. If one algebraically averages all the lines of
current flow (the elliptical lines), one finds that the average current flow occurs with negativity toward
the base of the heart and with positivity toward the apex.
During most of the remainder of the depolarization process, current also continues to flow in this same
direction, while depolarization spreads from the endocardial surface outward through the ventricular
muscle mass. Then, immediately before depolarization has completed its course through the ventricles,
the average direction of current flow reverses for about 0.01 second, flowing from the ventricular apex
toward the base, because the last part of the heart to become depolarized is the outer walls of the
ventricles near the base of the heart.
Thus, in normal heart ventricles, current flows from negative to positive primarily in the direction from
the base of the heart toward the apex during almost the entire cycle of depolarization, except at the
very end. And if a meter is connected to electrodes on the surface of the body as shown in Figure 11-5,
the electrode nearer the base will be negative, whereas the electrode nearer the apex will be positive,
and the recording meter will show positive recording in the electrocardiogram.
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Electrocardiographic Leads
Three Bipolar Limb Leads
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Figure 11-6 Conventional arrangement of electrodes for recording the standard electrocardiographic
leads. Einthoven's triangle is superimposed on the chest.
Figure 11-6 shows electrical connections between the patient's limbs and the electrocardiograph for
recording electrocardiograms from the so-called standard bipolar limb leads. The term "bipolar" means
that the electrocardiogram is recorded from two electrodes located on different sides of the heart-in this
case, on the limbs. Thus, a "lead" is not a single wire connecting from the body but a combination of
two wires and their electrodes to make a complete circuit between the body and the
electrocardiograph. The electrocardiograph in each instance is represented by an electrical meter in
the diagram, although the actual electrocardiograph is a high-speed recording meter with a moving
paper.
Lead I
In recording limb lead I, the negative terminal of the electrocardiograph is connected to the right arm
and the positive terminal to the left arm. Therefore, when the point where the right arm connects to the
chest is electronegative with respect to the point where the left arm connects, the electrocardiograph
records positively, that is, above the zero voltage line in the electrocardiogram. When the opposite is
true, the electrocardiograph records below the line.
Lead II
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To record limb lead II, the negative terminal of the electrocardiograph is connected to the right arm and
the positive terminal to the left leg. Therefore, when the right arm is negative with respect to the left leg,
the electrocardiograph records positively.
Lead III
To record limb lead III, the negative terminal of the electrocardiograph is connected to the left arm and
the positive terminal to the left leg. This means that the electrocardiograph records positively when the
left arm is negative with respect to the left leg.
Einthoven's Triangle
In Figure 11-6, the triangle, called Einthoven's triangle, is drawn around the area of the heart. This
illustrates that the two arms and the left leg form apices of a triangle surrounding the heart. The two
apices at the upper part of the triangle represent the points at which the two arms connect electrically
with the fluids around the heart, and the lower apex is the point at which the left leg connects with the
fluids.
Einthoven's Law
Einthoven's law states that if the electrical potentials of any two of the three bipolar limb
electrocardiographic leads are known at any given instant, the third one can be determined
mathematically by simply summing the first two. Note, however, that the positive and negative signs of
the different leads must be observed when making this summation.
For instance, let us assume that momentarily, as noted in Figure 11-6, the right arm is -0.2 millivolts
(negative) with respect to the average potential in the body, the left arm is +0.3 millivolts (positive), and
the left leg is +1.0 millivolts (positive). Observing the meters in the figure, one can see that lead I
records a positive potential of +0.5 millivolts because this is the difference between the -0.2 millivolts
on the right arm and the +0.3 millivolts on the left arm. Similarly, lead III records a positive potential of
+0.7 millivolts, and lead II records a positive potential of +1.2 millivolts because these are the
instantaneous potential differences between the respective pairs of limbs.
Now, note that the sum of the voltages in leads I and III equals the voltage in lead II; that is, 0.5 plus 0.7
equals 1.2. Mathematically, this principle, called Einthoven's law, holds true at any given instant while
the three "standard" bipolar electrocardiograms are being recorded.
Normal Electrocardiograms Recorded from the Three Standard Bipolar Limb Leads
Figure 11-7 shows recordings of the electrocardiograms in leads I, II, and III. It is obvious that the
electrocardiograms in these three leads are similar to one another because they all record positive P
waves and positive T waves, and the major portion of the QRS complex is also positive in each
electrocardiogram.
On analysis of the three electrocardiograms, it can be shown, with careful measurements and proper
observance of polarities, that at any given instant the sum of the potentials in leads I and III equals the
potential in lead II, thus illustrating the validity of Einthoven's law.
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Figure 11-7 Normal electrocardiograms recorded from the three standard electrocardiographic leads.
Because the recordings from all the bipolar limb leads are similar to one another, it does not matter
greatly which lead is recorded when one wants to diagnose different cardiac arrhythmias, because
diagnosis of arrhythmias depends mainly on the time relations between the different waves of the
cardiac cycle. But when one wants to diagnose damage in the ventricular or atrial muscle or in the
Purkinje conducting system, it matters greatly which leads are recorded, because abnormalities of
cardiac muscle contraction or cardiac impulse conduction do change the patterns of the
electrocardiograms markedly in some leads yet may not affect other leads. Electrocardiographic
interpretation of these two types of conditions-cardiac myopathies and cardiac arrhythmias-is
discussed separately in Chapters 12 and 13.
Chest Leads (Precordial Leads)
Often electrocardiograms are recorded with one electrode placed on the anterior surface of the chest
directly over the heart at one of the points shown in Figure 11-8. This electrode is connected to the
positive terminal of the electrocardiograph, and the negative electrode, called the indifferent electrode,
is connected through equal electrical resistances to the right arm, left arm, and left leg all at the same
time, as also shown in the figure. Usually six standard chest leads are recorded, one at a time, from the
anterior chest wall, the chest electrode being placed sequentially at the six points shown in the
diagram. The different recordings are known as leads V1, V2, V3, V4, V5, and V6.
Figure 11-9 illustrates the electrocardiograms of the healthy heart as recorded from these six standard
chest leads. Because the heart surfaces are close to the chest wall, each chest lead records mainly the
electrical potential of the cardiac musculature immediately beneath the electrode. Therefore, relatively
minute abnormalities in the ventricles, particularly in the anterior ventricular wall, can cause marked
changes in the electrocardiograms recorded from individual chest leads.
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Figure 11-8 Connections of the body with the electrocardiograph for recording chest leads. LA, left arm;
RA, right arm.
In leads V1 and V2, the QRS recordings of the normal heart are mainly negative because, as shown in
Figure 11-8, the chest electrode in these leads is nearer to the base of the heart than to the apex, and
the base of the heart is the direction of electronegativity during most of the ventricular depolarization
process. Conversely, the QRS complexes in leads V4, V5, and V6 are mainly positive because the
chest electrode in these leads is nearer the heart apex, which is the direction of electropositivity during
most of depolarization.
Augmented Unipolar Limb Leads
Another system of leads in wide use is the augmented unipolar limb lead . In this type of recording,
two of the limbs are connected through electrical resistances to the negative terminal of the
electrocardiograph, and the third limb is connected to the positive terminal. When the positive terminal
is on the right arm, the lead is known as the aVR lead; when on the left arm, the aVL lead; and when on
the left leg, the aVF lead.
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Figure 11-9 Normal electrocardiograms recorded from the six standard chest leads.
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Figure 11-10 Normal electrocardiograms recorded from the three augmented unipolar limb leads.
Normal recordings of the augmented unipolar limb leads are shown in Figure 11-10. They are all similar
to the standard limb lead recordings, except that the recording from the aVR lead is inverted. (Why
does this inversion occur? Study the polarity connections to the electrocardiograph to determine this.)
Bibliography
See bibliography for Chapter 13.
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12 Electrocardiographic Interpretation of Cardiac Muscle and Coronary Blood Flow
Abnormalities: Vectorial Analysis
From the discussion in Chapter 10 of impulse transmission through the heart, it is obvious that any
change in the pattern of this transmission can cause abnormal electrical potentials around the heart
and, consequently, alter the shapes of the waves in the electrocardiogram. For this reason, most
serious abnormalities of the heart muscle can be diagnosed by analyzing the contours of the waves in
the different electrocardiographic leads.
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Principles of Vectorial Analysis of Electrocardiograms
Use of Vectors to Represent Electrical Potentials
Before it is possible to understand how cardiac abnormalities affect the contours of the
electrocardiogram, one must first become thoroughly familiar with the concept of vectors and vectorial
analysis as applied to electrical potentials in and around the heart.
Several times in Chapter 11 it was pointed out that heart current flows in a particular direction in the
heart at a given instant during the cardiac cycle. A vector is an arrow that points in the direction of the
electrical potential generated by the current flow, with the arrowhead in the positive direction. Also, by
convention, the length of the arrow is drawn proportional to the voltage of the potential.
"Resultant" Vector in the Heart at Any Given Instant
Figure 12-1 shows, by the shaded area and the negative signs, depolarization of the ventricular
septum and parts of the apical endocardial walls of the two ventricles. At this instant of heart excitation,
electrical current flows between the depolarized areas inside the heart and the nondepolarized areas
on the outside of the heart, as indicated by the long elliptical arrows. Some current also flows inside
the heart chambers directly from the depolarized areas toward the still polarized areas. Overall,
considerably more current flows downward from the base of the ventricles toward the apex than in the
upward direction. Therefore, the summated vector of the generated potential at this particular instant,
called the instantaneous mean vector, is represented by the long black arrow drawn through the
center of the ventricles in a direction from base toward apex. Furthermore, because the summated
current is considerable in quantity, the potential is large and the vector is long.
Direction of a Vector Is Denoted in Terms of Degrees
When a vector is exactly horizontal and directed toward the person's left side, the vector is said to
extend in the direction of 0 degrees, as shown in Figure 12-2. From this zero reference point, the scale
of vectors rotates clockwise: when the vector extends from above and straight downward, it has a
direction of +90 degrees; when it extends from the person's left to right, it has a direction of +180
degrees; and when it extends straight upward, it has a direction of -90 (or +270) degrees.
In a normal heart, the average direction of the vector during spread of the depolarization wave through
the ventricles, called the mean QRS vector, is about +59 degrees, which is shown by vector A drawn
through the center of Figure 12-2 in the +59-degree direction. This means that during most of the
depolarization wave, the apex of the heart remains positive with respect to the base of the heart, as
discussed later in the chapter.
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Figure 12-1 Mean vector through the partially depolarized ventricles.
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Figure 12-2 Vectors drawn to represent potentials for several different hearts, and the "axis" of the
potential (expressed in degrees) for each heart.
Axis for Each Standard Bipolar Lead and Each Unipolar Limb Lead
In Chapter 11, the three standard bipolar and the three unipolar limb leads are described. Each lead is
actually a pair of electrodes connected to the body on opposite sides of the heart, and the direction
from negative electrode to positive electrode is called the "axis" of the lead. Lead I is recorded from two
electrodes placed respectively on the two arms. Because the electrodes lie exactly in the horizontal
direction, with the positive electrode to the left, the axis of lead I is 0 degrees.
In recording lead II, electrodes are placed on the right arm and left leg. The right arm connects to the
torso in the upper right-hand corner and the left leg connects in the lower left-hand corner. Therefore,
the direction of this lead is about +60 degrees.
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Figure 12-3 Axes of the three bipolar and three unipolar leads.
By similar analysis, it can be seen that lead III has an axis of about +120 degrees; lead aVR, +210
degrees; aVF, +90 degrees; and aVL -30 degrees. The directions of the axes of all these leads are
shown in Figure 12-3, which is known as the hexagonal reference system. The polarities of the
electrodes are shown by the plus and minus signs in the figure. The reader must learn these axes and
their polarities, particularly for the bipolar limb leads I, II, and III, to understand the remainder of
this chapter .
Vectorial Analysis of Potentials Recorded in Different Leads
Now that we have discussed, first, the conventions for representing potentials across the heart by
means of vectors and, second, the axes of the leads, it is possible to use these together to determine
the instantaneous potential that will be recorded in the electrocardiogram of each lead for a given
vector in the heart, as follows.
Figure 12-4 shows a partially depolarized heart; vector A represents the instantaneous mean direction
of current flow in the ventricles. In this instance, the direction of the vector is +55 degrees, and the
voltage of the potential, represented by the length of vector A, is 2 mv. In the diagram below the heart,
vector A is shown again, and a line is drawn to represent the axis of lead I in the 0-degree direction. To
determine how much of the voltage in vector A will be recorded in lead I, a line perpendicular to the
axis of lead I is drawn from the tip of vector A to the lead I axis, and a so-called projected vector (B) is
drawn along the lead I axis. The arrow of this projected vector points toward the positive end of the
lead I axis, which means that the record momentarily being recorded in the electrocardiogram of lead I
is positive. And the instantaneous recorded voltage will be equal to the length of B divided by the
length of A times 2 millivolts, or about 1 millivolt.
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Figure 12-4 Determination of a projected vector B along the axis of lead I when vector A represents the
instantaneous potential in the ventricles.
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Figure 12-5 Determination of the projected vector B along the axis of lead I when vector A represents
the instantaneous potential in the ventricles.
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Figure 12-5 shows another example of vectorial analysis. In this example, vector A represents the
electrical potential and its axis at a given instant during ventricular depolarization in a heart in which the
left side of the heart depolarizes more rapidly than the right. In this instance, the instantaneous vector
has a direction of 100 degrees, and its voltage is again 2 millivolts. To determine the potential actually
recorded in lead I, we draw a perpendicular line from the tip of vector A to the lead I axis and find
projected vector B. Vector B is very short and this time in the negative direction, indicating that at this
particular instant, the recording in lead I will be negative (below the zero line in the electrocardiogram),
and the voltage recorded will be slight, about -0.3 millivolts. This figure demonstrates that when the
vector in the heart is in a direction almost perpendicular to the axis of the lead, the voltage recorded
in the electrocardiogram of this lead is very low. Conversely, when the heart vector has almost
exactly the same axis as the lead axis, essentially the entire voltage of the vector will be recorded.
Vectorial Analysis of Potentials in the Three Standard Bipolar Limb Leads
Figure 12-6 Determination of projected vectors in leads I, II, and III when vector A represents the
instantaneous potential in the ventricles.
In Figure 12-6, vector A depicts the instantaneous electrical potential of a partially depolarized heart.
To determine the potential recorded at this instant in the electrocardiogram for each one of the three
standard bipolar limb leads, perpendicular lines (the dashed lines) are drawn from the tip of vector A to
the three lines representing the axes of the three different standard leads, as shown in the figure. The
projected vector B depicts the potential recorded at that instant in lead I, projected vector C depicts the
potential in lead II, and projected vector D depicts the potential in lead III. In each of these, the record in
the electrocardiogram is positive-that is, above the zero line-because the projected vectors point in the
positive directions along the axes of all the leads. The potential in lead I (vector B) is about one-half
that of the actual potential in the heart (vector A); in lead II (vector C), it is almost equal to that in the
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heart; and in lead III (vector D), it is about one-third that in the heart.
An identical analysis can be used to determine potentials recorded in augmented limb leads, except
that the respective axes of the augmented leads (see Figure 12-3) are used in place of the standard
bipolar limb lead axes used for Figure 12-6.
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Vectorial Analysis of the Normal Electrocardiogram
Vectors That Occur at Successive Intervals during Depolarization of the Ventricles-the QRS Complex
When the cardiac impulse enters the ventricles through the atrioventricular bundle, the first part of the
ventricles to become depolarized is the left endocardial surface of the septum. Then depolarization
spreads rapidly to involve both endocardial surfaces of the septum, as demonstrated by the darker
shaded portion of the ventricle in Figure 12-7A. Next, depolarization spreads along the endocardial
surfaces of the remainder of the two ventricles, as shown in Figure 12-7B and C. Finally, it spreads
through the ventricular muscle to the outside of the heart, as shown progressively in Figure 12-7C, D,
and E.
At each stage in Figure 12-7, parts A to E, the instantaneous mean electrical potential of the ventricles
is represented by a red vector superimposed on the ventricle in each figure. Each of these vectors is
then analyzed by the method described in the preceding section to determine the voltages that will be
recorded at each instant in each of the three standard electrocardiographic leads. To the right in each
figure is shown progressive development of the electrocardiographic QRS complex. Keep in mind that
a positive vector in a lead will cause recording in the electrocardiogram above the zero line, whereas
a negative vector will cause recording below the zero line.
Before proceeding with further consideration of vectorial analysis, it is essential that this analysis of the
successive normal vectors presented in Figure 12-7 be understood. Each of these analyses should be
studied in detail by the procedure given here. A short summary of this sequence follows.
In Figure 12-7A, the ventricular muscle has just begun to be depolarized, representing an instant about
0.01 second after the onset of depolarization. At this time, the vector is short because only a small
portion of the ventricles-the septum-is depolarized. Therefore, all electrocardiographic voltages are
low, as recorded to the right of the ventricular muscle for each of the leads. The voltage in lead II is
greater than the voltages in leads I and III because the heart vector extends mainly in the same
direction as the axis of lead II.
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Figure 12-7 Shaded areas of the ventricles are depolarized (-); nonshaded areas are still polarized (+).
The ventricular vectors and QRS complexes 0.01 second after onset of ventricular depolarization (A);
0.02 second after onset of depolarization (B); 0.035 second after onset of depolarization (C); 0.05
second after onset of depolarization (D); and after depolarization of the ventricles is complete, 0.06
second after onset (E).
In Figure 12-7B, which represents about 0.02 second after onset of depolarization, the heart vector is
long because much of the ventricular muscle mass has become depolarized. Therefore, the voltages in
all electrocardiographic leads have increased.
In Figure 12-7C, about 0.035 second after onset of depolarization, the heart vector is becoming shorter
and the recorded electrocardiographic voltages are lower because the outside of the heart apex is now
electronegative, neutralizing much of the positivity on the other epicardial surfaces of the heart. Also,
the axis of the vector is beginning to shift toward the left side of the chest because the left ventricle is
slightly slower to depolarize than the right. Therefore, the ratio of the voltage in lead I to that in lead III
is increasing.
In Figure 12-7D, about 0.05 second after onset of depolarization, the heart vector points toward the
base of the left ventricle, and it is short because only a minute portion of the ventricular muscle is still
polarized positive. Because of the direction of the vector at this time, the voltages recorded in leads II
and III are both negative-that is, below the line-whereas the voltage of lead I is still positive.
In Figure 12-7E, about 0.06 second after onset of depolarization, the entire ventricular muscle mass is
depolarized so that no current flows around the heart and no electrical potential is generated. The
vector becomes zero, and the voltages in all leads become zero.
Thus, the QRS complexes are completed in the three standard bipolar limb leads.
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Sometimes the QRS complex has a slight negative depression at its beginning in one or more of the
leads, which is not shown in Figure 12-7; this depression is the Q wave. When it occurs, it is caused by
initial depolarization of the left side of the septum before the right side, which creates a weak vector
from left to right for a fraction of a second before the usual base-to-apex vector occurs. The major
positive deflection shown in Figure 12-7 is the R wave, and the final negative deflection is the S wave.
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Electrocardiogram during Repolarization-the T Wave
After the ventricular muscle has become depolarized, about 0.15 second later, repolarization begins
and proceeds until complete at about 0.35 second. This repolarization causes the T wave in the
electrocardiogram.
Because the septum and endocardial areas of the ventricular muscle depolarize first, it seems logical
that these areas should repolarize first as well. However, this is not the usual case because the septum
and other endocardial areas have a longer period of contraction than most of the external surfaces of
the heart. Therefore, the greatest portion of ventricular muscle mass to repolarize first is the entire
outer surface of the ventricles, especially near the apex of the heart. The endocardial areas,
conversely, normally repolarize last. This sequence of repolarization is postulated to be caused by the
high blood pressure inside the ventricles during contraction, which greatly reduces coronary blood flow
to the endocardium, thereby slowing repolarization in the endocardial areas.
Because the outer apical surfaces of the ventricles repolarize before the inner surfaces, the positive
end of the overall ventricular vector during repolarization is toward the apex of the heart. As a result,
the normal T wave in all three bipolar limb leads is positive, which is also the polarity of most of the
normal QRS complex.
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Figure 12-8 Generation of the T wave during repolarization of the ventricles, showing also vectorial
analysis of the first stage of repolarization. The total time from the beginning of the T wave to its end is
approximately 0.15 second.
In Figure 12-8, five stages of repolarization of the ventricles are denoted by progressive increase of the
light tan areas-the repolarized areas. At each stage, the vector extends from the base of the heart
toward the apex until it disappears in the last stage. At first, the vector is relatively small because the
area of repolarization is small. Later, the vector becomes stronger because of greater degrees of
repolarization. Finally, the vector becomes weaker again because the areas of depolarization still
persisting become so slight that the total quantity of current flow decreases. These changes also
demonstrate that the vector is greatest when about half the heart is in the polarized state and about
half is depolarized.
The changes in the electrocardiograms of the three standard limb leads during repolarization are noted
under each of the ventricles, depicting the progressive stages of repolarization. Thus, over about 0.15
second, the period of time required for the whole process to take place, the T wave of the
electrocardiogram is generated.
Depolarization of the Atria-the P Wave
Depolarization of the atria begins in the sinus node and spreads in all directions over the atria.
Therefore, the point of original electronegativity in the atria is about at the point of entry of the superior
vena cava where the sinus node lies, and the direction of initial depolarization is denoted by the black
vector in Figure 12-9. Furthermore, the vector remains generally in this direction throughout the
process of normal atrial depolarization. Because this direction is generally in the positive directions of
the axes of the three standard bipolar limb leads I, II, and III, the electrocardiograms recorded from the
atria during depolarization are also usually positive in all three of these leads, as shown in Figure 12-9.
This record of atrial depolarization is known as the atrial P wave.
Repolarization of the Atria-the Atrial T Wave
Figure 12-9 Depolarization of the atria and generation of the P wave, showing the maximum vector
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through the atria and the resultant vectors in the three standard leads. At the right are the atrial P and
T waves. SA, sinoatrial node.
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Spread of depolarization through the atrial muscle is much slower than in the ventricles because the
atria have no Purkinje system for fast conduction of the depolarization signal. Therefore, the
musculature around the sinus node becomes depolarized a long time before the musculature in distal
parts of the atria. Because of this, the area in the atria that also becomes repolarized first is the sinus
nodal region, the area that had originally become depolarized first. Thus, when repolarization begins,
the region around the sinus node becomes positive with respect to the rest of the atria. Therefore, the
atrial repolarization vector is backward to the vector of depolarization. (Note that this is opposite to the
effect that occurs in the ventricles.) Therefore, as shown to the right in Figure 12-9, the so-called atrial
T wave follows about 0.15 second after the atrial P wave, but this T wave is on the opposite side of the
zero reference line from the P wave; that is, it is normally negative rather than positive in the three
standard bipolar limb leads.
In the normal electrocardiogram, the atrial T wave appears at about the same time that the QRS
complex of the ventricles appears. Therefore, it is almost always totally obscured by the large
ventricular QRS complex, although in some very abnormal states, it does appear in the recorded
electrocardiogram.
Vectorcardiogram
It has been noted in the discussion up to this point that the vector of current flow through the heart
changes rapidly as the impulse spreads through the myocardium. It changes in two aspects: First, the
vector increases and decreases in length because of increasing and decreasing voltage of the vector.
Second, the vector changes direction because of changes in the average direction of the electrical
potential from the heart. The so-called vectorcardiogram depicts these changes at different times
during the cardiac cycle, as shown in Figure 12-10.
In the large vectorcardiogram of Figure 12-10, point 5 is the zero reference point, and this point is the
negative end of all the successive vectors. While the heart muscle is polarized between heartbeats, the
positive end of the vector remains at the zero point because there is no vectorial electrical potential.
However, as soon as current begins to flow through the ventricles at the beginning of ventricular
depolarization, the positive end of the vector leaves the zero reference point.
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Figure 12-10 QRS and T vectorcardiograms.
When the septum first becomes depolarized, the vector extends downward toward the apex of the
ventricles, but it is relatively weak, thus generating the first portion of the ventricular vectorcardiogram,
as shown by the positive end of vector 1. As more of the ventricular muscle becomes depolarized, the
vector becomes stronger and stronger, usually swinging slightly to one side. Thus, vector 2 of Figure
12-10 represents the state of depolarization of the ventricles about 0.02 second after vector 1. After
another 0.02 second, vector 3 represents the potential, and vector 4 occurs in another 0.01 second.
Finally, the ventricles become totally depolarized, and the vector becomes zero once again, as shown
at point 5.
The elliptical figure generated by the positive ends of the vectors is called the QRS vectorcardiogram.
Vectorcardiograms can be recorded on an oscilloscope by connecting body surface electrodes from the
neck and lower abdomen to the vertical plates of the oscilloscope and connecting chest surface
electrodes from each side of the heart to the horizontal plates. When the vector changes, the spot of
light on the oscilloscope follows the course of the positive end of the changing vector, thus inscribing
the vectorcardiogram on the oscilloscopic screen.
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Mean Electrical Axis of the Ventricular QRS-and Its Significance
The vectorcardiogram during ventricular depolarization (the QRS vectorcardiogram) shown in Figure
12-10 is that of a normal heart. Note from this vectorcardiogram that the preponderant direction of the
vectors of the ventricles during depolarization is mainly toward the apex of the heart. That is, during
most of the cycle of ventricular depolarization, the direction of the electrical potential (negative to
positive) is from the base of the ventricles toward the apex. This preponderant direction of the potential
during depolarization is called the mean electrical axis of the ventricles. The mean electrical axis of
the normal ventricles is 59 degrees. In many pathological conditions of the heart, this direction changes
markedly, sometimes even to opposite poles of the heart.
Determining the Electrical Axis from Standard Lead Electrocardiograms
Clinically, the electrical axis of the heart is usually estimated from the standard bipolar limb lead
electrocardiograms rather than from the vectorcardiogram. Figure 12-11 shows a method for doing this.
After recording the standard leads, one determines the net potential and polarity of the recordings in
leads I and III. In lead I of Figure 12-11, the recording is positive, and in lead III, the recording is mainly
positive but negative during part of the cycle. If any part of a recording is negative, this negative
potential is subtracted from the positive part of the potential to determine the net potential for that
lead, as shown by the arrow to the right of the QRS complex for lead III. Then each net potential for
leads I and III is plotted on the axes of the respective leads, with the base of the potential at the point of
intersection of the axes, as shown in Figure 12-11.
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Figure 12-11 Plotting the mean electrical axis of the ventricles from two electrocardiographic leads
(leads I and III).
If the net potential of lead I is positive, it is plotted in a positive direction along the line depicting lead I.
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Conversely, if this potential is negative, it is plotted in a negative direction. Also, for lead III, the net
potential is placed with its base at the point of intersection, and, if positive, it is plotted in the positive
direction along the line depicting lead III. If it is negative, it is plotted in the negative direction.
To determine the vector of the total QRS ventricular mean electrical potential, one draws perpendicular
lines (the dashed lines in the figure) from the apices of leads I and III, respectively. The point of
intersection of these two perpendicular lines represents, by vectorial analysis, the apex of the mean
QRS vector in the ventricles, and the point of intersection of the lead I and lead III axes represents the
negative end of the mean vector. Therefore, the mean QRS vector is drawn between these two points.
The approximate average potential generated by the ventricles during depolarization is represented by
the length of this mean QRS vector, and the mean electrical axis is represented by the direction of the
mean vector. Thus, the orientation of the mean electrical axis of the normal ventricles, as determined in
Figure 12-11, is 59 degrees positive (+59 degrees).
Abnormal Ventricular Conditions That Cause Axis Deviation
Although the mean electrical axis of the ventricles averages about 59 degrees, this axis can swing
even in the normal heart from about 20 degrees to about 100 degrees. The causes of the normal
variations are mainly anatomical differences in the Purkinje distribution system or in the musculature
itself of different hearts. However, a number of abnormal conditions of the heart can cause axis
deviation beyond the normal limits, as follows.
Change in the Position of the Heart in the Chest
If the heart itself is angulated to the left, the mean electrical axis of the heart also shifts to the left.
Such shift occurs (1) at the end of deep expiration, (2) when a person lies down, because the
abdominal contents press upward against the diaphragm, and (3) quite frequently in obese people
whose diaphragms normally press upward against the heart all the time due to increased visceral
adiposity.
Likewise, angulation of the heart to the right causes the mean electrical axis of the ventricles to shift to
the right. This occurs (1) at the end of deep inspiration, (2) when a person stands up, and (3) normally
in tall, lanky people whose hearts hang downward.
Hypertrophy of One Ventricle
When one ventricle greatly hypertrophies, the axis of the heart shifts toward the hypertrophied
ventricle for two reasons. First, a far greater quantity of muscle exists on the hypertrophied side of the
heart than on the other side, and this allows generation of greater electrical potential on that side.
Second, more time is required for the depolarization wave to travel through the hypertrophied ventricle
than through the normal ventricle. Consequently, the normal ventricle becomes depolarized
considerably in advance of the hypertrophied ventricle, and this causes a strong vector from the
normal side of the heart toward the hypertrophied side, which remains strongly positively charged.
Thus, the axis deviates toward the hypertrophied ventricle.
Vectorial Analysis of Left Axis Deviation Resulting from Hypertrophy of the Left Ventricle
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Figure 12-12 Left axis deviation in a hypertensive heart (hypertrophic left ventricle). Note the slightly
prolonged QRS complex as well.
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Figure 12-12 shows the three standard bipolar limb lead electrocardiograms. Vectorial analysis
demonstrates left axis deviation with mean electrical axis pointing in the -15-degree direction. This is a
typical electrocardiogram caused by increased muscle mass of the left ventricle. In this instance, the
axis deviation was caused by hypertension (high arterial blood pressure), which caused the left
ventricle to hypertrophy so that it could pump blood against elevated systemic arterial pressure. A
similar picture of left axis deviation occurs when the left ventricle hypertrophies as a result of aortic
valvular stenosis, aortic valvular regurgitation, or any number of congenital heart conditions in which
the left ventricle enlarges while the right ventricle remains relatively normal in size.
Vectorial Analysis of Right Axis Deviation Resulting from Hypertrophy of the Right Ventricle
The electrocardiogram of Figure 12-13 shows intense right axis deviation, to an electrical axis of 170
degrees, which is 111 degrees to the right of the normal 59-degree mean ventricular QRS axis. The
right axis deviation demonstrated in this figure was caused by hypertrophy of the right ventricle as a
result of congenital pulmonary valve stenosis. Right axis deviation also can occur in other congenital
heart conditions that cause hypertrophy of the right ventricle, such as tetralogy of Fallot and
interventricular septal defect.
Bundle Branch Block Causes Axis Deviation
Ordinarily, the lateral walls of the two ventricles depolarize at almost the same instant because both the
left and the right bundle branches of the Purkinje system transmit the cardiac impulse to the two
ventricular walls at almost the same instant. As a result, the potentials generated by the two ventricles
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(on the two opposite sides of the heart) almost neutralize each other. But if only one of the major
bundle branches is blocked, the cardiac impulse spreads through the normal ventricle long before it
spreads through the other. Therefore, depolarization of the two ventricles does not occur even nearly
simultaneously, and the depolarization potentials do not neutralize each other. As a result, axis
deviation occurs as follows.
Figure 12-13 High-voltage electrocardiogram in congenital pulmonary valve stenosis with right
ventricular hypertrophy. Intense right axis deviation and a slightly prolonged QRS complex also are
seen.
Vectorial Analysis of Left Axis Deviation in Left Bundle Branch Block
When the left bundle branch is blocked, cardiac depolarization spreads through the right ventricle two
to three times as rapidly as through the left ventricle. Consequently, much of the left ventricle remains
polarized for as long as 0.1 second after the right ventricle has become totally depolarized. Thus, the
right ventricle becomes electronegative, whereas the left ventricle remains electropositive during most
of the depolarization process, and a strong vector projects from the right ventricle toward the left
ventricle. In other words, there is intense left axis deviation of about -50 degrees because the positive
end of the vector points toward the left ventricle. This is demonstrated in Figure 12-14, which shows
typical left axis deviation resulting from left bundle branch block.
Because of slowness of impulse conduction when the Purkinje system is blocked, in addition to axis
deviation, the duration of the QRS complex is greatly prolonged because of extreme slowness of
depolarization in the affected side of the heart. One can see this by observing the excessive widths of
the QRS waves in Figure 12-14. This is discussed in greater detail later in the chapter. This extremely
prolonged QRS complex differentiates bundle branch block from axis deviation caused by hypertrophy.
Vectorial Analysis of Right Axis Deviation in Right Bundle Branch Block
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Figure 12-14 Left axis deviation caused by left bundle branch block. Note also the greatly prolonged
QRS complex.
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Figure 12-15 Right axis deviation caused by right bundle branch block. Note also the greatly prolonged
QRS complex.
When the right bundle branch is blocked, the left ventricle depolarizes far more rapidly than the right
ventricle, so the left side of the ventricles becomes electronegative as long as 0.1 second before the
right. Therefore, a strong vector develops, with its negative end toward the left ventricle and its positive
end toward the right ventricle. In other words, intense right axis deviation occurs. Right axis deviation
caused by right bundle branch block is demonstrated, and its vector is analyzed, in Figure 12-15, which
shows an axis of about 105 degrees instead of the normal 59 degrees and a prolonged QRS complex
because of slow conduction.
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Conditions That Cause Abnormal Voltages of the QRS Complex
Increased Voltage in the Standard Bipolar Limb Leads
Normally, the voltages in the three standard bipolar limb leads, as measured from the peak of the R
wave to the bottom of the S wave, vary between 0.5 and 2.0 millivolts, with lead III usually recording the
lowest voltage and lead II the highest. However, these relations are not invariable, even for the normal
heart. In general, when the sum of the voltages of all the QRS complexes of the three standard leads is
greater than 4 millivolts, the patient is considered to have a high-voltage electrocardiogram.
The cause of high-voltage QRS complexes most often is increased muscle mass of the heart, which
ordinarily results from hypertrophy of the muscle in response to excessive load on one part of the
heart or the other. For example, the right ventricle hypertrophies when it must pump blood through a
stenotic pulmonary valve, and the left ventricle hypertrophies when a person has high blood pressure.
The increased quantity of muscle causes generation of increased quantities of electricity around the
heart. As a result, the electrical potentials recorded in the electrocardiographic leads are considerably
greater than normal, as shown in Figures 12-12 and 12-13.
Decreased Voltage of the Electrocardiogram
Decreased Voltage Caused by Cardiac Myopathies
Figure 12-16 Low-voltage electrocardiogram following local damage throughout the ventricles caused
by previous myocardial infarction.
One of the most common causes of decreased voltage of the QRS complex is a series of old
myocardial infarctions with resultant diminished muscle mass. This also causes the depolarization
wave to move through the ventricles slowly and prevents major portions of the heart from becoming
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massively depolarized all at once. Consequently, this condition causes some prolongation of the QRS
complex along with the decreased voltage. Figure 12-16 shows a typical low-voltage electrocardiogram
with prolongation of the QRS complex, which is common after multiple small infarctions of the heart
have caused local delays of impulse conduction and reduced voltages due to loss of muscle mass
throughout the ventricles.
Decreased Voltage Caused by Conditions Surrounding the Heart
One of the most important causes of decreased voltage in electrocardiographic leads is fluid in the
pericardium. Because extracellular fluid conducts electrical currents with great ease, a large portion of
the electricity flowing out of the heart is conducted from one part of the heart to another through the
pericardial fluid. Thus, this effusion effectively "short-circuits" the electrical potentials generated by the
heart, decreasing the electrocardiographic voltages that reach the outside surfaces of the body.
Pleural effusion, to a lesser extent, also can "short-circuit" the electricity around the heart so that the
voltages at the surface of the body and in the electrocardiograms are decreased.
Pulmonary emphysema can decrease the electrocardiographic potentials, but for a different reason
than that of pericardial effusion. In pulmonary emphysema, conduction of electrical current through the
lungs is depressed considerably because of excessive quantity of air in the lungs. Also, the chest
cavity enlarges, and the lungs tend to envelop the heart to a greater extent than normally. Therefore,
the lungs act as an insulator to prevent spread of electrical voltage from the heart to the surface of the
body, and this results in decreased electrocardiographic potentials in the various leads.
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Prolonged and Bizarre Patterns of the QRS Complex
Prolonged QRS Complex as a Result of Cardiac Hypertrophy or Dilatation
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The QRS complex lasts as long as depolarization continues to spread through the ventricles-that is, as
long as part of the ventricles is depolarized and part is still polarized. Therefore, prolonged conduction
of the impulse through the ventricles always causes a prolonged QRS complex. Such prolongation
often occurs when one or both ventricles are hypertrophied or dilated, owing to the longer pathway that
the impulse must then travel. The normal QRS complex lasts 0.06 to 0.08 second, whereas in
hypertrophy or dilatation of the left or right ventricle, the QRS complex may be prolonged to 0.09 to
0.12 second.
Prolonged QRS Complex Resulting from Purkinje System Blocks
When the Purkinje fibers are blocked, the cardiac impulse must then be conducted by the ventricular
muscle instead of by way of the Purkinje system. This decreases the velocity of impulse conduction to
about one third of normal. Therefore, if complete block of one of the bundle branches occurs, the
duration of the QRS complex is usually increased to 0.14 second or greater.
In general, a QRS complex is considered to be abnormally long when it lasts more than 0.09 second;
when it lasts more than 0.12 second, the prolongation is almost certainly caused by pathological block
somewhere in the ventricular conduction system, as shown by the electrocardiograms for bundle
branch block in Figures 12-14 and 12-15.
Conditions That Cause Bizarre QRS Complexes
Bizarre patterns of the QRS complex most frequently are caused by two conditions: (1) destruction of
cardiac muscle in various areas throughout the ventricular system, with replacement of this muscle by
scar tissue, and (2) multiple small local blocks in the conduction of impulses at many points in the
Purkinje system. As a result, cardiac impulse conduction becomes irregular, causing rapid shifts in
voltages and axis deviations. This often causes double or even triple peaks in some of the
electrocardiographic leads, such as those shown in Figure 12-14.
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Current of Injury
Many different cardiac abnormalities, especially those that damage the heart muscle itself, often cause
part of the heart to remain partially or totally depolarized all the time. When this occurs, current flows
between the pathologically depolarized and the normally polarized areas even between heartbeats.
This is called a current of injury. Note especially that the injured part of the heart is negative, because
this is the part that is depolarized and emits negative charges into the surrounding fluids, whereas
the remainder of the heart is neutral or positive polarity.
Some abnormalities that can cause current of injury are (1) mechanical trauma, which sometimes
makes the membranes remain so permeable that full repolarization cannot take place; (2) infectious
processes that damage the muscle membranes; and (3) ischemia of local areas of heart muscle
caused by local coronary occlusions, which is by far the most common cause of current of injury in the
heart. During ischemia, not enough nutrients from the coronary blood supply are available to the heart
muscle to maintain normal membrane polarization.
Effect of Current of Injury on the QRS Complex
In Figure 12-17, a small area in the base of the left ventricle is newly infarcted (loss of coronary blood
flow). Therefore, during the T-P interval-that is, when the normal ventricular muscle is totally polarizedabnormal
negative current still flows from the infarcted area at the base of the left ventricle and
spreads toward the rest of the ventricles.
The vector of this "current of injury," as shown in the first heart in Figure 12-17, is in a direction of
about 125 degrees, with the base of the vector, the negative end, toward the injured muscle. As shown
in the lower portions of the figure, even before the QRS complex begins, this vector causes an initial
record in lead I below the zero potential line, because the projected vector of the current of injury in
lead I points toward the negative end of the lead I axis. In lead II, the record is above the line because
the projected vector points more toward the positive terminal of the lead. In lead III, the projected vector
points in the same direction as the positive terminal of lead III so that the record is positive.
Furthermore, because the vector lies almost exactly in the direction of the axis of lead III, the voltage of
the current of injury in lead III is much greater than in either lead I or lead II.
As the heart then proceeds through its normal process of depolarization, the septum first becomes
depolarized; then the depolarization spreads down to the apex and back toward the bases of the
ventricles. The last portion of the ventricles to become totally depolarized is the base of the right
ventricle, because the base of the left ventricle is already totally and permanently depolarized. By
vectorial analysis, the successive stages of electrocardiogram generation by the depolarization wave
traveling through the ventricles can be constructed graphically, as demonstrated in the lower part of
Figure 12-17.
When the heart becomes totally depolarized, at the end of the depolarization process (as noted by the
next-to-last stage in Figure 12-17), all the ventricular muscle is in a negative state. Therefore, at this
instant in the electrocardiogram, no current flows from the ventricles to the electrocardiographic
electrodes because now both the injured heart muscle and the contracting muscle are depolarized.
Next, as repolarization takes place, all of the heart finally repolarizes, except the area of permanent
depolarization in the injured base of the left ventricle. Thus, repolarization causes a return of the
current of injury in each lead, as noted at the far right in Figure 12-17.
The J Point-the Zero Reference Potential for Analyzing Current of Injury
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Figure 12-17 Effect of a current of injury on the electrocardiogram.
One might think that the electrocardiograph machines for recording electrocardiograms could
determine when no current is flowing around the heart. However, many stray currents exist in the body,
such as currents resulting from "skin potentials" and from differences in ionic concentrations in different
fluids of the body. Therefore, when two electrodes are connected between the arms or between an arm
and a leg, these stray currents make it impossible to predetermine the exact zero reference level in the
electrocardiogram.
For these reasons, the following procedure must be used to determine the zero potential level: First,
one notes the exact point at which the wave of depolarization just completes its passage through the
heart, which occurs at the end of the QRS complex. At exactly this point, all parts of the ventricles have
become depolarized, including both the damaged parts and the normal parts, so no current is flowing
around the heart. Even the current of injury disappears at this point. Therefore, the potential of the
electrocardiogram at this instant is at zero voltage. This point is known as the "J" point in the
electrocardiogram, as shown in Figure 12-18.
Then, for analysis of the electrical axis of the injury potential caused by a current of injury, a horizontal
line is drawn in the electrocardiogram for each lead at the level of the J point. This horizontal line is
then the zero potential level in the electrocardiogram from which all potentials caused by currents of
injury must be measured.
Use of the J Point in Plotting Axis of Injury Potential
Figure 12-18 shows electrocardiograms (leads I and III) from an injured heart. Both records show injury
potentials. In other words, the J point of each of these two electrocardiograms is not on the same line
as the T-P segment. In the figure, a horizontal line has been drawn through the J point to represent the
zero voltage level in each of the two recordings. The injury potential in each lead is the difference
between the voltage of the electrocardiogram immediately before onset of the P wave and the zero
voltage level determined from the J point. In lead I, the recorded voltage of the injury potential is above
the zero potential level and is, therefore, positive. Conversely, in lead III, the injury potential is below
the zero voltage level and, therefore, is negative.
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Figure 12-18 J point as the zero reference potential of the electrocardiograms for leads I and III. Also,
the method for plotting the axis of the injury potential is shown by the lowermost panel.
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At the bottom in Figure 12-18, the respective injury potentials in leads I and III are plotted on the
coordinates of these leads, and the resultant vector of the injury potential for the whole ventricular
muscle mass is determined by vectorial analysis as described. In this instance, the resultant vector
extends from the right side of the ventricles toward the left and slightly upward, with an axis of about -
30 degrees. If one places this vector for the injury potential directly over the ventricles, the negative
end of the vector points toward the permanently depolarized, "injured" area of the ventricles. In the
example shown in Figure 12-18, the injured area would be in the lateral wall of the right ventricle.
This analysis is obviously complex. However, it is essential that the student go over it again and again
until he or she understands it thoroughly. No other aspect of electrocardiographic analysis is more
important.
Coronary Ischemia as a Cause of Injury Potential
Insufficient blood flow to the cardiac muscle depresses the metabolism of the muscle for three reasons:
(1) lack of oxygen, (2) excess accumulation of carbon dioxide, and (3) lack of sufficient food nutrients.
Consequently, repolarization of the muscle membrane cannot occur in areas of severe myocardial
ischemia. Often the heart muscle does not die because the blood flow is sufficient to maintain life of the
muscle even though it is not sufficient to cause repolarization of the membranes. As long as this state
exists, an injury potential continues to flow during the diastolic portion (the T-P portion) of each heart
cycle.
Extreme ischemia of the cardiac muscle occurs after coronary occlusion, and a strong current of injury
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flows from the infarcted area of the ventricles during the T-P interval between heartbeats, as shown in
Figures 12-19 and 12-20. Therefore, one of the most important diagnostic features of
electrocardiograms recorded after acute coronary thrombosis is the current of injury.
Figure 12-19 Current of injury in acute anterior wall infarction . Note the intense injury potential in lead
V2.
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Figure 12-20 Injury potential in acute posterior wall, apical infarction.
Acute Anterior Wall Infarction
Figure 12-19 shows the electrocardiogram in the three standard bipolar limb leads and in one chest
lead (lead V2) recorded from a patient with acute anterior wall cardiac infarction. The most important
diagnostic feature of this electrocardiogram is the intense injury potential in chest lead V2. If one draws
a zero horizontal potential line through the J point of this electrocardiogram, a strong negative injury
potential during the T-P interval is found, which means that the chest electrode over the front of the
heart is in an area of strongly negative potential. In other words, the negative end of the injury potential
vector in this heart is against the anterior chest wall. This means that the current of injury is emanating
from the anterior wall of the ventricles, which diagnoses this condition as anterior wall infarction .
Analyzing the injury potentials in leads I and III, one finds a negative potential in lead I and a positive
potential in lead III. This means that the resultant vector of the injury potential in the heart is about
+150 degrees, with the negative end pointing toward the left ventricle and the positive end pointing
toward the right ventricle. Thus, in this particular electrocardiogram, the current of injury is coming
mainly from the left ventricle, as well as from the anterior wall of the heart. Therefore, one would
conclude that this anterior wall infarction almost certainly is caused by thrombosis of the anterior
descending branch of the left coronary artery.
Posterior Wall Infarction
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Figure 12-20 shows the three standard bipolar limb leads and one chest lead (lead V2) from a patient
with posterior wall infarction. The major diagnostic feature of this electrocardiogram is also in the chest
lead. If a zero potential reference line is drawn through the J point of this lead, it is readily apparent
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that during the T-P interval, the potential of the current of injury is positive. This means that the positive
end of the vector is in the direction of the anterior chest wall, and the negative end (injured end of the
vector) points away from the chest wall. In other words, the current of injury is coming from the back of
the heart opposite to the anterior chest wall, which is the reason this type of electrocardiogram is the
basis for diagnosing posterior wall infarction.
If one analyzes the injury potentials from leads II and III of Figure 12-20, it is readily apparent that the
injury potential is negative in both leads. By vectorial analysis, as shown in the figure, one finds that
the resultant vector of the injury potential is about -95 degrees, with the negative end pointing
downward and the positive end pointing upward. Thus, because the infarct, as indicated by the chest
lead, is on the posterior wall of the heart and, as indicated by the injury potentials in leads II and III, is in
the apical portion of the heart, one would suspect that this infarct is near the apex on the posterior wall
of the left ventricle.
Infarction in Other Parts of the Heart
By the same procedures demonstrated in the preceding discussions of anterior and posterior wall
infarctions, it is possible to determine the locus of any infarcted area emitting a current of injury,
regardless of which part of the heart is involved. In making such vectorial analyses, it must be
remembered that the positive end of the injury potential vector points toward the normal cardiac
muscle, and the negative end points toward the injured portion of the heart that is emitting the
current of injury.
Recovery from Acute Coronary Thrombosis
Figure 12-21 shows a V3 chest lead from a patient with acute posterior wall infarction, demonstrating
changes in the electrocardiogram from the day of the attack to 1 week later, 3 weeks later, and finally 1
year later. From this electrocardiogram, one can see that the injury potential is strong immediately after
the acute attack (T-P segment displaced positively from the S-T segment). However, after about 1
week, the injury potential has diminished considerably, and after 3 weeks, it is gone. After that, the
electrocardiogram does not change greatly during the next year. This is the usual recovery pattern after
acute myocardial infarction of moderate degree, showing that the new collateral coronary blood flow
develops enough to re-establish appropriate nutrition to most of the infarcted area.
Figure 12-21 Recovery of the myocardium after moderate posterior wall infarction, demonstrating
disappearance of the injury potential that is present on the first day after the infarction and still slightly
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present at 1 week.
Figure 12-22 Electrocardiograms of anterior and posterior wall infarctions that occurred about 1 year
previously, showing a Q wave in lead I in anterior wall infarction and a Q wave in lead III in posterior
wall infarction.
Conversely, in some patients with myocardial infarction, the infarcted area never redevelops adequate
coronary blood supply. Often, some of the heart muscle dies, but if the muscle does not die, it will
continue to show an injury potential as long as the ischemia exists, particularly during bouts of exercise
when the heart is overloaded.
Old Recovered Myocardial Infarction
Figure 12-22 shows leads I and III after anterior infarction and leads I and III after posterior infarction
about 1 year after the acute heart attack. The records show what might be called the "ideal"
configurations of the QRS complex in these types of recovered myocardial infarction. Usually a Q wave
has developed at the beginning of the QRS complex in lead I in anterior infarction because of loss of
muscle mass in the anterior wall of the left ventricle, but in posterior infarction, a Q wave has
developed at the beginning of the QRS complex in lead III because of loss of muscle in the posterior
apical part of the ventricle.
These configurations are certainly not found in all cases of old cardiac infarction. Local loss of muscle
and local points of cardiac signal conduction block can cause very bizarre QRS patterns (especially
prominent Q waves, for instance), decreased voltage, and QRS prolongation.
Current of Injury in Angina Pectoris
"Angina pectoris" means pain from the heart felt in the pectoral regions of the upper chest. This pain
usually also radiates into the left neck area and down the left arm. The pain is typically caused by
moderate ischemia of the heart. Usually, no pain is felt as long as the person is quiet, but as soon as
he or she overworks the heart, the pain appears.
An injury potential sometimes appears in the electrocardiogram during an attack of severe angina
pectoris because the coronary insufficiency becomes great enough to prevent adequate repolarization
of some areas of the heart during diastole.
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Abnormalities in the T Wave
Earlier in the chapter, it was pointed out that the T wave is normally positive in all the standard bipolar
limb leads and that this is caused by repolarization of the apex and outer surfaces of the ventricles
ahead of the intraventricular surfaces. That is, the T wave becomes abnormal when the normal
sequence of repolarization does not occur. Several factors can change this sequence of repolarization.
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Effect of Slow Conduction of the Depolarization Wave on the Characteristics of the T Wave
Referring to Figure 12-14, note that the QRS complex is considerably prolonged. The reason for this
prolongation is delayed conduction in the left ventricle resulting from left bundle branch block. This
causes the left ventricle to become depolarized about 0.08 second after depolarization of the right
ventricle, which gives a strong mean QRS vector to the left. However, the refractory periods of the right
and left ventricular muscle masses are not greatly different from each other. Therefore, the right
ventricle begins to repolarize long before the left ventricle; this causes strong positivity in the right
ventricle and negativity in the left ventricle at the time that the T wave is developing. In other words, the
mean axis of the T wave is now deviated to the right, which is opposite the mean electrical axis of the
QRS complex in the same electrocardiogram. Thus, when conduction of the depolarization impulse
through the ventricles is greatly delayed, the T wave is almost always of opposite polarity to that of the
QRS complex.
Shortened Depolarization in Portions of the Ventricular Muscle as a Cause of T Wave Abnormalities
If the base of the ventricles should exhibit an abnormally short period of depolarization, that is, a
shortened action potential, repolarization of the ventricles would not begin at the apex as it normally
does. Instead, the base of the ventricles would repolarize ahead of the apex, and the vector of
repolarization would point from the apex toward the base of the heart, opposite to the standard vector
of repolarization. Consequently, the T wave in all three standard leads would be negative rather than
the usual positive. Thus, the simple fact that the base of the ventricles has a shortened period of
depolarization is sufficient to cause marked changes in the T wave, even to the extent of changing the
entire T wave polarity, as shown in Figure 12-23.
Figure 12-23 Inverted T wave resulting from mild ischemia at the apex of the ventricles.
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Figure 12-24 Biphasic T wave caused by digitalis toxicity.
Mild ischemia is by far the most common cause of shortening of depolarization of cardiac muscle
because this increases current flow through the potassium channels. When the ischemia occurs in only
one area of the heart, the depolarization period of this area decreases out of proportion to that in other
portions. As a result, definite changes in the T wave can take place. The ischemia might result from
chronic, progressive coronary occlusion; acute coronary occlusion; or relative coronary insufficiency
that occurs during exercise.
One means for detecting mild coronary insufficiency is to have the patient exercise and to record the
electrocardiogram, noting whether changes occur in the T waves. The changes in the T waves need
not be specific because any change in the T wave in any lead-inversion, for instance, or a biphasic
wave-is often evidence enough that some portion of the ventricular muscle has a period of
depolarization out of proportion to the rest of the heart, caused by mild to moderate coronary
insufficiency.
Effect of Digitalis on the T Wave
As discussed in Chapter 22, digitalis is a drug that can be used during coronary insufficiency to
increase the strength of cardiac muscle contraction. But when overdosages of digitalis are given,
depolarization duration in one part of the ventricles may be increased out of proportion to that of other
parts. As a result, nonspecific changes, such as T wave inversion or biphasic T waves, may occur in
one or more of the electrocardiographic leads. A biphasic T wave caused by excessive administration
of digitalis is shown in Figure 12-24. Therefore, changes in the T wave during digitalis administration
are often the earliest signs of digitalis toxicity.
Bibliography
See bibliography for Chapter 13.
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13 Cardiac Arrhythmias and Their Electrocardiographic Interpretation
Some of the most distressing types of heart malfunction occur not as a result of abnormal heart muscle
but because of abnormal rhythm of the heart. For instance, sometimes the beat of the atria is not
coordinated with the beat of the ventricles, so the atria no longer function as primer pumps for the
ventricles.
The purpose of this chapter is to discuss the physiology of common cardiac arrhythmias and their
effects on heart pumping, as well as their diagnosis by electrocardiography. The causes of the cardiac
arrhythmias are usually one or a combination of the following abnormalities in the rhythmicityconduction
system of the heart:
1. Abnormal rhythmicity of the pacemaker.
2. Shift of the pacemaker from the sinus node to another place in the heart.
3. Blocks at different points in the spread of the impulse through the heart.
4. Abnormal pathways of impulse transmission through the heart.
5. Spontaneous generation of spurious impulses in almost any part of the heart.
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Abnormal Sinus Rhythms
Tachycardia
The term "tachycardia" means fast heart rate, usually defined in an adult person as faster than 100
beats/min. An electrocardiogram recorded from a patient with tachycardia is shown in Figure 13-1. This
electrocardiogram is normal except that the heart rate, as determined from the time intervals between
QRS complexes, is about 150 per minute instead of the normal 72 per minute.
Some causes of tachycardia include increased body temperature, stimulation of the heart by the
sympathetic nerves, or toxic conditions of the heart.
The heart rate increases about 10 beats/min for each degree of Fahrenheit (18 beats per degree
Celsius) increase in body temperature, up to a body temperature of about 105 °F (40.5 °C); beyond
this, the heart rate may decrease because of progressive debility of the heart muscle as a result of the
fever. Fever causes tachycardia because increased temperature increases the rate of metabolism of
the sinus node, which in turn directly increases its excitability and rate of rhythm.
Many factors can cause the sympathetic nervous system to excite the heart, as we discuss at multiple
points in this text. For instance, when a patient loses blood and passes into a state of shock or
semishock, sympathetic reflex stimulation of the heart often increases the heart rate to 150 to 180
beats/min.
Simple weakening of the myocardium usually increases the heart rate because the weakened heart
does not pump blood into the arterial tree to a normal extent, and this elicits sympathetic reflexes to
increase the heart rate.
Bradycardia
The term "bradycardia" means a slow heart rate, usually defined as fewer than 60 beats/min.
Bradycardia is shown by the electrocardiogram in Figure 13-2.
Bradycardia in Athletes
Figure 13-1 Sinus tachycardia (lead I).
Figure 13-2 Sinus bradycardia (lead III).
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The athlete's heart is larger and considerably stronger than that of a normal person, which allows the
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athlete's heart to pump a large stroke volume output per beat even during periods of rest. When the
athlete is at rest, excessive quantities of blood pumped into the arterial tree with each beat initiate
feedback circulatory reflexes or other effects to cause bradycardia.
Vagal Stimulation as a Cause of Bradycardia
Any circulatory reflex that stimulates the vagus nerves causes release of acetylcholine at the vagal
endings in the heart, thus giving a parasympathetic effect. Perhaps the most striking example of this
occurs in patients with carotid sinus syndrome. In these patients, the pressure receptors
(baroreceptors) in the carotid sinus region of the carotid artery walls are excessively sensitive.
Therefore, even mild external pressure on the neck elicits a strong baroreceptor reflex, causing intense
vagal-acetylcholine effects on the heart, including extreme bradycardia. Indeed, sometimes this reflex is
so powerful that it actually stops the heart for 5 to 10 seconds.
Sinus Arrhythmia
Figure 13-3 shows a cardiotachometer recording of the heart rate, at first during normal and then (in
the second half of the record) during deep respiration. A cardiotachometer is an instrument that records
by the height of successive spikes the duration of the interval between the successive QRS
complexes in the electrocardiogram. Note from this record that the heart rate increased and decreased
no more than 5 percent during quiet respiration (left half of the record). Then, during deep respiration,
the heart rate increased and decreased with each respiratory cycle by as much as 30 percent.
Sinus arrhythmia can result from any one of many circulatory conditions that alter the strengths of the
sympathetic and parasympathetic nerve signals to the heart sinus node. In the "respiratory" type of
sinus arrhythmia, as shown in Figure 13-3, this results mainly from "spillover" of signals from the
medullary respiratory center into the adjacent vasomotor center during inspiratory and expiratory cycles
of respiration. The spillover signals cause alternate increase and decrease in the number of impulses
transmitted through the sympathetic and vagus nerves to the heart.
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Abnormal Rhythms That Result from Block of Heart Signals Within the Intracardiac
Conduction Pathways
Sinoatrial Block
Figure 13-3 Sinus arrhythmia as recorded by a cardiotachometer. To the left is the record when the
subject was breathing normally; to the right, when breathing deeply.
Figure 13-4 Sinoatrial nodal block, with A-V nodal rhythm during the block period (lead III).
In rare instances, the impulse from the sinus node is blocked before it enters the atrial muscle. This
phenomenon is demonstrated in Figure 13-4, which shows sudden cessation of P waves, with resultant
standstill of the atria. However, the ventricles pick up a new rhythm, the impulse usually originating
spontaneously in the atrioventricular (A-V) node, so the rate of the ventricular QRS-T complex is
slowed but not otherwise altered.
Atrioventricular Block
The only means by which impulses ordinarily can pass from the atria into the ventricles is through the
A-V bundle, also known as the bundle of His. Conditions that can either decrease the rate of impulse
conduction in this bundle or block the impulse entirely are as follows:
1. Ischemia of the A-V node or A-V bundle fibers often delays or blocks conduction from the atria to
the ventricles. Coronary insufficiency can cause ischemia of the A-V node and bundle in the same
way that it can cause ischemia of the myocardium.
2. Compression of the A-V bundle by scar tissue or by calcified portions of the heart can depress or
block conduction from the atria to the ventricles.
3. Inflammation of the A-V node or A-V bundle can depress conductivity from the atria to the
ventricles. Inflammation results frequently from different types of myocarditis, caused, for example,
by diphtheria or rheumatic fever.
4. Extreme stimulation of the heart by the vagus nerves in rare instances blocks impulse conduction
through the A-V node. Such vagal excitation occasionally results from strong stimulation of the
baroreceptors in people with carotid sinus syndrome, discussed earlier in relation to bradycardia.
Incomplete Atrioventricular Heart Block
Prolonged P-R (or P-Q) Interval-First-Degree Block
The usual lapse of time between beginning of the P wave and beginning of the QRS complex is about
0.16 second when the heart is beating at a normal rate. This so-called P-R interval usually decreases
in length with faster heartbeat and increases with slower heartbeat. In general, when the P-R interval
increases to greater than 0.20 second, the P-R interval is said to be prolonged and the patient is said
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increases to greater than 0.20 second, the P-R interval is said to be prolonged and the patient is said
to have first-degree incomplete heart block.
Figure 13-5 Prolonged P-R interval caused by first degree A-V heart block (lead II).
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Figure 13-5 shows an electrocardiogram with prolonged P-R interval; the interval in this instance is
about 0.30 second instead of the normal 0.20 or less. Thus, first-degree block is defined as a delay of
conduction from the atria to the ventricles but not actual blockage of conduction. The P-R interval
seldom increases above 0.35 to 0.45 second because, by that time, conduction through the A-V bundle
is depressed so much that conduction stops entirely. One means for determining the severity of some
heart diseases-acute rheumatic heart disease, for instance-is to measure the P-R interval.
Second-Degree Block
When conduction through the A-V bundle is slowed enough to increase the P-R interval to 0.25 to 0.45
second, the action potential is sometimes strong enough to pass through the bundle into the ventricles
and sometimes not strong enough. In this instance, there will be an atrial P wave but no QRS-T wave,
and it is said that there are "dropped beats" of the ventricles. This condition is called second-degree
heart block.
Figure 13-6 shows P-R intervals of 0.30 second, as well as one dropped ventricular beat as a result of
failure of conduction from the atria to the ventricles.
At times, every other beat of the ventricles is dropped, so a "2:1 rhythm" develops, with the atria
beating twice for every single beat of the ventricles. At other times, rhythms of 3:2 or 3:1 also develop.
Complete A-V Block (Third-Degree Block)
When the condition causing poor conduction in the A-V node or A-V bundle becomes severe, complete
block of the impulse from the atria into the ventricles occurs. In this instance, the ventricles
spontaneously establish their own signal, usually originating in the A-V node or A-V bundle. Therefore,
the P waves become dissociated from the QRS-T complexes, as shown in Figure 13-7. Note that the
rate of rhythm of the atria in this electrocardiogram is about 100 beats per minute, whereas the rate of
ventricular beat is less than 40 per minute. Furthermore, there is no relation between the rhythm of the
P waves and that of the QRS-T complexes because the ventricles have "escaped" from control by the
atria, and they are beating at their own natural rate, controlled most often by rhythmical signals
generated in the A-V node or A-V bundle.
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Figure 13-6 Second degree A-V block, showing occasional failure of the ventricles to receive the
excitatory signals (lead V3).
Figure 13-7 Complete A-V block (lead II).
Stokes-Adams Syndrome-Ventricular Escape
In some patients with A-V block, the total block comes and goes; that is, impulses are conducted from
the atria into the ventricles for a period of time and then suddenly impulses are not conducted. The
duration of block may be a few seconds, a few minutes, a few hours, or even weeks or longer before
conduction returns. This condition occurs in hearts with borderline ischemia of the conductive system.
Each time A-V conduction ceases, the ventricles often do not start their own beating until after a delay
of 5 to 30 seconds. This results from the phenomenon called overdrive suppression. This means that
ventricular excitability is at first in a suppressed state because the ventricles have been driven by the
atria at a rate greater than their natural rate of rhythm. However, after a few seconds, some part of the
Purkinje system beyond the block, usually in the distal part of the A-V node beyond the blocked point in
the node, or in the A-V bundle, begins discharging rhythmically at a rate of 15 to 40 times per minute
and acting as the pacemaker of the ventricles. This is called ventricular escape.
Because the brain cannot remain active for more than 4 to 7 seconds without blood supply, most
patients faint a few seconds after complete block occurs because the heart does not pump any blood
for 5 to 30 seconds, until the ventricles "escape." After escape, however, the slowly beating ventricles
usually pump enough blood to allow rapid recovery from the faint and then to sustain the person.
These periodic fainting spells are known as the Stokes-Adams syndrome.
Occasionally the interval of ventricular standstill at the onset of complete block is so long that it
becomes detrimental to the patient's health or even causes death. Consequently, most of these
patients are provided with an artificial pacemaker, a small battery-operated electrical stimulator planted
beneath the skin, with electrodes usually connected to the right ventricle. The pacemaker provides
continued rhythmical impulses that take control of the ventricles.
Integration link: Artificial pacemakers
Taken from Andreoli and Carpenter's Cecil Essentials of Medicine 8E
Incomplete Intraventricular Block-Electrical Alternans
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Figure 13-8 Partial intraventricular block-"electrical alternans" (lead III).
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Most of the same factors that can cause A-V block can also block impulse conduction in the peripheral
ventricular Purkinje system. Figure 13-8 shows the condition known as electrical alternans, which
results from partial intraventricular block every other heartbeat. This electrocardiogram also shows
tachycardia (rapid heart rate), which is probably the reason the block has occurred, because when the
rate of the heart is rapid, it may be impossible for some portions of the Purkinje system to recover from
the previous refractory period quickly enough to respond during every succeeding heartbeat. Also,
many conditions that depress the heart, such as ischemia, myocarditis, or digitalis toxicity, can cause
incomplete intraventricular block, resulting in electrical alternans.
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Premature Contractions
A premature contraction is a contraction of the heart before the time that normal contraction would
have been expected. This condition is also called extrasystole, premature beat, or ectopic beat.
Causes of Premature Contractions
Most premature contractions result from ectopic foci in the heart, which emit abnormal impulses at odd
times during the cardiac rhythm. Possible causes of ectopic foci are (1) local areas of ischemia; (2)
small calcified plaques at different points in the heart, which press against the adjacent cardiac muscle
so that some of the fibers are irritated; and (3) toxic irritation of the A-V node, Purkinje system, or
myocardium caused by drugs, nicotine, or caffeine. Mechanical initiation of premature contractions is
also frequent during cardiac catheterization; large numbers of premature contractions often occur when
the catheter enters the right ventricle and presses against the endocardium.
Premature Atrial Contractions
Figure 13-9 shows a single premature atrial contraction. The P wave of this beat occurred too soon in
the heart cycle; the P-R interval is shortened, indicating that the ectopic origin of the beat is in the atria
near the A-V node. Also, the interval between the premature contraction and the next succeeding
contraction is slightly prolonged, which is called a compensatory pause. One of the reasons for this is
that the premature contraction originated in the atrium some distance from the sinus node, and the
impulse had to travel through a considerable amount of atrial muscle before it discharged the sinus
node. Consequently, the sinus node discharged late in the premature cycle, and this made the
succeeding sinus node discharge also late in appearing.
Figure 13-9 Atrial premature beat (lead I).
Premature atrial contractions occur frequently in otherwise healthy people. Indeed, they often occur in
athletes whose hearts are in very healthy condition. Mild toxic conditions resulting from such factors as
smoking, lack of sleep, ingestion of too much coffee, alcoholism, and use of various drugs can also
initiate such contractions.
Pulse Deficit
When the heart contracts ahead of schedule, the ventricles will not have filled with blood normally, and
the stroke volume output during that contraction is depressed or almost absent. Therefore, the pulse
wave passing to the peripheral arteries after a premature contraction may be so weak that it cannot be
felt in the radial artery. Thus, a deficit in the number of radial pulses occurs when compared with the
actual number of contractions of the heart.
A-V Nodal or A-V Bundle Premature Contractions
Figure 13-10 shows a premature contraction that originated in the A-V node or in the A-V bundle. The P
wave is missing from the electrocardiographic record of the premature contraction. Instead, the P wave
is superimposed onto the QRS-T complex because the cardiac impulse traveled backward into the atria
at the same time that it traveled forward into the ventricles; this P wave slightly distorts the QRS-T
complex, but the P wave itself cannot be discerned as such. In general, A-V nodal premature
contractions have the same significance and causes as atrial premature contractions.
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Premature Ventricular Contractions
Figure 13-10 A-V nodal premature contraction (lead III).
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The electrocardiogram of Figure 13-11 shows a series of premature ventricular contractions (PVCs)
alternating with normal contractions. PVCs cause specific effects in the electrocardiogram, as follows:
1. The QRS complex is usually considerably prolonged. The reason is that the impulse is conducted
mainly through slowly conducting muscle of the ventricles rather than through the Purkinje
system.
2. The QRS complex has a high voltage for the following reasons: when the normal impulse passes
through the heart, it passes through both ventricles nearly simultaneously; consequently, in the
normal heart, the depolarization waves of the two sides of the heart-mainly of opposite polarity to
each other-partially neutralize each other in the electrocardiogram. When a PVC occurs, the
impulse almost always travels in only one direction, so there is no such neutralization effect, and
one entire side or end of the ventricles is depolarized ahead of the other; this causes large
electrical potentials, as shown for the PVCs in Figure 13-11.
3. After almost all PVCs, the T wave has an electrical potential polarity exactly opposite to that of the
QRS complex because the slow conduction of the impulse through the cardiac muscle causes
the muscle fibers that depolarize first also to repolarize first.
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Figure 13-11 Premature ventricular contractions (PVCs) demonstrated by the large abnormal QRS-T
complexes (leads II and III). Axis of the premature contractions is plotted in accordance with the
principles of vectorial analysis explained in Chapter 12; this shows the origin of the PVC to be near the
base of the ventricles.
Some PVCs are relatively benign in their effects on overall pumping by the heart; they can result from
such factors as cigarettes, excessive intake of coffee, lack of sleep, various mild toxic states, and even
emotional irritability. Conversely, many other PVCs result from stray impulses or re-entrant signals that
originate around the borders of infarcted or ischemic areas of the heart. The presence of such PVCs is
not to be taken lightly. Statistics show that people with significant numbers of PVCs have a much
higher than normal chance of developing spontaneous lethal ventricular fibrillation, presumably initiated
by one of the PVCs. This is especially true when the PVCs occur during the vulnerable period for
causing fibrillation, just at the end of the T wave when the ventricles are coming out of refractoriness,
as explained later in the chapter.
Vector Analysis of the Origin of an Ectopic Premature Ventricular Contraction
In Chapter 12, the principles of vectorial analysis are explained. Applying these principles, one can
determine from the electrocardiogram in Figure 13-11 the point of origin of the PVC as follows: Note
that the potentials of the premature contractions in leads II and III are both strongly positive. Plotting
these potentials on the axes of leads II and III and solving by vectorial analysis for the mean QRS
vector in the heart, one finds that the vector of this premature contraction has its negative end (origin)
at the base of the heart and its positive end toward the apex. Thus, the first portion of the heart to
become depolarized during this premature contraction is near the base of the ventricles, which
therefore is the locus of the ectopic focus.
Disorders of Cardiac Repolarization-The Long QT Syndromes
Recall that the Q wave corresponds to ventricular depolarization while the T wave corresponds to
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ventricular repolarization. The Q-T interval is the time from the Q point to the end of the T wave.
Disorders that delay repolarization of ventricular muscle following the action potential cause prolonged
ventricular action potentials and therefore excessively long Q-T intervals on the electrocardiogram, a
condition called long QT syndrome (LQTS).
The major reason that the long QT syndrome is of concern is that delayed repolarization of ventricular
muscle increases a person's susceptibility to develop ventricular arrhythmias called torsades de
pointes, which literally means "twisting of the points." This type of arrhythmia has the features shown in
Figure 13-12. The shape of the QRS complex may change over time with the onset of arrhythmia
usually following a premature beat, a pause, and then another beat with a long Q-T interval, which may
trigger arrhythmias, tachycardia, and in some instances ventricular fibrillation.
Disorders of cardiac repolarization that lead to LQTS may be inherited or acquired. The congenital
forms of LQTS are rare disorders caused by mutations of sodium or potassium channel genes. At least
10 different mutations of these genes that can cause variable degrees of Q-T prolongation have been
identified.
More common are the acquired forms of LQTS that are associated with plasma electrolyte
disturbances, such as hypomagnesemia, hypokalemia, or hypocalcemia, or with administration of
excess amounts of antiarrhythmic drugs such as quinidine or some antibiotics such as fluoroquinolones
or erythromycin that prolong the Q-T interval.
Although some people with LQTS show no major symptoms (other than the prolonged Q-T interval),
others exhibit fainting and ventricular arrhythmias that may be precipitated by physical exercise, intense
emotions such as fright or anger, or when startled by a noise. The ventricular arrhythmias associated
with LQTS can, in some cases, deteriorate into ventricular fibrillation and sudden death.
Treatment for LQTS may include magnesium sulfate for acute LQTS, and for long-term LQTS
antiarrhythmia medications, such as beta-adrenergic blockers, or surgical implantation of a cardiac
defibrillator are used.
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Figure 13-12 Development of arrhythmias in long QT syndrome (LQTS). When the ventricular muscle
fiber action potential is prolonged as a result of delayed repolarization, a premature depolarization
(dashed line in top left figure) may occur before complete repolarization. Repetitive premature
depolarizations (right top figure) may lead to multiple depolarizations under certain conditions. In
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torsades de pointes (bottom figure), premature ventricular beats lead pauses, postpause prolongation
of the Q-T interval, and arrhythmias. (Redrawn from Murray KT, Roden DM: Disorders of cardiac
repolarization: the long QT syndromes. In: Crawford MG, DiMarco JP [eds]: Cardiology. London:
Mosby, 2001.)
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Paroxysmal Tachycardia
Some abnormalities in different portions of the heart, including the atria, the Purkinje system, or the
ventricles, can occasionally cause rapid rhythmical discharge of impulses that spread in all directions
throughout the heart. This is believed to be caused most frequently by re-entrant circus movement
feedback pathways that set up local repeated self-re-excitation. Because of the rapid rhythm in the
irritable focus, this focus becomes the pacemaker of the heart.
The term "paroxysmal" means that the heart rate becomes rapid in paroxysms, with the paroxysm
beginning suddenly and lasting for a few seconds, a few minutes, a few hours, or much longer. Then
the paroxysm usually ends as suddenly as it began, with the pacemaker of the heart instantly shifting
back to the sinus node.
Paroxysmal tachycardia often can be stopped by eliciting a vagal reflex. A type of vagal reflex
sometimes elicited for this purpose is to press on the neck in the regions of the carotid sinuses, which
may cause enough of a vagal reflex to stop the paroxysm. Various drugs may also be used. Two drugs
frequently used are quinidine and lidocaine, either of which depresses the normal increase in sodium
permeability of the cardiac muscle membrane during generation of the action potential, thereby often
blocking the rhythmical discharge of the focal point that is causing the paroxysmal attack.
Atrial Paroxysmal Tachycardia
Figure 13-13 Atrial paroxysmal tachycardia-onset in middle of record (lead I).
Figure 13-13 demonstrates in the middle of the record a sudden increase in the heart rate from about
95 to about 150 beats per minute. On close study of the electrocardiogram during the rapid heartbeat,
an inverted P wave is seen before each QRS-T complex, and this P wave is partially superimposed
onto the normal T wave of the preceding beat. This indicates that the origin of this paroxysmal
tachycardia is in the atrium, but because the P wave is abnormal in shape, the origin is not near the
sinus node.
A-V Nodal Paroxysmal Tachycardia
Paroxysmal tachycardia often results from an aberrant rhythm that involves the A-V node. This usually
causes almost normal QRS-T complexes but totally missing or obscured P waves.
Atrial or A-V nodal paroxysmal tachycardia, both of which are called supraventricular tachycardias,
usually occurs in young, otherwise healthy people, and they generally grow out of the predisposition to
tachycardia after adolescence. In general, supraventricular tachycardia frightens a person
tremendously and may cause weakness during the paroxysm, but only seldom does permanent harm
come from the attack.
Ventricular Paroxysmal Tachycardia
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Figure 13-14 Ventricular paroxysmal tachycardia (lead III).
Figure 13-14 shows a typical short paroxysm of ventricular tachycardia. The electrocardiogram of
ventricular paroxysmal tachycardia has the appearance of a series of ventricular premature beats
occurring one after another without any normal beats interspersed.
Ventricular paroxysmal tachycardia is usually a serious condition for two reasons. First, this type of
tachycardia usually does not occur unless considerable ischemic damage is present in the ventricles.
Second, ventricular tachycardia frequently initiates the lethal condition of ventricular fibrillation
because of rapid repeated stimulation of the ventricular muscle, as we discuss in the next section.
Sometimes intoxication from the heart treatment drug digitalis causes irritable foci that lead to
ventricular tachycardia. Conversely, quinidine, which increases the refractory period and threshold for
excitation of cardiac muscle, may be used to block irritable foci causing ventricular tachycardia.
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Ventricular Fibrillation
The most serious of all cardiac arrhythmias is ventricular fibrillation, which, if not stopped within 1 to 3
minutes, is almost invariably fatal. Ventricular fibrillation results from cardiac impulses that have gone
berserk within the ventricular muscle mass, stimulating first one portion of the ventricular muscle, then
another portion, then another, and eventually feeding back onto itself to re-excite the same ventricular
muscle over and over-never stopping. When this happens, many small portions of the ventricular
muscle will be contracting at the same time, while equally as many other portions will be relaxing. Thus,
there is never a coordinate contraction of all the ventricular muscle at once, which is required for a
pumping cycle of the heart. Despite massive movement of stimulatory signals throughout the ventricles,
the ventricular chambers neither enlarge nor contract but remain in an indeterminate stage of partial
contraction, pumping either no blood or negligible amounts. Therefore, after fibrillation begins,
unconsciousness occurs within 4 to 5 seconds for lack of blood flow to the brain, and irretrievable
death of tissues begins to occur throughout the body within a few minutes.
Multiple factors can spark the beginning of ventricular fibrillation-a person may have a normal
heartbeat one moment, but 1 second later, the ventricles are in fibrillation. Especially likely to initiate
fibrillation are (1) sudden electrical shock of the heart or (2) ischemia of the heart muscle, of its
specialized conducting system, or both.
Phenomenon of Re-entry-"Circus Movements" as the Basis for Ventricular Fibrillation
When the normal cardiac impulse in the normal heart has traveled through the extent of the ventricles,
it has no place to go because all the ventricular muscle is refractory and cannot conduct the impulse
farther. Therefore, that impulse dies, and the heart awaits a new action potential to begin in the atrial
sinus node.
Under some circumstances, however, this normal sequence of events does not occur. Therefore, let us
explain more fully the background conditions that can initiate re-entry and lead to "circus movements,"
which in turn cause ventricular fibrillation.
Figure 13-15 shows several small cardiac muscle strips cut in the form of circles. If such a strip is
stimulated at the 12 o'clock position so that the impulse travels in only one direction, the impulse
spreads progressively around the circle until it returns to the 12 o'clock position. If the originally
stimulated muscle fibers are still in a refractory state, the impulse then dies out because refractory
muscle cannot transmit a second impulse. But there are three different conditions that can cause this
impulse to continue to travel around the circle, that is, to cause "re-entry" of the impulse into muscle
that has already been excited. This is called a "circus movement."
First, if the pathway around the circle is too long, by the time the impulse returns to the 12 o'clock
position, the originally stimulated muscle will no longer be refractory and the impulse will continue
around the circle again and again.
Second, if the length of the pathway remains constant but the velocity of conduction becomes
decreased enough, an increased interval of time will elapse before the impulse returns to the 12
o'clock position. By this time, the originally stimulated muscle might be out of the refractory state, and
the impulse can continue around the circle again and again.
Third, the refractory period of the muscle might become greatly shortened. In this case, the impulse
could also continue around and around the circle.
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Figure 13-15 Circus movement, showing annihilation of the impulse in the short pathway and continued
propagation of the impulse in the long pathway.
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All these conditions occur in different pathological states of the human heart, as follows: (1) A long
pathway typically occurs in dilated hearts. (2) Decreased rate of conduction frequently results from (a)
blockage of the Purkinje system, (b) ischemia of the muscle, (c) high blood potassium levels, or (d)
many other factors. (3) A shortened refractory period commonly occurs in response to various drugs,
such as epinephrine, or after repetitive electrical stimulation. Thus, in many cardiac disturbances, reentry
can cause abnormal patterns of cardiac contraction or abnormal cardiac rhythms that ignore the
pace-setting effects of the sinus node.
Chain Reaction Mechanism of Fibrillation
In ventricular fibrillation, one sees many separate and small contractile waves spreading at the same
time in different directions over the cardiac muscle. The re-entrant impulses in fibrillation are not simply
a single impulse moving in a circle, as shown in Figure 13-15. Instead, they have degenerated into a
series of multiple wave fronts that have the appearance of a "chain reaction." One of the best ways to
explain this process in fibrillation is to describe the initiation of fibrillation by electric shock caused by
60-cycle alternating electric current.
Fibrillation Caused by 60-Cycle Alternating Current
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Figure 13-16 A, Initiation of fibrillation in a heart when patches of refractory musculature are present.
B, Continued propagation of fibrillatory impulses in the fibrillating ventricle.
At a central point in the ventricles of heart A in Figure 13-16, a 60-cycle electrical stimulus is applied
through a stimulating electrode. The first cycle of the electrical stimulus causes a depolarization wave
to spread in all directions, leaving all the muscle beneath the electrode in a refractory state. After about
0.25 second, part of this muscle begins to come out of the refractory state. Some portions come out of
refractoriness before other portions. This state of events is depicted in heart A by many lighter patches,
which represent excitable cardiac muscle, and dark patches, which represent still refractory muscle.
Now, continuing 60-cycle stimuli from the electrode can cause impulses to travel only in certain
directions through the heart but not in all directions. Thus, in heart A, certain impulses travel for short
distances, until they reach refractory areas of the heart, and then are blocked. But other impulses pass
between the refractory areas and continue to travel in the excitable areas. Then, several events
transpire in rapid succession, all occurring simultaneously and eventuating in a state of fibrillation.
First, block of the impulses in some directions but successful transmission in other directions creates
one of the necessary conditions for a re-entrant signal to develop-that is, transmission of some of the
depolarization waves around the heart in only some directions but not other directions.
Second, the rapid stimulation of the heart causes two changes in the cardiac muscle itself, both of
which predispose to circus movement: (1) The velocity of conduction through the heart muscle
decreases, which allows a longer time interval for the impulses to travel around the heart. (2) The
refractory period of the muscle is shortened, allowing re-entry of the impulse into previously excited
heart muscle within a much shorter time than normally.
Third, one of the most important features of fibrillation is the division of impulses, as demonstrated in
heart A. When a depolarization wave reaches a refractory area in the heart, it travels to both sides
around the refractory area. Thus, a single impulse becomes two impulses. Then, when each of these
reaches another refractory area, it, too, divides to form two more impulses. In this way, many new wave
fronts are continually being formed in the heart by progressive chain reactions until, finally, there are
many small depolarization waves traveling in many directions at the same time. Furthermore, this
irregular pattern of impulse travel causes many circuitous routes for the impulses to travel, greatly
lengthening the conductive pathway, which is one of the conditions that sustains the fibrillation. It
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also results in a continual irregular pattern of patchy refractory areas in the heart.
One can readily see when a vicious circle has been initiated: More and more impulses are formed;
these cause more and more patches of refractory muscle, and the refractory patches cause more and
more division of the impulses. Therefore, any time a single area of cardiac muscle comes out of
refractoriness, an impulse is close at hand to re-enter the area.
Heart B in Figure 13-16 demonstrates the final state that develops in fibrillation. Here one can see
many impulses traveling in all directions, some dividing and increasing the number of impulses,
whereas others are blocked by refractory areas. In fact, a single electric shock during this vulnerable
period frequently can lead to an odd pattern of impulses spreading multidirectionally around refractory
areas of muscle, which will lead to fibrillation.
Electrocardiogram in Ventricular Fibrillation
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Figure 13-17 Ventricular fibrillation (lead II).
In ventricular fibrillation, the electrocardiogram is bizarre (Figure 13-17) and ordinarily shows no
tendency toward a regular rhythm of any type. During the first few seconds of ventricular fibrillation,
relatively large masses of muscle contract simultaneously, and this causes coarse, irregular waves in
the electrocardiogram. After another few seconds, the coarse contractions of the ventricles disappear,
and the electrocardiogram changes into a new pattern of low-voltage, very irregular waves. Thus, no
repetitive electrocardiographic pattern can be ascribed to ventricular fibrillation. Instead, the ventricular
muscle contracts at as many as 30 to 50 small patches of muscle at a time, and electrocardiographic
potentials change constantly and spasmodically because the electrical currents in the heart flow first in
one direction and then in another and seldom repeat any specific cycle.
The voltages of the waves in the electrocardiogram in ventricular fibrillation are usually about 0.5
millivolt when ventricular fibrillation first begins, but they decay rapidly so that after 20 to 30 seconds,
they are usually only 0.2 to 0.3 millivolt. Minute voltages of 0.1 millivolt or less may be recorded for 10
minutes or longer after ventricular fibrillation begins. As already pointed out, because no pumping of
blood occurs during ventricular fibrillation, this state is lethal unless stopped by some heroic therapy,
such as immediate electroshock through the heart, as explained in the next section.
Electroshock Defibrillation of the Ventricles
Although a moderate alternating-current voltage applied directly to the ventricles almost invariably
throws the ventricles into fibrillation, a strong high-voltage alternating electrical current passed through
the ventricles for a fraction of a second can stop fibrillation by throwing all the ventricular muscle into
refractoriness simultaneously. This is accomplished by passing intense current through large
electrodes placed on two sides of the heart. The current penetrates most of the fibers of the ventricles
at the same time, thus stimulating essentially all parts of the ventricles simultaneously and causing
them all to become refractory. All action potentials stop, and the heart remains quiescent for 3 to 5
seconds, after which it begins to beat again, usually with the sinus node or some other part of the heart
becoming the pacemaker. However, the same re-entrant focus that had originally thrown the ventricles
into fibrillation often is still present, in which case fibrillation may begin again immediately.
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Figure 13-18 Application of electrical current to the chest to stop ventricular fibrillation.
When electrodes are applied directly to the two sides of the heart, fibrillation can usually be stopped
using 110 volts of 60-cycle alternating current applied for 0.1 second or 1000 volts of direct current
applied for a few thousandths of a second. When applied through two electrodes on the chest wall, as
shown in Figure 13-18, the usual procedure is to charge a large electrical capacitor up to several
thousand volts and then to cause the capacitor to discharge for a few thousandths of a second through
the electrodes and through the heart.
Hand Pumping of the Heart (Cardiopulmonary Resuscitation) as an Aid to Defibrillation
Unless defibrillated within 1 minute after fibrillation begins, the heart is usually too weak to be revived
by defibrillation because of the lack of nutrition from coronary blood flow. However, it is still possible to
revive the heart by preliminarily pumping the heart by hand (intermittent hand squeezing) and then
defibrillating the heart later. In this way, small quantities of blood are delivered into the aorta and a
renewed coronary blood supply develops. Then, after a few minutes of hand pumping, electrical
defibrillation often becomes possible. Indeed, fibrillating hearts have been pumped by hand for as long
as 90 minutes followed by successful defibrillation.
A technique for pumping the heart without opening the chest consists of intermittent thrusts of pressure
on the chest wall along with artificial respiration. This, plus defibrillation, is called cardiopulmonary
resuscitation, or CPR.
Lack of blood flow to the brain for more than 5 to 8 minutes usually causes permanent mental
impairment or even destruction of brain tissue. Even if the heart is revived, the person may die from the
effects of brain damage or may live with permanent mental impairment.
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Atrial Fibrillation
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Remember that except for the conducting pathway through the A-V bundle, the atrial muscle mass is
separated from the ventricular muscle mass by fibrous tissue. Therefore, ventricular fibrillation often
occurs without atrial fibrillation. Likewise, fibrillation often occurs in the atria without ventricular
fibrillation (shown to the right in Figure 13-20).
The mechanism of atrial fibrillation is identical to that of ventricular fibrillation, except that the process
occurs only in the atrial muscle mass instead of the ventricular mass. A frequent cause of atrial
fibrillation is atrial enlargement resulting from heart valve lesions that prevent the atria from emptying
adequately into the ventricles, or from ventricular failure with excess damming of blood in the atria. The
dilated atrial walls provide ideal conditions of a long conductive pathway, as well as slow conduction,
both of which predispose to atrial fibrillation.
Pumping Characteristics of the Atria during Atrial Fibrillation
For the same reasons that the ventricles will not pump blood during ventricular fibrillation, neither do
the atria pump blood in atrial fibrillation. Therefore, the atria become useless as primer pumps for the
ventricles. Even so, blood flows passively through the atria into the ventricles, and the efficiency of
ventricular pumping is decreased only 20 to 30 percent. Therefore, in contrast to the lethality of
ventricular fibrillation, a person can live for months or even years with atrial fibrillation, although at
reduced efficiency of overall heart pumping.
Electrocardiogram in Atrial Fibrillation
Figure 13-19 shows the electrocardiogram during atrial fibrillation. Numerous small depolarization
waves spread in all directions through the atria during atrial fibrillation. Because the waves are weak
and many of them are of opposite polarity at any given time, they usually almost completely electrically
neutralize one another. Therefore, in the electrocardiogram, one can see either no P waves from the
atria or only a fine, high-frequency, very low voltage wavy record. Conversely, the QRS-T complexes
are normal unless there is some pathology of the ventricles, but their timing is irregular, as explained
next.
Irregularity of Ventricular Rhythm during Atrial Fibrillation
Figure 13-19 Atrial fibrillation (lead I). The waves that can be seen are ventricular QRS and T waves.
When the atria are fibrillating, impulses arrive from the atrial muscle at the A-V node rapidly but also
irregularly. Because the A-V node will not pass a second impulse for about 0.35 second after a
previous one, at least 0.35 second must elapse between one ventricular contraction and the next. Then
an additional but variable interval of 0 to 0.6 second occurs before one of the irregular atrial fibrillatory
impulses happens to arrive at the A-V node. Thus, the interval between successive ventricular
contractions varies from a minimum of about 0.35 second to a maximum of about 0.95 second, causing
a very irregular heartbeat. In fact, this irregularity, demonstrated by the variable spacing of the
heartbeats in the electrocardiogram of Figure 13-19, is one of the clinical findings used to diagnose the
condition. Also, because of the rapid rate of the fibrillatory impulses in the atria, the ventricle is driven
at a fast heart rate, usually between 125 and 150 beats per minute.
Electroshock Treatment of Atrial Fibrillation
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In the same manner that ventricular fibrillation can be converted back to a normal rhythm by
electroshock, so too can atrial fibrillation be converted by electroshock. The procedure is essentially
the same as for ventricular fibrillation conversion-passage of a single strong electric shock through the
heart, which throws the entire heart into refractoriness for a few seconds; a normal rhythm often follows
if the heart is capable of this.
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Atrial Flutter
Atrial flutter is another condition caused by a circus movement in the atria. It is different from atrial
fibrillation, in that the electrical signal travels as a single large wave always in one direction around and
around the atrial muscle mass, as shown to the left in Figure 13-20. Atrial flutter causes a rapid rate of
contraction of the atria, usually between 200 and 350 beats per minute. However, because one side of
the atria is contracting while the other side is relaxing, the amount of blood pumped by the atria is
slight. Furthermore, the signals reach the A-V node too rapidly for all of them to be passed into the
ventricles, because the refractory periods of the A-V node and A-V bundle are too long to pass more
than a fraction of the atrial signals. Therefore, there are usually two to three beats of the atria for every
single beat of the ventricles.
Figure 13-20 Pathways of impulses in atrial flutter and atrial fibrillation.
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Figure 13-21 Atrial flutter-2:1 and 3:1 atrial to ventricle rhythm (lead I).
Figure 13-21 shows a typical electrocardiogram in atrial flutter. The P waves are strong because of
contraction of semicoordinate masses of muscle. However, note in the record that a QRS-T complex
follows an atrial P wave only once for every two to three beats of the atria, giving a 2:1 or 3:1 rhythm.
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Cardiac Arrest
A final serious abnormality of the cardiac rhythmicity-conduction system is cardiac arrest. This results
from cessation of all electrical control signals in the heart. That is, no spontaneous rhythm remains.
Cardiac arrest may occur during deep anesthesia, when many patients develop severe hypoxia
because of inadequate respiration. The hypoxia prevents the muscle fibers and conductive fibers from
maintaining normal electrolyte concentration differentials across their membranes, and their excitability
may be so affected that the automatic rhythmicity disappears.
In most instances of cardiac arrest from anesthesia, prolonged cardiopulmonary resuscitation (many
minutes or even hours) is quite successful in re-establishing a normal heart rhythm. In some patients,
severe myocardial disease can cause permanent or semipermanent cardiac arrest, which can cause
death. To treat the condition, rhythmical electrical impulses from an implanted electronic cardiac
pacemaker have been used successfully to keep patients alive for months to years.
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UNIT IV The Circulation
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14 Overview of the Circulation; Biophysics of Pressure, Flow, and Resistance
The function of the circulation is to service the needs of the body tissues-to transport nutrients to the
body tissues, to transport waste products away, to transport hormones from one part of the body to
another, and, in general, to maintain an appropriate environment in all the tissue fluids of the body for
optimal survival and function of the cells.
The rate of blood flow through many tissues is controlled mainly in response to tissue need for
nutrients. In some organs, such as the kidneys, the circulation serves additional functions. Blood flow
to the kidney, for example, is far in excess of its metabolic requirements and is related to its excretory
function, which demands that a large volume of blood be filtered each minute.
The heart and blood vessels, in turn, are controlled to provide the necessary cardiac output and
arterial pressure to cause the needed tissue blood flow. What are the mechanisms for controlling blood
volume and blood flow, and how does this relate to all the other functions of the circulation? These are
some of the topics and questions that we discuss in this section on the circulation.
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Physical Characteristics of the Circulation
The circulation, shown in Figure 14-1, is divided into the systemic circulation and the pulmonary
circulation. Because the systemic circulation supplies blood flow to all the tissues of the body except
the lungs, it is also called the greater circulation or peripheral circulation.
Functional Parts of the Circulation
Before discussing the details of circulatory function, it is important to understand the role of each part
of the circulation.
The function of the arteries is to transport blood under high pressure to the tissues. For this reason,
the arteries have strong vascular walls, and blood flows at a high velocity in the arteries.
The arterioles are the last small branches of the arterial system; they act as control conduits through
which blood is released into the capillaries. Arterioles have strong muscular walls that can close the
arterioles completely or can, by relaxing, dilate the vessels severalfold, thus having the capability of
vastly altering blood flow in each tissue in response to its needs.
The function of the capillaries is to exchange fluid, nutrients, electrolytes, hormones, and other
substances between the blood and the interstitial fluid. To serve this role, the capillary walls are very
thin and have numerous minute capillary pores permeable to water and other small molecular
substances.
The venules collect blood from the capillaries and gradually coalesce into progressively larger veins.
The veins function as conduits for transport of blood from the venules back to the heart; equally
important, they serve as a major reservoir of extra blood. Because the pressure in the venous system
is very low, the venous walls are thin. Even so, they are muscular enough to contract or expand and
thereby act as a controllable reservoir for the extra blood, either a small or a large amount, depending
on the needs of the circulation.
Volumes of Blood in the Different Parts of the Circulation
Figure 14-1 gives an overview of the circulation and lists the percentage of the total blood volume in
major segments of the circulation. For instance, about 84 percent of the entire blood volume of the
body is in the systemic circulation and 16 percent is in the heart and lungs. Of the 84 percent in the
systemic circulation, 64 percent is in the veins, 13 percent in the arteries, and 7 percent in the systemic
arterioles and capillaries. The heart contains 7 percent of the blood, and the pulmonary vessels, 9
percent.
Most surprising is the low blood volume in the capillaries. It is here, however, that the most important
function of the circulation occurs, diffusion of substances back and forth between the blood and the
tissues. This function is discussed in detail in Chapter 16.
Cross-Sectional Areas and Velocities of Blood Flow
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Figure 14-1 Distribution of blood (in percentage of total blood) in the different parts of the circulatory
system.
Vessel Cross-Sectional Area (cm2)
Aorta 2.5
Small arteries 20
Arterioles 40
Capillaries 2500
Venules 250
Small veins 80
Venae cavae 8
If all the systemic vessels of each type were put side by side, their approximate total cross-sectional
areas for the average human being would be as follows:
Note particularly the much larger cross-sectional areas of the veins than of the arteries, averaging
about four times those of the corresponding arteries. This explains the large blood storage capacity of
the venous system in comparison with the arterial system.
Because the same volume of blood flow (F) must pass through each segment of the circulation each
minute, the velocity of blood flow (v) is inversely proportional to vascular cross-sectional area (A):
Thus, under resting conditions, the velocity averages about 33 cm/sec in the aorta but only 1/1000 as
rapidly in the capillaries, about 0.3 mm/sec. However, because the capillaries have a typical length of
only 0.3 to 1 millimeter, the blood remains in the capillaries for only 1 to 3 seconds. This short time is
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surprising because all diffusion of nutrient food substances and electrolytes that occurs through the
capillary walls must do so in this short time.
Pressures in the Various Portions of the Circulation
Because the heart pumps blood continually into the aorta, the mean pressure in the aorta is high,
averaging about 100 mm Hg. Also, because heart pumping is pulsatile, the arterial pressure alternates
between a systolic pressure level of 120 mm Hg and a diastolic pressure level of 80 mm Hg, as
shown on the left side of Figure 14-2.
As the blood flows through the systemic circulation, its mean pressure falls progressively to about 0
mm Hg by the time it reaches the termination of the venae cavae where they empty into the right atrium
of the heart.
The pressure in the systemic capillaries varies from as high as 35 mm Hg near the arteriolar ends to as
low as 10 mm Hg near the venous ends, but their average "functional" pressure in most vascular beds
is about 17 mm Hg, a pressure low enough that little of the plasma leaks through the minute pores of
the capillary walls, even though nutrients can diffuse easily through these same pores to the outlying
tissue cells.
Note at the far right side of Figure 14-2 the respective pressures in the different parts of the pulmonary
circulation. In the pulmonary arteries, the pressure is pulsatile, just as in the aorta, but the pressure is
far less: pulmonary artery systolic pressure averages about 25 mm Hg and diastolic pressure 8 mm
Hg, with a mean pulmonary arterial pressure of only 16 mm Hg. The mean pulmonary capillary
pressure averages only 7 mm Hg. Yet the total blood flow through the lungs each minute is the same
as through the systemic circulation. The low pressures of the pulmonary system are in accord with the
needs of the lungs because all that is required is to expose the blood in the pulmonary capillaries to
oxygen and other gases in the pulmonary alveoli.
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Basic Principles of Circulatory Function
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Although the details of circulatory function are complex, there are three basic principles that underlie all
functions of the system.
1. The rate of blood flow to each tissue of the body is almost always precisely controlled in
relation to the tissue need. When tissues are active, they need a greatly increased supply of
nutrients and therefore much more blood flow than when at rest-occasionally as much as 20 to 30
times the resting level. Yet the heart normally cannot increase its cardiac output more than four to
seven times greater than resting levels. Therefore, it is not possible simply to increase blood flow
everywhere in the body when a particular tissue demands increased flow. Instead, the
microvessels of each tissue continuously monitor tissue needs, such as the availability of oxygen
and other nutrients and the accumulation of carbon dioxide and other tissue waste products, and
these in turn act directly on the local blood vessels, dilating or constricting them, to control local
blood flow precisely to that level required for the tissue activity. Also, nervous control of the
circulation from the central nervous system and hormones provide additional help in controlling
tissue blood flow.
2. The cardiac output is controlled mainly by the sum of all the local tissue flows. When
blood flows through a tissue, it immediately returns by way of the veins to the heart. The heart
responds automatically to this increased inflow of blood by pumping it immediately back into the
arteries. Thus, the heart acts as an automaton, responding to the demands of the tissues. The
heart, however, often needs help in the form of special nerve signals to make it pump the required
amounts of blood flow.
3. Arterial pressure regulation is generally independent of either local blood flow control or
cardiac output control. The circulatory system is provided with an extensive system for
controlling the arterial blood pressure. For instance, if at any time the pressure falls significantly
below the normal level of about 100 mm Hg, within seconds a barrage of nervous reflexes elicits a
series of circulatory changes to raise the pressure back toward normal. The nervous signals
especially (a) increase the force of heart pumping, (b) cause contraction of the large venous
reservoirs to provide more blood to the heart, and (c) cause generalized constriction of most of
the arterioles throughout the body so that more blood accumulates in the large arteries to increase
the arterial pressure. Then, over more prolonged periods, hours and days, the kidneys play an
additional major role in pressure control both by secreting pressure-controlling hormones and by
regulating the blood volume.
Figure 14-2 Normal blood pressures in the different portions of the circulatory system when a person is
lying in the horizontal position.
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Thus, in summary, the needs of the individual tissues are served specifically by the circulation. In the
remainder of this chapter, we begin to discuss the basic details of the management of tissue blood flow
and control of cardiac output and arterial pressure.
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Interrelationships of Pressure, Flow, and Resistance
Blood flow through a blood vessel is determined by two factors: (1) pressure difference of the blood
between the two ends of the vessel, also sometimes called "pressure gradient" along the vessel, which
is the force that pushes the blood through the vessel, and (2) the impediment to blood flow through the
vessel, which is called vascular resistance. Figure 14-3 demonstrates these relationships, showing a
blood vessel segment located anywhere in the circulatory system.
P1 represents the pressure at the origin of the vessel; at the other end, the pressure is P2. Resistance
occurs as a result of friction between the flowing blood and the intravascular endothelium all along the
inside of the vessel. The flow through the vessel can be calculated by the following formula, which is
called Ohm's law : in which F is blood flow, ΔP is the pressure difference (P1 - P2) between the two
ends of the vessel, and R is the resistance. This formula states that the blood flow is directly
proportional to the pressure difference but inversely proportional to the resistance.
Figure 14-3 Interrelationships of pressure, resistance, and blood flow.
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Note that it is the difference in pressure between the two ends of the vessel, not the absolute pressure
in the vessel, that determines rate of flow. For example, if the pressure at both ends of a vessel is 100
mm Hg and yet no difference exists between the two ends, there will be no flow despite the presence
of 100 mm Hg pressure.
Ohm's law, illustrated in Equation 1, expresses the most important of all the relations that the reader
needs to understand to comprehend the hemodynamics of the circulation. Because of the extreme
importance of this formula, the reader should also become familiar with its other algebraic forms:
Blood Flow
Blood flow means the quantity of blood that passes a given point in the circulation in a given period of
time. Ordinarily, blood flow is expressed in milliliters per minute or liters per minute, but it can be
expressed in milliliters per second or in any other units of flow and time.
The overall blood flow in the total circulation of an adult person at rest is about 5000 ml/min. This is
called the cardiac output because it is the amount of blood pumped into the aorta by the heart each
minute.
Methods for Measuring Blood Flow
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Many mechanical and mechanoelectrical devices can be inserted in series with a blood vessel or, in
some instances, applied to the outside of the vessel to measure flow. They are called flowmeters.
Electromagnetic Flowmeter
One of the most important devices for measuring blood flow without opening the vessel is the
electromagnetic flowmeter, the principles of which are illustrated in Figure 14-4. Figure 14-4A shows
the generation of electromotive force (electrical voltage) in a wire that is moved rapidly in a cross-wise
direction through a magnetic field. This is the well-known principle for production of electricity by the
electric generator. Figure 14-4B shows that the same principle applies for generation of electromotive
force in blood that is moving through a magnetic field. In this case, a blood vessel is placed between
the poles of a strong magnet, and electrodes are placed on the two sides of the vessel perpendicular
to the magnetic lines of force. When blood flows through the vessel, an electrical voltage proportional
to the rate of blood flow is generated between the two electrodes, and this is recorded using an
appropriate voltmeter or electronic recording apparatus. Figure 14-4C shows an actual "probe" that is
placed on a large blood vessel to record its blood flow. The probe contains both the strong magnet and
the electrodes.
A special advantage of the electromagnetic flowmeter is that it can record changes in flow in less than
1/100 of a second, allowing accurate recording of pulsatile changes in flow, as well as steady flow.
Ultrasonic Doppler Flowmeter
Figure 14-4 Flowmeter of the electromagnetic type, showing generation of an electrical voltage in a
wire as it passes through an electromagnetic field (A); generation of an electrical voltage in electrodes
on a blood vessel when the vessel is placed in a strong magnetic field and blood flows through the
vessel (B); and a modern electromagnetic flowmeter probe for chronic implantation around blood
vessels (C).
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Figure 14-5 Ultrasonic Doppler flowmeter.
Another type of flowmeter that can be applied to the outside of the vessel and that has many of the
same advantages as the electromagnetic flowmeter is the ultrasonic Doppler flowmeter, shown in
Figure 14-5. A minute piezoelectric crystal is mounted at one end in the wall of the device. This crystal,
when energized with an appropriate electronic apparatus, transmits ultrasound at a frequency of
several hundred thousand cycles per second downstream along the flowing blood. A portion of the
sound is reflected by the red blood cells in the flowing blood. The reflected ultrasound waves then
travel backward from the blood cells toward the crystal. These reflected waves have a lower frequency
than the transmitted wave because the red cells are moving away from the transmitter crystal. This is
called the Doppler effect. (It is the same effect that one experiences when a train approaches and
passes by while blowing its whistle. Once the whistle has passed by the person, the pitch of the sound
from the whistle suddenly becomes much lower than when the train is approaching.)
For the flowmeter shown in Figure 14-5, the high-frequency ultrasound wave is intermittently cut off,
and the reflected wave is received back onto the crystal and amplified greatly by the electronic
apparatus. Another portion of the electronic apparatus determines the frequency difference between
the transmitted wave and the reflected wave, thus determining the velocity of blood flow. As long as
diameter of a blood vessel does not change, changes in blood flow in the vessel are directly related to
changes in flow velocity.
Like the electromagnetic flowmeter, the ultrasonic Doppler flowmeter is capable of recording rapid,
pulsatile changes in flow, as well as steady flow.
Laminar Flow of Blood in Vessels
When blood flows at a steady rate through a long, smooth blood vessel, it flows in streamlines, with
each layer of blood remaining the same distance from the vessel wall. Also, the central-most portion of
the blood stays in the center of the vessel. This type of flow is called laminar flow or streamline flow,
and it is the opposite of turbulent flow, which is blood flowing in all directions in the vessel and
continually mixing within the vessel, as discussed subsequently.
Parabolic Velocity Profile during Laminar Flow
When laminar flow occurs, the velocity of flow in the center of the vessel is far greater than that toward
the outer edges. This is demonstrated in Figure 14-6. In Figure 14-6A, a vessel contains two fluids, the
one at the left colored by a dye and the one at the right a clear fluid, but there is no flow in the vessel.
When the fluids are made to flow, a parabolic interface develops between them, as shown 1 second
later in Figure 14-6B; the portion of fluid adjacent to the vessel wall has hardly moved, the portion
slightly away from the wall has moved a small distance, and the portion in the center of the vessel has
moved a long distance. This effect is called the "parabolic profile for velocity of blood flow."
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Figure 14-6 A, Two fluids (one dyed red, and the other clear) before flow begins; B, the same fluids 1
second after flow begins; C, turbulent flow, with elements of the fluid moving in a disorderly pattern.
The cause of the parabolic profile is the following: The fluid molecules touching the wall move slowly
because of adherence to the vessel wall. The next layer of molecules slips over these, the third layer
over the second, the fourth layer over the third, and so forth. Therefore, the fluid in the middle of the
vessel can move rapidly because many layers of slipping molecules exist between the middle of the
vessel and the vessel wall; thus, each layer toward the center flows progressively more rapidly than the
outer layers.
Turbulent Flow of Blood under Some Conditions
When the rate of blood flow becomes too great, when it passes by an obstruction in a vessel, when it
makes a sharp turn, or when it passes over a rough surface, the flow may then become turbulent, or
disorderly, rather than streamlined (see Figure 14-6C). Turbulent flow means that the blood flows
crosswise in the vessel and along the vessel, usually forming whorls in the blood, called eddy currents.
These are similar to the whirlpools that one frequently sees in a rapidly flowing river at a point of
obstruction.
When eddy currents are present, the blood flows with much greater resistance than when the flow is
streamlined, because eddies add tremendously to the overall friction of flow in the vessel.
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The tendency for turbulent flow increases in direct proportion to the velocity of blood flow, the diameter
of the blood vessel, and the density of the blood and is inversely proportional to the viscosity of the
blood, in accordance with the following equation: where Re is Reynolds' number and is the measure of
the tendency for turbulence to occur, ν is the mean velocity of blood flow (in centimeters/second), d is
the vessel diameter (in centimeters), ρ is density, and η is the viscosity (in poise). The viscosity of
blood is normally about 1/30 poise, and the density is only slightly greater than 1. When Reynolds'
number rises above 200 to 400, turbulent flow will occur at some branches of vessels but will die out
along the smooth portions of the vessels. However, when Reynolds' number rises above approximately
2000, turbulence will usually occur even in a straight, smooth vessel.
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Reynolds' number for flow in the vascular system even normally rises to 200 to 400 in large arteries; as
a result there is almost always some turbulence of flow at the branches of these vessels. In the
proximal portions of the aorta and pulmonary artery, Reynolds' number can rise to several thousand
during the rapid phase of ejection by the ventricles; this causes considerable turbulence in the proximal
aorta and pulmonary artery where many conditions are appropriate for turbulence: (1) high velocity of
blood flow, (2) pulsatile nature of the flow, (3) sudden change in vessel diameter, and (4) large vessel
diameter. However, in small vessels, Reynolds' number is almost never high enough to cause
turbulence.
Blood Pressure
Standard Units of Pressure
Blood pressure almost always is measured in millimeters of mercury (mm Hg) because the mercury
manometer has been used as the standard reference for measuring pressure since its invention in
1846 by Poiseuille. Actually, blood pressure means the force exerted by the blood against any unit
area of the vessel wall. When one says that the pressure in a vessel is 50 mm Hg, this means that the
force exerted is sufficient to push a column of mercury against gravity up to a level 50 millimeters high.
If the pressure is 100 mm Hg, it will push the column of mercury up to 100 millimeters.
Occasionally, pressure is measured in centimeters of water (cm H 2O). A pressure of 10 cm H 2O
means a pressure sufficient to raise a column of water against gravity to a height of 10 centimeters.
One millimeter of mercury pressure equals 1.36 cm water pressure because the specific gravity of
mercury is 13.6 times that of water, and 1 centimeter is 10 times as great as 1 millimeter.
High-Fidelity Methods for Measuring Blood Pressure
The mercury in a manometer has so much inertia that it cannot rise and fall rapidly. For this reason, the
mercury manometer, although excellent for recording steady pressures, cannot respond to pressure
changes that occur more rapidly than about one cycle every 2 to 3 seconds. Whenever it is desired to
record rapidly changing pressures, some other type of pressure recorder is necessary. Figure 14-7
demonstrates the basic principles of three electronic pressure transducers commonly used for
converting blood pressure and/or rapid changes in pressure into electrical signals and then recording
the electrical signals on a high-speed electrical recorder. Each of these transducers uses a very thin,
highly stretched metal membrane that forms one wall of the fluid chamber. The fluid chamber in turn is
connected through a needle or catheter inserted into the blood vessel in which the pressure is to be
measured. When the pressure is high, the membrane bulges slightly, and when it is low, it returns
toward its resting position.
In Figure 14-7A, a simple metal plate is placed a few hundredths of a centimeter above the membrane.
When the membrane bulges, the membrane comes closer to the plate, which increases the electrical
capacitance between these two, and this change in capacitance can be recorded using an appropriate
electronic system.
In Figure 14-7B, a small iron slug rests on the membrane, and this can be displaced upward into a
center space inside an electrical wire coil. Movement of the iron into the coil increases the inductance
of the coil, and this, too, can be recorded electronically.
Finally, in Figure 14-7C, a very thin, stretched resistance wire is connected to the membrane. When
this wire is stretched greatly, its resistance increases; when it is stretched less, its resistance
decreases. These changes, too, can be recorded by an electronic system.
The electrical signals from the transducer are sent to an amplifier and then to an appropriate recording
device. With some of these high-fidelity types of recording systems, pressure cycles up to 500 cycles
per second have been recorded accurately. In common use are recorders capable of registering
pressure changes that occur as rapidly as 20 to 100 cycles per second, in the manner shown on the
recording paper in Figure 14-7C.
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Figure 14-7 Principles of three types of electronic transducers for recording rapidly changing blood
pressures (explained in the text).
Resistance to Blood Flow
Units of Resistance
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Resistance is the impediment to blood flow in a vessel, but it cannot be measured by any direct means.
Instead, resistance must be calculated from measurements of blood flow and pressure difference
between two points in the vessel. If the pressure difference between two points is 1 mm Hg and the
flow is 1 ml/sec, the resistance is said to be 1 peripheral resistance unit, usually abbreviated PRU.
Expression of Resistance in CGS Units
Occasionally, a basic physical unit called the CGS (centimeters, grams, seconds) unit is used to
express resistance. This unit is dyne sec/cm5. Resistance in these units can be calculated by the
following formula:
Total Peripheral Vascular Resistance and Total Pulmonary Vascular Resistance
The rate of blood flow through the entire circulatory system is equal to the rate of blood pumping by
the heart-that is, it is equal to the cardiac output. In the adult human being, this is approximately 100
ml/sec. The pressure difference from the systemic arteries to the systemic veins is about 100 mm Hg.
Therefore, the resistance of the entire systemic circulation, called the total peripheral resistance, is
about 100/100, or 1 peripheral resistance unit (PRU).
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In conditions in which all the blood vessels throughout the body become strongly constricted, the total
peripheral resistance occasionally rises to as high as 4 PRU. Conversely, when the vessels become
greatly dilated, the resistance can fall to as little as 0.2 PRU.
In the pulmonary system, the mean pulmonary arterial pressure averages 16 mm Hg and the mean left
atrial pressure averages 2 mm Hg, giving a net pressure difference of 14 mm. Therefore, when the
cardiac output is normal at about 100 ml/sec, the total pulmonary vascular resistance calculates to be
about 0.14 PRU (about one seventh that in the systemic circulation).
"Conductance" of Blood in a Vessel and Its Relation to Resistance
Conductance is a measure of the blood flow through a vessel for a given pressure difference. This is
generally expressed in terms of milliliters per second per millimeter of mercury pressure, but it can also
be expressed in terms of liters per second per millimeter of mercury or in any other units of blood flow
and pressure.
It is evident that conductance is the exact reciprocal of resistance in accord with the following equation:
Very Slight Changes in Diameter of a Vessel Can Change Its Conductance Tremendously!
Figure 14-8 A, Demonstration of the effect of vessel diameter on blood flow. B, Concentric rings of
blood flowing at different velocities; the farther away from the vessel wall, the faster the flow.
Slight changes in the diameter of a vessel cause tremendous changes in the vessel's ability to conduct
blood when the blood flow is streamlined. This is demonstrated by the experiment illustrated in Figure
14-8A, which shows three vessels with relative diameters of 1, 2, and 4 but with the same pressure
difference of 100 mm Hg between the two ends of the vessels. Although the diameters of these vessels
increase only fourfold, the respective flows are 1, 16, and 256 ml/min, which is a 256-fold increase in
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flow. Thus, the conductance of the vessel increases in proportion to the fourth power of the diameter,
in accordance with the following formula:
Poiseuille's Law
The cause of this great increase in conductance when the diameter increases can be explained by
referring to Figure 14-8B, which shows cross sections of a large and a small vessel. The concentric
rings inside the vessels indicate that the velocity of flow in each ring is different from that in the
adjacent rings because of laminar flow, which was discussed earlier in the chapter. That is, the blood
in the ring touching the wall of the vessel is barely flowing because of its adherence to the vascular
endothelium. The next ring of blood toward the center of the vessel slips past the first ring and,
therefore, flows more rapidly. The third, fourth, fifth, and sixth rings likewise flow at progressively
increasing velocities. Thus, the blood that is near the wall of the vessel flows slowly, whereas that in
the middle of the vessel flows much more rapidly.
In the small vessel, essentially all the blood is near the wall, so the extremely rapidly flowing central
stream of blood simply does not exist. By integrating the velocities of all the concentric rings of flowing
blood and multiplying them by the areas of the rings, one can derive the following formula, known as
Poiseuille's law: in which F is the rate of blood flow, ΔP is the pressure difference between the ends of
the vessel, r is the radius of the vessel, l is length of the vessel, and η is viscosity of the blood.
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Note particularly in this equation that the rate of blood flow is directly proportional to the fourth power
of the radius of the vessel, which demonstrates once again that the diameter of a blood vessel (which
is equal to twice the radius) plays by far the greatest role of all factors in determining the rate of blood
flow through a vessel.
Importance of the Vessel Diameter "Fourth Power Law" in Determining Arteriolar Resistance
In the systemic circulation, about two thirds of the total systemic resistance to blood flow is arteriolar
resistance in the small arterioles. The internal diameters of the arterioles range from as little as 4
micrometers to as great as 25 micrometers. However, their strong vascular walls allow the internal
diameters to change tremendously, often as much as fourfold. From the fourth power law discussed
earlier that relates blood flow to diameter of the vessel, one can see that a fourfold increase in vessel
diameter can increase the flow as much as 256-fold. Thus, this fourth power law makes it possible for
the arterioles, responding with only small changes in diameter to nervous signals or local tissue
chemical signals, either to turn off almost completely the blood flow to the tissue or at the other extreme
to cause a vast increase in flow. Indeed, ranges of blood flow of more than 100-fold in separate tissue
areas have been recorded between the limits of maximum arteriolar constriction and maximum
arteriolar dilatation.
Resistance to Blood Flow in Series and Parallel Vascular Circuits
Blood pumped by the heart flows from the high-pressure part of the systemic circulation (i.e., aorta) to
the low-pressure side (i.e., vena cava) through many miles of blood vessels arranged in series and in
parallel. The arteries, arterioles, capillaries, venules, and veins are collectively arranged in series.
When blood vessels are arranged in series, flow through each blood vessel is the same and the total
resistance to blood flow (Rtotal) is equal to the sum of the resistances of each vessel:
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Figure 14-9 Vascular resistances: A, in series and B, in parallel.
The total peripheral vascular resistance is therefore equal to the sum of resistances of the arteries,
arterioles, capillaries, venules, and veins. In the example shown in Figure 14-9A, the total vascular
resistance is equal to the sum of R1 and R2.
Blood vessels branch extensively to form parallel circuits that supply blood to the many organs and
tissues of the body. This parallel arrangement permits each tissue to regulate its own blood flow, to a
great extent, independently of flow to other tissues.
For blood vessels arranged in parallel (Figure 14-9B), the total resistance to blood flow is expressed
as:
It is obvious that for a given pressure gradient, far greater amounts of blood will flow through this
parallel system than through any of the individual blood vessels. Therefore, the total resistance is far
less than the resistance of any single blood vessel. Flow through each of the parallel vessels in Figure
14-9B is determined by the pressure gradient and its own resistance, not the resistance of the other
parallel blood vessels. However, increasing the resistance of any of the blood vessels increases the
total vascular resistance.
It may seem paradoxical that adding more blood vessels to a circuit reduces the total vascular
resistance. Many parallel blood vessels, however, make it easier for blood to flow through the circuit
because each parallel vessel provides another pathway, or conductance, for blood flow. The total
conductance (Ctotal) for blood flow is the sum of the conductance of each parallel pathway:
For example, brain, kidney, muscle, gastrointestinal, skin, and coronary circulations are arranged in
parallel, and each tissue contributes to the overall conductance of the systemic circulation. Blood flow
through each tissue is a fraction of the total blood flow (cardiac output) and is determined by the
resistance (the reciprocal of conductance) for blood flow in the tissue, as well as the pressure gradient.
Therefore, amputation of a limb or surgical removal of a kidney also removes a parallel circuit and
reduces the total vascular conductance and total blood flow (i.e., cardiac output) while increasing total
peripheral vascular resistance.
Effect of Blood Hematocrit and Blood Viscosity on Vascular Resistance and Blood Flow
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Note especially that another of the important factors in Poiseuille's equation is the viscosity of the
blood. The greater the viscosity, the less the flow in a vessel if all other factors are constant.
Furthermore, the viscosity of normal blood is about three times as great as the viscosity of water.
But what makes the blood so viscous? It is mainly the large numbers of suspended red cells in the
blood, each of which exerts frictional drag against adjacent cells and against the wall of the blood
vessel.
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Figure 14-10 Hematocrits in a healthy (normal) person and in patients with anemia and polycythemia.
Hematocrit
The proportion of the blood that is red blood cells is called the hematocrit. Thus, if a person has a
hematocrit of 40, this means that 40 percent of the blood volume is cells and the remainder is plasma.
The hematocrit of adult men averages about 42, while that of women averages about 38. These values
vary tremendously, depending on whether the person has anemia, on the degree of bodily activity, and
on the altitude at which the person resides. These changes in hematocrit are discussed in relation to
the red blood cells and their oxygen transport function in Chapter 32.
Hematocrit is determined by centrifuging blood in a calibrated tube, as shown in Figure 14-10. The
calibration allows direct reading of the percentage of cells.
Effect of Hematocrit on Blood Viscosity
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Figure 14-11 Effect of hematocrit on blood viscosity. (Water viscosity = 1.)
The viscosity of blood increases drastically as the hematocrit increases, as shown in Figure 14-11. The
viscosity of whole blood at normal hematocrit is about 3; this means that three times as much pressure
is required to force whole blood as to force water through the same blood vessel. When the hematocrit
rises to 60 or 70, which it often does in polycythemia, the blood viscosity can become as great as 10
times that of water, and its flow through blood vessels is greatly retarded.
Other factors that affect blood viscosity are the plasma protein concentration and types of proteins in
the plasma, but these effects are so much less than the effect of hematocrit that they are not significant
considerations in most hemodynamic studies. The viscosity of blood plasma is about 1.5 times that of
water.
Effects of Pressure on Vascular Resistance and Tissue Blood Flow
"Autoregulation" Attenuates the Effect of Arterial Pressure on Tissue Blood Flow
From the discussion thus far, one might expect an increase in arterial pressure to cause a
proportionate increase in blood flow through the various tissues of the body. However, the effect of
arterial pressure on blood flow in many tissues is usually far less than one would expect, as shown in
Figure 14-12. The reason for this is that an increase in arterial pressure not only increases the force
that pushes blood through the vessels but it also initiates compensatory increases in vascular
resistance within a few seconds through activation of the local control mechanisms discussed in
Chapter 17. Conversely, with reductions in arterial pressure most vascular resistance is promptly
reduced in most tissues and blood flow is maintained relatively constant. The ability of each tissue to
adjust its vascular resistance and to maintain normal blood flow during changes in arterial pressure
between approximately 70 and 175 mm Hg is called blood flow autoregulation.
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Figure 14-12 Effect of changes in arterial pressure over a period of several minutes on blood flow in a
tissue such as skeletal muscle. Note that between pressure of 70 and 175 mm Hg blood flow is
"autoregulated." The blue line shows the effect of sympathetic nerve stimulation or vasoconstriction by
hormones such as norepinephrine, angiotensin II, vasopressin, or endothelin on this relationship.
Reduced tissue blood flow is rarely maintained for more than a few hours due to activation of local
autoregulatory mechanisms that eventually return blood flow toward normal.
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Note in Figure 14-12 that changes in blood flow can be caused by strong sympathetic stimulation,
which constricts the blood vessels. Likewise, hormonal vasoconstrictors, such as norepinephrine,
angiotensin II, vasopressin, or endothelin, can also reduce blood flow, at least transiently.
Changes in tissue blood flow rarely last for more than a few hours even when increases in arterial
pressure or increased levels of vasoconstrictors are sustained. The reason for the relative constancy
of blood flow is that each tissue's local autoregulatory mechanisms eventually override most of the
effects of vasoconstrictors in order to provide a blood flow that is appropriate for the needs of the
tissue.
Pressure-Flow Relationship in Passive Vascular Beds
In isolated blood vessels or in tissues that do not exhibit autoregulation, changes in arterial pressure
may have important effects on blood flow. In fact, the effect of pressure on blood flow may be greater
than predicted by Poiseuille's equation, as shown by the upward curving lines in Figure 14-13. The
reason for this is that increased arterial pressure not only increases the force that pushes blood
through the vessels but it also distends the elastic vessels, actually decreasing vascular resistance.
Conversely, decreased arterial pressure in passive blood vessels increases resistance as the elastic
vessels gradually collapse due to reduced distending pressure. When pressure falls below a critical
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level, called the critical closing pressure, flow ceases as the blood vessels are completely collapsed.
Figure 14-13 Effect of arterial pressure on blood flow through a passive blood vessel at different
degrees of vascular tone caused by increased or decreased sympathetic stimulation of the vessel.
Sympathetic stimulation and other vasoconstrictors can alter the passive pressure-flow relationship
shown in Figure 14-13. Thus, inhibition of sympathetic activity greatly dilates the vessels and can
increase the blood flow twofold or more. Conversely, very strong sympathetic stimulation can constrict
the vessels so much that blood flow occasionally decreases to as low as zero for a few seconds
despite high arterial pressure.
In reality, there are few physiological conditions in which tissues display the passive pressure-flow
relationship shown in Figure 14-13. Even in tissues that do not effectively autoregulate blood flow
during acute changes in arterial pressure, blood flow is regulated according to the needs of the tissue
when the pressure changes are sustained, as discussed in Chapter 17.
Bibliography
See bibliography for Chapter 15.
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15 Vascular Distensibility and Functions of the Arterial and Venous Systems
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Vascular Distensibility
A valuable characteristic of the vascular system is that all blood vessels are distensible. The
distensible nature of the arteries allows them to accommodate the pulsatile output of the heart and to
average out the pressure pulsations. This provides smooth, continuous flow of blood through the very
small blood vessels of the tissues.
The most distensible by far of all the vessels are the veins. Even slight increases in venous pressure
cause the veins to store 0.5 to 1.0 liter of extra blood. Therefore, the veins provide a reservoir function
for storing large quantities of extra blood that can be called into use whenever required elsewhere in
the circulation.
Units of Vascular Distensibility
Vascular distensibility normally is expressed as the fractional increase in volume for each millimeter of
mercury rise in pressure, in accordance with the following formula: That is, if 1 mm Hg causes a vessel
that originally contained 10 millimeters of blood to increase its volume by 1 milliliter, the distensibility
would be 0.1 per mm Hg, or 10 percent per mm Hg.
Difference in Distensibility of the Arteries and the Veins
Anatomically, the walls of the arteries are far stronger than those of the veins. Consequently, the veins,
on average, are about eight times more distensible than the arteries. That is, a given increase in
pressure causes about eight times as much increase in blood in a vein as in an artery of comparable
size.
In the pulmonary circulation, the pulmonary vein distensibilities are similar to those of the systemic
circulation. But the pulmonary arteries normally operate under pressures about one sixth of those in the
systemic arterial system, and their distensibilities are correspondingly greater, about six times the
distensibility of systemic arteries.
Vascular Compliance (or Vascular Capacitance)
In hemodynamic studies, it usually is much more important to know the total quantity of blood that can
be stored in a given portion of the circulation for each mm Hg pressure rise than to know the
distensibilities of the individual vessels. This value is called the compliance or capacitance of the
respective vascular bed; that is, Compliance and distensibility are quite different. A highly distensible
vessel that has a slight volume may have far less compliance than a much less distensible vessel that
has a large volume because compliance is equal to distensibility times volume.
The compliance of a systemic vein is about 24 times that of its corresponding artery because it is about
8 times as distensible and it has a volume about 3 times as great (8 × 3 = 24).
Volume-Pressure Curves of the Arterial and Venous Circulations
A convenient method for expressing the relation of pressure to volume in a vessel or in any portion of
the circulation is to use the so-called volume-pressure curve. The red and blue solid curves in Figure
15-1 represent, respectively, the volume-pressure curves of the normal systemic arterial system and
venous system, showing that when the arterial system of the average adult person (including all the
large arteries, small arteries, and arterioles) is filled with about 700 milliliters of blood, the mean arterial
pressure is 100 mm Hg, but when it is filled with only 400 milliliters of blood, the pressure falls to zero.
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Figure 15-1 "Volume-pressure curves" of the systemic arterial and venous systems, showing the effects
of stimulation or inhibition of the sympathetic nerves to the circulatory system.
In the entire systemic venous system, the volume normally ranges from 2000 to 3500 milliliters, and a
change of several hundred millimeters in this volume is required to change the venous pressure only 3
to 5 mm Hg. This mainly explains why as much as one half liter of blood can be transfused into a
healthy person in only a few minutes without greatly altering function of the circulation.
Effect of Sympathetic Stimulation or Sympathetic Inhibition on the Volume-Pressure Relations of the
Arterial and Venous Systems
Also shown in Figure 15-1 are the effects of exciting or inhibiting the vascular sympathetic nerves on
the volume-pressure curves. It is evident that increase in vascular smooth muscle tone caused by
sympathetic stimulation increases the pressure at each volume of the arteries or veins, whereas
sympathetic inhibition decreases the pressure at each volume. Control of the vessels in this manner by
the sympathetics is a valuable means for diminishing the dimensions of one segment of the circulation,
thus transferring blood to other segments. For instance, an increase in vascular tone throughout the
systemic circulation often causes large volumes of blood to shift into the heart, which is one of the
principal methods that the body uses to increase heart pumping.
Sympathetic control of vascular capacitance is also highly important during hemorrhage. Enhancement
of sympathetic tone, especially to the veins, reduces the vessel sizes enough that the circulation
continues to operate almost normally even when as much as 25 percent of the total blood volume has
been lost.
Delayed Compliance (Stress-Relaxation) of Vessels
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Figure 15-2 Effect on the intravascular pressure of injecting a volume of blood into a venous segment
and later removing the excess blood, demonstrating the principle of delayed compliance.
The term "delayed compliance" means that a vessel exposed to increased volume at first exhibits a
large increase in pressure, but progressive delayed stretching of smooth muscle in the vessel wall
allows the pressure to return back toward normal over a period of minutes to hours. This effect is
shown in Figure 15-2. In this figure, the pressure is recorded in a small segment of a vein that is
occluded at both ends. An extra volume of blood is suddenly injected until the pressure rises from 5 to
12 mm Hg. Even though none of the blood is removed after it is injected, the pressure begins to
decrease immediately and approaches about 9 mm Hg after several minutes. In other words, the
volume of blood injected causes immediate elastic distention of the vein, but then the smooth muscle
fibers of the vein begin to "creep" to longer lengths, and their tensions correspondingly decrease. This
effect is a characteristic of all smooth muscle tissue and is called stress-relaxation, which was
explained in Chapter 8.
Delayed compliance is a valuable mechanism by which the circulation can accommodate extra blood
when necessary, such as after too large a transfusion. Delayed compliance in the reverse direction is
one of the ways in which the circulation automatically adjusts itself over a period of minutes or hours to
diminished blood volume after serious hemorrhage.
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Arterial Pressure Pulsations
With each beat of the heart a new surge of blood fills the arteries. Were it not for distensibility of the
arterial system, all of this new blood would have to flow through the peripheral blood vessels almost
instantaneously, only during cardiac systole, and no flow would occur during diastole. However, the
compliance of the arterial tree normally reduces the pressure pulsations to almost no pulsations by the
time the blood reaches the capillaries; therefore, tissue blood flow is mainly continuous with very little
pulsation.
A typical record of the pressure pulsations at the root of the aorta is shown in Figure 15-3. In the
healthy young adult, the pressure at the top of each pulse, called the systolic pressure, is about 120
mm Hg. At the lowest point of each pulse, called the diastolic pressure, it is about 80 mm Hg. The
difference between these two pressures, about 40 mm Hg, is called the pulse pressure.
Two major factors affect the pulse pressure: (1) the stroke volume output of the heart and (2) the
compliance (total distensibility) of the arterial tree. A third, less important factor, is the character of
ejection from the heart during systole.
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Figure 15-3 Pressure pulse contour in the ascending aorta.
In general, the greater the stroke volume output, the greater the amount of blood that must be
accommodated in the arterial tree with each heartbeat, and, therefore, the greater the pressure rise
and fall during systole and diastole, thus causing a greater pulse pressure. Conversely, the less the
compliance of the arterial system, the greater the rise in pressure for a given stroke volume of blood
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pumped into the arteries. For instance, as demonstrated by the middle top curves in Figure 15-4, the
pulse pressure in old age sometimes rises to as much as twice normal, because the arteries have
become hardened with arteriosclerosis and therefore are relatively noncompliant.
In effect, pulse pressure is determined approximately by the ratio of stroke volume output to
compliance of the arterial tree. Any condition of the circulation that affects either of these two factors
also affects the pulse pressure:
Abnormal Pressure Pulse Contours
Some conditions of the circulation also cause abnormal contours of the pressure pulse wave in
addition to altering the pulse pressure. Especially distinctive among these are aortic stenosis, patent
ductus arteriosus, and aortic regurgitation, each of which is shown in Figure 15-4.
In aortic valve stenosis, the diameter of the aortic valve opening is reduced significantly, and the aortic
pressure pulse is decreased significantly because of diminished blood flow outward through the
stenotic valve.
Figure 15-4 Aortic pressure pulse contours in arteriosclerosis, aortic stenosis, patent ductus arteriosus,
and aortic regurgitation.
In patent ductus arteriosus, one half or more of the blood pumped into the aorta by the left ventricle
flows immediately backward through the wide-open ductus into the pulmonary artery and lung blood
vessels, thus allowing the diastolic pressure to fall very low before the next heartbeat.
In aortic regurgitation, the aortic valve is absent or will not close completely. Therefore, after each
heartbeat, the blood that has just been pumped into the aorta flows immediately backward into the left
ventricle. As a result, the aortic pressure can fall all the way to zero between heartbeats. Also, there is
no incisura in the aortic pulse contour because there is no aortic valve to close.
Transmission of Pressure Pulses to the Peripheral Arteries
When the heart ejects blood into the aorta during systole, at first only the proximal portion of the aorta
becomes distended because the inertia of the blood prevents sudden blood movement all the way to
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the periphery. However, the rising pressure in the proximal aorta rapidly overcomes this inertia, and the
wave front of distention spreads farther and farther along the aorta, as shown in Figure 15-5. This is
called transmission of the pressure pulse in the arteries.
Figure 15-5 Progressive stages in transmission of the pressure pulse along the aorta.
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The velocity of pressure pulse transmission in the normal aorta is 3 to 5 m/sec; in the large arterial
branches, 7 to 10 m/sec; and in the small arteries, 15 to 35 m/sec. In general, the greater the
compliance of each vascular segment, the slower the velocity, which explains the slow transmission in
the aorta and the much faster transmission in the much less compliant small distal arteries. In the aorta,
the velocity of transmission of the pressure pulse is 15 or more times the velocity of blood flow
because the pressure pulse is simply a moving wave of pressure that involves little forward total
movement of blood volume.
Damping of the Pressure Pulses in the Smaller Arteries, Arterioles, and Capillaries
Figure 15-6 shows typical changes in the contours of the pressure pulse as the pulse travels into the
peripheral vessels. Note especially in the three lower curves that the intensity of pulsation becomes
progressively less in the smaller arteries, the arterioles, and, especially, the capillaries. In fact, only
when the aortic pulsations are extremely large or the arterioles are greatly dilated can pulsations be
observed in the capillaries.
This progressive diminution of the pulsations in the periphery is called damping of the pressure
pulses. The cause of this is twofold: (1) resistance to blood movement in the vessels and (2)
compliance of the vessels. The resistance damps the pulsations because a small amount of blood
must flow forward at the pulse wave front to distend the next segment of the vessel; the greater the
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resistance, the more difficult it is for this to occur. The compliance damps the pulsations because the
more compliant a vessel, the greater the quantity of blood required at the pulse wave front to cause an
increase in pressure. Therefore, the degree of damping is almost directly proportional to the product
of resistance times compliance.
Clinical Methods for Measuring Systolic and Diastolic Pressures
Figure 15-6 Changes in the pulse pressure contour as the pulse wave travels toward the smaller
vess
1. When there is excess salt in the extracellular fluid, the osmolality of the fluid increases, and this in
turn stimulates the thirst center in the brain, making the person drink extra amounts of water to
return the extracellular salt concentration to normal. This increases the extracellular fluid volume.
2. The increase in osmolality caused by the excess salt in the extracellular fluid also stimulates the
hypothalamic-posterior pituitary gland secretory mechanism to secrete increased quantities of
peripheral vascular resistance )
becomes greatly decreased because of opening a large arteriovenous fistula (a direct opening
between a large artery and a large vein). The venous return curve rotates upward to give the curve
labeled "AV fistula." This venous return curve equates with the normal cardiac output curve at point B,
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